US OCC Enforcement Actions
Published OCC enforcement actions involving institutions, companies, and individuals.
Source availability
Available for screening
6,071 source records are available in the current dataset.
Records can overlap across lists; this is not a count of unique people or organizations.
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- Our refresh schedule
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Data overview
OCC Enforcement Actions is published by Office of the Comptroller of the Currency.
The available version contains 6,071 source records before any name search.
The entity-type breakdown is 3,361 people and 2,710 organizations.
- Source records
- 6,071
- Publicly browsable records
- 6,071
- Entity types present
- 2
Record types and how to read these counts
Records by entity type
- People
- 3,361
- Organizations
- 2,710
- Other / unspecified
- 0
What these numbers mean
Counts describe this source’s current available records, before any name search. Records can overlap within and across lists. They are not counts of unique entities.
Publicly browsable records are the portion available in the public directory. A record’s presence does not by itself establish an active sanction.
Organizations include companies and other bodies. Other / unspecified means the source record has no more specific supported type.
What this source covers
The official export includes action types, start dates, termination dates, document references, amounts, and subject matters. It includes historical and terminated actions and is not guaranteed comprehensive. Certain pre-December 23, 2022 prohibition notifications are excluded by the publisher, and older OTS actions are in a separate archive.
Distinguish the action from its current effect
An enforcement action is not automatically a financial sanction or an ongoing prohibition. Consult the original order and current OCC search for its scope, modification, and termination. Exact termination dates end current screening eligibility; missing or N/A dates remain explicitly uncertain. Inconsistent publisher dates are preserved and flagged.
- Read the stated action type and procedural status.
- Check the decision, dates and later amendments.
- Keep different orders about the same named party distinct.
Public source records
- Liberty National BankOffice of the Comptroller of the Currency records “Civil Money Penalty (CMP)” for Liberty National Bank. The recorded action date is 28 Jan 1991.OrganizationOCC Enforcement Actions
- Alvarez, CyntiaOffice of the Comptroller of the Currency records “Prohibition/Removal Orders” for Alvarez, Cyntia. The recorded action date is 7 Jul 2023.PersonOCC Enforcement Actions
- National Grand Bank Of MarbleheadOffice of the Comptroller of the Currency records “Formal Agreement” for National Grand Bank Of Marblehead. The recorded action date is 26 Feb 1991. This source entry is excluded from current screening matches.OrganizationOCC Enforcement Actions
- Coleman, Kenneth L.Office of the Comptroller of the Currency records “C&D or PC&D Requiring Restitution” for Coleman, Kenneth L.. The recorded action date is 2 Mar 2005.PersonOCC Enforcement Actions
- Wells Fargo Bank, National AssociationOffice of the Comptroller of the Currency records “Civil Money Penalty (CMP)” for Wells Fargo Bank, National Association. The recorded action date is 9 Sep 2021.OrganizationOCC Enforcement Actions
- Hill, MarvinOffice of the Comptroller of the Currency records “Civil Money Penalty (CMP)” for Hill, Marvin. The recorded action date is 12 May 2004.PersonOCC Enforcement Actions
- Peoples National Bank LeadvilleOffice of the Comptroller of the Currency records “Formal Agreement” for Peoples National Bank Leadville. The recorded action date is 17 Feb 2010. This source entry is excluded from current screening matches.OrganizationOCC Enforcement Actions
- Welch, Harry F.Office of the Comptroller of the Currency records “Civil Money Penalty (CMP)” for Welch, Harry F.. The recorded action date is 12 Jan 1994.PersonOCC Enforcement Actions
- First Citizens Bank of Polson, National AssociationOffice of the Comptroller of the Currency records “Formal Agreement” for First Citizens Bank of Polson, National Association. The recorded action date is 17 Sep 2008. This source entry is excluded from current screening matches.OrganizationOCC Enforcement Actions
- Citizens National BankOffice of the Comptroller of the Currency records “Formal Agreement” for Citizens National Bank. The recorded action date is 28 Jan 1999. This source entry is excluded from current screening matches.OrganizationOCC Enforcement Actions
- Borrego Springs Bank, National AssociationOffice of the Comptroller of the Currency records “Notice of Charges” for Borrego Springs Bank, National Association. The recorded action date is 12 Jan 2012. This source entry is excluded from current screening matches.OrganizationOCC Enforcement Actions
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Questions about US OCC Enforcement Actions
Who publishes US OCC Enforcement Actions?
The catalog identifies Office of the Comptroller of the Currency as the publisher in United States. Open the publisher reference. SanctionsKit’s source profile is separate from that publisher’s original records and notices.
Can I select US OCC Enforcement Actions for screening?
The current source snapshot marks US OCC Enforcement Actions as available for screening. Select its source ID, us-occ-enforcement, when your policy requires it. Check availability again when you run a request. This status does not by itself grant public browsing or export rights.
Can I browse current US OCC Enforcement Actions records here?
Current public records from US OCC Enforcement Actions can be browsed here. The current source contains 6,071 records. This counts source records, not distinct people, companies or assets. An empty name search is not a completed screening check.
May I reuse or export US OCC Enforcement Actions records?
Access to US OCC Enforcement Actions does not grant every right to copy, export or redistribute it. Read the source reuse terms and the attribution notice for the version you use. A public record page or working screening integration is not an export permission. Follow the conditions that apply to your intended use.
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Source discovery reference: OpenSanctions source catalog, captured . Import and record counts above come from SanctionsKit.