US OCC Enforcement Actions
Published OCC enforcement actions involving institutions, companies, and individuals.
Data overview
- Source records
- 6,058
- Publicly browsable records
- 6,058
- Entity types present
- 2
Records by entity type
- People
- 3,351
- Organizations
- 2,707
- Other / unspecified
- 0
What these numbers mean
Counts describe this source’s current available records, before any name search. Records can overlap within and across lists. They are not counts of unique entities.
Publicly browsable records are the portion available in the public directory. A record’s presence does not by itself establish an active sanction.
Organizations include companies and other bodies. Other / unspecified means the source record has no more specific supported type.
What this source covers
The official export includes action types, start dates, termination dates, document references, amounts, and subject matters. It includes historical and terminated actions and is not guaranteed comprehensive. Certain pre-December 23, 2022 prohibition notifications are excluded by the publisher, and older OTS actions are in a separate archive.
How to interpret this source
An enforcement action is not automatically a financial sanction or an ongoing prohibition. Consult the original order and current OCC search for its scope, modification, and termination. Exact termination dates end current screening eligibility; missing or N/A dates remain explicitly uncertain. Inconsistent publisher dates are preserved and flagged.
Source availability
Records available
6,058 source records are available in the current dataset.
Records can overlap across lists; this is not a count of unique people or organizations.
- Latest successful check
- Our refresh schedule
- Every 24 hours
Public source records
- Garn, Kevin S.Civil Money Penalty (CMP)PersonOCC Enforcement Actions
- The Community National BankFormal AgreementOrganizationOCC Enforcement Actions
- Harbor Bank, National AssociationCease-and-Desist Order (C&D) or Personal Cease-and-Desist Order (PC&D)OrganizationOCC Enforcement Actions
- Coston, Byron A.Cease-and-Desist Order (C&D) or Personal Cease-and-Desist Order (PC&D)PersonOCC Enforcement Actions
- Shoemaker, JohnCivil Money Penalty (CMP)PersonOCC Enforcement Actions
- First National BankFormal AgreementOrganizationOCC Enforcement Actions
- Compubank, National AssociationFormal AgreementOrganizationOCC Enforcement Actions
- Wallace, Sheryl L.Prohibition/Removal OrdersPersonOCC Enforcement Actions
- Brannan, Ira LeeProhibition/Removal OrdersPersonOCC Enforcement Actions
- First National Bank, TorringtonFormal AgreementOrganizationOCC Enforcement Actions
- Brennan, ScottCivil Money Penalty (CMP)PersonOCC Enforcement Actions
- Asian American National BankCease-and-Desist Order (C&D) or Personal Cease-and-Desist Order (PC&D)OrganizationOCC Enforcement Actions
- Metrobank of Philadelphia National AssociationFormal AgreementOrganizationOCC Enforcement Actions
- Brannan, Ira LeeProhibition/Removal OrdersPersonOCC Enforcement Actions
- Central Coast National BankFormal AgreementOrganizationOCC Enforcement Actions
- Riverside National Bank of FloridaCivil Money Penalty (CMP)OrganizationOCC Enforcement Actions
- Clevenger, Eric M.Prohibition/Removal OrdersPersonOCC Enforcement Actions
- Liberty National BankCivil Money Penalty (CMP)OrganizationOCC Enforcement Actions
- Alvarez, CyntiaProhibition/Removal OrdersPersonOCC Enforcement Actions
- National Grand Bank Of MarbleheadFormal AgreementOrganizationOCC Enforcement Actions
- Coleman, Kenneth L.C&D or PC&D Requiring RestitutionPersonOCC Enforcement Actions
- Wells Fargo Bank, National AssociationCivil Money Penalty (CMP)OrganizationOCC Enforcement Actions
- Hill, MarvinCivil Money Penalty (CMP)PersonOCC Enforcement Actions
- Peoples National Bank LeadvilleFormal AgreementOrganizationOCC Enforcement Actions
- Welch, Harry F.Civil Money Penalty (CMP)PersonOCC Enforcement Actions
- First Citizens Bank of Polson, National AssociationFormal AgreementOrganizationOCC Enforcement Actions
- Citizens National BankFormal AgreementOrganizationOCC Enforcement Actions
- Borrego Springs Bank, National AssociationNotice of ChargesOrganizationOCC Enforcement Actions
Continue exploring
Source discovery reference: OpenSanctions source catalog, captured 2026-09-16. Import and record counts above come from SanctionsKit.