US OCC Enforcement Actions
Published OCC enforcement actions involving institutions, companies, and individuals.
Source availability
Available for screening
6,071 source records are available in the current dataset.
Records can overlap across lists; this is not a count of unique people or organizations.
- Latest successful check
- Our refresh schedule
- Every 24 hours
Data overview
OCC Enforcement Actions is published by Office of the Comptroller of the Currency.
The available version contains 6,071 source records before any name search.
The entity-type breakdown is 3,361 people and 2,710 organizations.
- Source records
- 6,071
- Publicly browsable records
- 6,071
- Entity types present
- 2
Record types and how to read these counts
Records by entity type
- People
- 3,361
- Organizations
- 2,710
- Other / unspecified
- 0
What these numbers mean
Counts describe this source’s current available records, before any name search. Records can overlap within and across lists. They are not counts of unique entities.
Publicly browsable records are the portion available in the public directory. A record’s presence does not by itself establish an active sanction.
Organizations include companies and other bodies. Other / unspecified means the source record has no more specific supported type.
What this source covers
The official export includes action types, start dates, termination dates, document references, amounts, and subject matters. It includes historical and terminated actions and is not guaranteed comprehensive. Certain pre-December 23, 2022 prohibition notifications are excluded by the publisher, and older OTS actions are in a separate archive.
Distinguish the action from its current effect
An enforcement action is not automatically a financial sanction or an ongoing prohibition. Consult the original order and current OCC search for its scope, modification, and termination. Exact termination dates end current screening eligibility; missing or N/A dates remain explicitly uncertain. Inconsistent publisher dates are preserved and flagged.
- Read the stated action type and procedural status.
- Check the decision, dates and later amendments.
- Keep different orders about the same named party distinct.
Public source records
- Old National BankOffice of the Comptroller of the Currency records “Civil Money Penalty (CMP)” for Old National Bank. The recorded action date is 14 Jan 2014.OrganizationOCC Enforcement Actions
- First National Bank of KansasOffice of the Comptroller of the Currency records “Cease-and-Desist Order (C&D) or Personal Cease-and-Desist Order (PC&D)” for First National Bank of Kansas. The recorded action date is 8 Aug 2008. This source entry is excluded from current screening matches.OrganizationOCC Enforcement Actions
- Ncb, FSBOffice of the Comptroller of the Currency records “Formal Agreement” for Ncb, FSB. The recorded action date is 15 Mar 2010. This source entry is excluded from current screening matches.OrganizationOCC Enforcement Actions
- First Western Bank N.A.Office of the Comptroller of the Currency records “Formal Agreement” for First Western Bank N.A.. The recorded action date is 22 Nov 1991. This source entry is excluded from current screening matches.OrganizationOCC Enforcement Actions
- Granite Community Bank, National AssociationOffice of the Comptroller of the Currency records “Formal Agreement” for Granite Community Bank, National Association. The recorded action date is 21 Jul 2008. This source entry is excluded from current screening matches.OrganizationOCC Enforcement Actions
- Means, JoshuaOffice of the Comptroller of the Currency records “Civil Money Penalty (CMP)” for Means, Joshua. The recorded action date is 8 Jan 2018.PersonOCC Enforcement Actions
- Capital One, National AssociationOffice of the Comptroller of the Currency records “GLBA Agreement” for Capital One, National Association. The recorded action date is 25 Apr 2014. This source entry is excluded from current screening matches.OrganizationOCC Enforcement Actions
- Ray, Jeffrey S.Office of the Comptroller of the Currency records “Civil Money Penalty (CMP)” for Ray, Jeffrey S.. The recorded action date is 9 Jul 2008.PersonOCC Enforcement Actions
- Ray, Mark L.Office of the Comptroller of the Currency records “Civil Money Penalty (CMP)” for Ray, Mark L.. The recorded action date is 22 Aug 2005.PersonOCC Enforcement Actions
- Hamlin, Loren F.Office of the Comptroller of the Currency records “Civil Money Penalty (CMP)” for Hamlin, Loren F.. The recorded action date is 10 Sep 2009.PersonOCC Enforcement Actions
- Briggs, MichaelOffice of the Comptroller of the Currency records “Civil Money Penalty (CMP)” for Briggs, Michael. The recorded action date is 30 Jan 1992.PersonOCC Enforcement Actions
- Six Rivers National BankOffice of the Comptroller of the Currency records “Cease-and-Desist Order (C&D) or Personal Cease-and-Desist Order (PC&D)” for Six Rivers National Bank. The recorded action date is 12 Apr 1999. This source entry is excluded from current screening matches.OrganizationOCC Enforcement Actions
- Lone Star National BankOffice of the Comptroller of the Currency records “Cease-and-Desist Order (C&D) or Personal Cease-and-Desist Order (PC&D)” for Lone Star National Bank. The recorded action date is 9 Jul 2012. This source entry is excluded from current screening matches.OrganizationOCC Enforcement Actions
- Central National Bank of MattoonOffice of the Comptroller of the Currency records “Cease-and-Desist Order (C&D) or Personal Cease-and-Desist Order (PC&D)” for Central National Bank of Mattoon. The recorded action date is 25 Sep 1989. This source entry is excluded from current screening matches.OrganizationOCC Enforcement Actions
- First National Bank in HowellOffice of the Comptroller of the Currency records “Formal Agreement” for First National Bank in Howell. The recorded action date is 23 Oct 2008. This source entry is excluded from current screening matches.OrganizationOCC Enforcement Actions
- Farrell, Jeffrey AllenOffice of the Comptroller of the Currency records “Prohibition/Removal Orders” for Farrell, Jeffrey Allen. The recorded action date is 23 Mar 2016.PersonOCC Enforcement Actions
- The Community National BankOffice of the Comptroller of the Currency records “Formal Agreement” for The Community National Bank. The recorded action date is 19 Jun 2007. This source entry is excluded from current screening matches.OrganizationOCC Enforcement Actions
- City National Bank of New JerseyOffice of the Comptroller of the Currency records “Cease-and-Desist Order (C&D) or Personal Cease-and-Desist Order (PC&D)” for City National Bank of New Jersey. The recorded action date is 22 Dec 2010. This source entry is excluded from current screening matches.OrganizationOCC Enforcement Actions
- The Lemont National BankOffice of the Comptroller of the Currency records “Formal Agreement” for The Lemont National Bank. The recorded action date is 1 May 2024.OrganizationOCC Enforcement Actions
- Hughes, MickeyOffice of the Comptroller of the Currency records “Civil Money Penalty (CMP)” for Hughes, Mickey. The recorded action date is 25 Mar 2004.PersonOCC Enforcement Actions
- M.Y. Safra Bank, FSBOffice of the Comptroller of the Currency records “Cease-and-Desist Order (C&D) or Personal Cease-and-Desist Order (PC&D)” for M.Y. Safra Bank, FSB. The recorded action date is 30 Jan 2020. This source entry is excluded from current screening matches.OrganizationOCC Enforcement Actions
- California National BankOffice of the Comptroller of the Currency records “Cease-and-Desist Order (C&D) or Personal Cease-and-Desist Order (PC&D)” for California National Bank. The recorded action date is 9 Dec 1991. This source entry is excluded from current screening matches.OrganizationOCC Enforcement Actions
- Bremer Bank, N.A.Office of the Comptroller of the Currency records “Formal Agreement” for Bremer Bank, N.A.. The recorded action date is 10 Dec 1998. This source entry is excluded from current screening matches.OrganizationOCC Enforcement Actions
- Harris, Richard "Don"Office of the Comptroller of the Currency records “Civil Money Penalty (CMP)” for Harris, Richard "Don". The recorded action date is 17 May 1994.PersonOCC Enforcement Actions
- First National Bank Of BellaireOffice of the Comptroller of the Currency records “Cease-and-Desist Order (C&D) or Personal Cease-and-Desist Order (PC&D)” for First National Bank Of Bellaire. The recorded action date is 28 Sep 1994. This source entry is excluded from current screening matches.OrganizationOCC Enforcement Actions
- Sovran Bank/Dc NationalOffice of the Comptroller of the Currency records “Formal Agreement” for Sovran Bank/Dc National. The recorded action date is 19 Jun 1991. This source entry is excluded from current screening matches.OrganizationOCC Enforcement Actions
- Kirkman, Kristen L.Office of the Comptroller of the Currency records “Prohibition/Removal Orders” for Kirkman, Kristen L.. The recorded action date is 1 Dec 2000.PersonOCC Enforcement Actions
- Anchorbank,fsbOffice of the Comptroller of the Currency records “Prompt Corrective Action (PCA) Directive” for Anchorbank,fsb. The recorded action date is 31 Aug 2010. This source entry is excluded from current screening matches.OrganizationOCC Enforcement Actions
- Myska, GingerOffice of the Comptroller of the Currency records “Prohibition/Removal Orders” for Myska, Ginger. The recorded action date is 16 Oct 2014.PersonOCC Enforcement Actions
- Trammell, Tom J.Office of the Comptroller of the Currency records “Prohibition/Removal Orders” for Trammell, Tom J.. The recorded action date is 4 Feb 2005.PersonOCC Enforcement Actions
Screen customers against the US OCC Enforcement Actions
Start free250 free live screenings • One lifetime allowance • API + dashboard • No credit card
Questions about US OCC Enforcement Actions
Who publishes US OCC Enforcement Actions?
The catalog identifies Office of the Comptroller of the Currency as the publisher in United States. Open the publisher reference. SanctionsKit’s source profile is separate from that publisher’s original records and notices.
Can I select US OCC Enforcement Actions for screening?
The current source snapshot marks US OCC Enforcement Actions as available for screening. Select its source ID, us-occ-enforcement, when your policy requires it. Check availability again when you run a request. This status does not by itself grant public browsing or export rights.
Can I browse current US OCC Enforcement Actions records here?
Current public records from US OCC Enforcement Actions can be browsed here. The current source contains 6,071 records. This counts source records, not distinct people, companies or assets. An empty name search is not a completed screening check.
May I reuse or export US OCC Enforcement Actions records?
Access to US OCC Enforcement Actions does not grant every right to copy, export or redistribute it. Read the source reuse terms and the attribution notice for the version you use. A public record page or working screening integration is not an export permission. Follow the conditions that apply to your intended use.
Continue exploring
Source discovery reference: OpenSanctions source catalog, captured . Import and record counts above come from SanctionsKit.