US OCC Enforcement Actions
Published OCC enforcement actions involving institutions, companies, and individuals.
Source availability
Available for screening
6,071 source records are available in the current dataset.
Records can overlap across lists; this is not a count of unique people or organizations.
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- Our refresh schedule
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Data overview
OCC Enforcement Actions is published by Office of the Comptroller of the Currency.
The available version contains 6,071 source records before any name search.
The entity-type breakdown is 3,361 people and 2,710 organizations.
- Source records
- 6,071
- Publicly browsable records
- 6,071
- Entity types present
- 2
Record types and how to read these counts
Records by entity type
- People
- 3,361
- Organizations
- 2,710
- Other / unspecified
- 0
What these numbers mean
Counts describe this source’s current available records, before any name search. Records can overlap within and across lists. They are not counts of unique entities.
Publicly browsable records are the portion available in the public directory. A record’s presence does not by itself establish an active sanction.
Organizations include companies and other bodies. Other / unspecified means the source record has no more specific supported type.
What this source covers
The official export includes action types, start dates, termination dates, document references, amounts, and subject matters. It includes historical and terminated actions and is not guaranteed comprehensive. Certain pre-December 23, 2022 prohibition notifications are excluded by the publisher, and older OTS actions are in a separate archive.
Distinguish the action from its current effect
An enforcement action is not automatically a financial sanction or an ongoing prohibition. Consult the original order and current OCC search for its scope, modification, and termination. Exact termination dates end current screening eligibility; missing or N/A dates remain explicitly uncertain. Inconsistent publisher dates are preserved and flagged.
- Read the stated action type and procedural status.
- Check the decision, dates and later amendments.
- Keep different orders about the same named party distinct.
Public source records
- Owen, Tommie J.Office of the Comptroller of the Currency records “Prohibition/Removal Orders” for Owen, Tommie J.. The recorded action date is 11 Feb 1993.PersonOCC Enforcement Actions
- First National Bank USAOffice of the Comptroller of the Currency records “Cease-and-Desist Order (C&D) or Personal Cease-and-Desist Order (PC&D)” for First National Bank USA. The recorded action date is 13 Aug 2010. This source entry is excluded from current screening matches.OrganizationOCC Enforcement Actions
- The Boatmen's National Bank Of St. LouisOffice of the Comptroller of the Currency records “Securities Enforcement Action” for The Boatmen's National Bank Of St. Louis. The recorded action date is 17 Jan 1992. This source entry is excluded from current screening matches.OrganizationOCC Enforcement Actions
- Wilson, Pamellia G.Office of the Comptroller of the Currency records “Cease-and-Desist Order (C&D) or Personal Cease-and-Desist Order (PC&D)” for Wilson, Pamellia G.. The recorded action date is 15 Aug 2011.PersonOCC Enforcement Actions
- Allison, John B.Office of the Comptroller of the Currency records “C&D or PC&D Requiring Restitution” for Allison, John B.. The recorded action date is 1 Dec 1992.PersonOCC Enforcement Actions
- First FS & LA of LorainOffice of the Comptroller of the Currency records “Formal Agreement” for First FS & LA of Lorain. The recorded action date is 29 Feb 2024.OrganizationOCC Enforcement Actions
- Lindeman, Jon R.Office of the Comptroller of the Currency records “Prohibition/Removal Orders” for Lindeman, Jon R.. The recorded action date is 1 Feb 2004.PersonOCC Enforcement Actions
- Hurley, PatrickOffice of the Comptroller of the Currency records “Civil Money Penalty (CMP)” for Hurley, Patrick. The recorded action date is 20 Sep 2021.PersonOCC Enforcement Actions
- Ortega, DeliaOffice of the Comptroller of the Currency records “Prohibition/Removal Orders” for Ortega, Delia. The recorded action date is 13 Dec 2019.PersonOCC Enforcement Actions
- Greer, LannyOffice of the Comptroller of the Currency records “Civil Money Penalty (CMP)” for Greer, Lanny. The recorded action date is 17 Jun 2014.PersonOCC Enforcement Actions
- Feltes, RobertOffice of the Comptroller of the Currency records “Prohibition/Removal Orders” for Feltes, Robert. The recorded action date is 20 Sep 1994.PersonOCC Enforcement Actions
- Minnstar Bank National AssociationOffice of the Comptroller of the Currency records “Formal Agreement” for Minnstar Bank National Association. The recorded action date is 25 Feb 2009. This source entry is excluded from current screening matches.OrganizationOCC Enforcement Actions
- First National Bank of Southern CaliforniaOffice of the Comptroller of the Currency records “Formal Agreement” for First National Bank of Southern California. The recorded action date is 23 Feb 2010. This source entry is excluded from current screening matches.OrganizationOCC Enforcement Actions
- Blank, Albert P.Office of the Comptroller of the Currency records “Civil Money Penalty (CMP)” for Blank, Albert P.. The recorded action date is 18 Dec 2015.PersonOCC Enforcement Actions
- Briscoe, LenardOffice of the Comptroller of the Currency records “Civil Money Penalty (CMP)” for Briscoe, Lenard. The recorded action date is 5 Aug 1999.PersonOCC Enforcement Actions
- Baltz, StephenOffice of the Comptroller of the Currency records “Civil Money Penalty (CMP)” for Baltz, Stephen. The recorded action date is 31 Jan 2007.PersonOCC Enforcement Actions
- Unity National Bank of HoustonOffice of the Comptroller of the Currency records “Formal Agreement” for Unity National Bank of Houston. The recorded action date is 30 Aug 2022. This source entry is excluded from current screening matches.OrganizationOCC Enforcement Actions
- Elkhebri, MouaazOffice of the Comptroller of the Currency records “Prohibition/Removal Orders” for Elkhebri, Mouaaz. The recorded action date is 15 Nov 2023.PersonOCC Enforcement Actions
- McFarland, FrankOffice of the Comptroller of the Currency records “Civil Money Penalty (CMP)” for McFarland, Frank. The recorded action date is 1 Mar 1990.PersonOCC Enforcement Actions
- United National BankOffice of the Comptroller of the Currency records “Formal Agreement” for United National Bank. The recorded action date is 24 Mar 1993. This source entry is excluded from current screening matches.OrganizationOCC Enforcement Actions
- Davie, BrianOffice of the Comptroller of the Currency records “1829 Prohibition Notification” for Davie, Brian. The recorded action date is 1 Apr 2024.PersonOCC Enforcement Actions
- Cunningham, DerlineOffice of the Comptroller of the Currency records “Notice of Charges” for Cunningham, Derline. The recorded action date is 12 Mar 2021. This source entry is excluded from current screening matches.PersonOCC Enforcement Actions
- Wells Fargo Bank, National AssociationOffice of the Comptroller of the Currency records “Formal Agreement” for Wells Fargo Bank, National Association. The recorded action date is 8 Dec 2011. This source entry is excluded from current screening matches.OrganizationOCC Enforcement Actions
- Los Alamos National BankOffice of the Comptroller of the Currency records “Formal Agreement” for Los Alamos National Bank. The recorded action date is 30 Nov 2012. This source entry is excluded from current screening matches.OrganizationOCC Enforcement Actions
- Interbusiness Bank, National AssociationOffice of the Comptroller of the Currency records “Cease-and-Desist Order (C&D) or Personal Cease-and-Desist Order (PC&D)” for Interbusiness Bank, National Association. The recorded action date is 16 May 2005. This source entry is excluded from current screening matches.OrganizationOCC Enforcement Actions
- Pack, Harry S.Office of the Comptroller of the Currency records “Cease-and-Desist Order (C&D) or Personal Cease-and-Desist Order (PC&D)” for Pack, Harry S.. The recorded action date is 25 Aug 1995.PersonOCC Enforcement Actions
- Barnes, DeliaOffice of the Comptroller of the Currency records “Prohibition/Removal Orders” for Barnes, Delia. The recorded action date is 21 Feb 1997.PersonOCC Enforcement Actions
- Executive National BankOffice of the Comptroller of the Currency records “Formal Agreement” for Executive National Bank. The recorded action date is 6 Sep 2001. This source entry is excluded from current screening matches.OrganizationOCC Enforcement Actions
- Steffensmeier, Susan E.Office of the Comptroller of the Currency records “Civil Money Penalty (CMP)” for Steffensmeier, Susan E.. The recorded action date is 9 Sep 1994.PersonOCC Enforcement Actions
- First National Bank of WinnsboroOffice of the Comptroller of the Currency records “Formal Agreement” for First National Bank of Winnsboro. The recorded action date is 14 Dec 2010. This source entry is excluded from current screening matches.OrganizationOCC Enforcement Actions
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Questions about US OCC Enforcement Actions
Who publishes US OCC Enforcement Actions?
The catalog identifies Office of the Comptroller of the Currency as the publisher in United States. Open the publisher reference. SanctionsKit’s source profile is separate from that publisher’s original records and notices.
Can I select US OCC Enforcement Actions for screening?
The current source snapshot marks US OCC Enforcement Actions as available for screening. Select its source ID, us-occ-enforcement, when your policy requires it. Check availability again when you run a request. This status does not by itself grant public browsing or export rights.
Can I browse current US OCC Enforcement Actions records here?
Current public records from US OCC Enforcement Actions can be browsed here. The current source contains 6,071 records. This counts source records, not distinct people, companies or assets. An empty name search is not a completed screening check.
May I reuse or export US OCC Enforcement Actions records?
Access to US OCC Enforcement Actions does not grant every right to copy, export or redistribute it. Read the source reuse terms and the attribution notice for the version you use. A public record page or working screening integration is not an export permission. Follow the conditions that apply to your intended use.
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Source discovery reference: OpenSanctions source catalog, captured . Import and record counts above come from SanctionsKit.