US OCC Enforcement Actions
Published OCC enforcement actions involving institutions, companies, and individuals.
Source availability
Available for screening
6,071 source records are available in the current dataset.
Records can overlap across lists; this is not a count of unique people or organizations.
- Latest successful check
- Our refresh schedule
- Every 24 hours
Data overview
OCC Enforcement Actions is published by Office of the Comptroller of the Currency.
The available version contains 6,071 source records before any name search.
The entity-type breakdown is 3,361 people and 2,710 organizations.
- Source records
- 6,071
- Publicly browsable records
- 6,071
- Entity types present
- 2
Record types and how to read these counts
Records by entity type
- People
- 3,361
- Organizations
- 2,710
- Other / unspecified
- 0
What these numbers mean
Counts describe this source’s current available records, before any name search. Records can overlap within and across lists. They are not counts of unique entities.
Publicly browsable records are the portion available in the public directory. A record’s presence does not by itself establish an active sanction.
Organizations include companies and other bodies. Other / unspecified means the source record has no more specific supported type.
What this source covers
The official export includes action types, start dates, termination dates, document references, amounts, and subject matters. It includes historical and terminated actions and is not guaranteed comprehensive. Certain pre-December 23, 2022 prohibition notifications are excluded by the publisher, and older OTS actions are in a separate archive.
Distinguish the action from its current effect
An enforcement action is not automatically a financial sanction or an ongoing prohibition. Consult the original order and current OCC search for its scope, modification, and termination. Exact termination dates end current screening eligibility; missing or N/A dates remain explicitly uncertain. Inconsistent publisher dates are preserved and flagged.
- Read the stated action type and procedural status.
- Check the decision, dates and later amendments.
- Keep different orders about the same named party distinct.
Public source records
- Parish National BankOffice of the Comptroller of the Currency records “Formal Agreement” for Parish National Bank. The recorded action date is 5 Apr 1993. This source entry is excluded from current screening matches.OrganizationOCC Enforcement Actions
- The First National Bank Of HopeOffice of the Comptroller of the Currency records “Formal Agreement” for The First National Bank Of Hope. The recorded action date is 23 Apr 1992. This source entry is excluded from current screening matches.OrganizationOCC Enforcement Actions
- Britton & Koontz Bank, National AssociationOffice of the Comptroller of the Currency records “Formal Agreement” for Britton & Koontz Bank, National Association. The recorded action date is 21 Feb 2012. This source entry is excluded from current screening matches.OrganizationOCC Enforcement Actions
- Purvis, KhalidahOffice of the Comptroller of the Currency records “Prohibition/Removal Orders” for Purvis, Khalidah. The recorded action date is 3 Mar 2020.PersonOCC Enforcement Actions
- Short, KatherineOffice of the Comptroller of the Currency records “Civil Money Penalty (CMP)” for Short, Katherine. The recorded action date is 7 Jun 1993.PersonOCC Enforcement Actions
- Jacobs, MichaelOffice of the Comptroller of the Currency records “Civil Money Penalty (CMP)” for Jacobs, Michael. The recorded action date is 23 Nov 1994.PersonOCC Enforcement Actions
- Carbonella, StephenOffice of the Comptroller of the Currency records “Prohibition/Removal Orders” for Carbonella, Stephen. The recorded action date is 14 Dec 2018.PersonOCC Enforcement Actions
- First National BankOffice of the Comptroller of the Currency records “Cease-and-Desist Order (C&D) or Personal Cease-and-Desist Order (PC&D)” for First National Bank. The recorded action date is 17 Dec 2014. This source entry is excluded from current screening matches.OrganizationOCC Enforcement Actions
- Galletti, Abel C.Office of the Comptroller of the Currency records “Civil Money Penalty (CMP)” for Galletti, Abel C.. The recorded action date is 7 Oct 1991.PersonOCC Enforcement Actions
- Mulder, William BrianOffice of the Comptroller of the Currency records “Cease-and-Desist Order (C&D) or Personal Cease-and-Desist Order (PC&D)” for Mulder, William Brian. The recorded action date is 3 Sep 2020.PersonOCC Enforcement Actions
- The First National Bank of GermantownOffice of the Comptroller of the Currency records “Formal Agreement” for The First National Bank of Germantown. The recorded action date is 22 Mar 2011. This source entry is excluded from current screening matches.OrganizationOCC Enforcement Actions
- Hobbs, BransonOffice of the Comptroller of the Currency records “Civil Money Penalty (CMP)” for Hobbs, Branson. The recorded action date is 22 Dec 1992.PersonOCC Enforcement Actions
- Brown, Garfield C.Office of the Comptroller of the Currency records “C&D or PC&D Requiring Restitution” for Brown, Garfield C.. The recorded action date is 6 Nov 2003.PersonOCC Enforcement Actions
- Garn, Kevin S.Office of the Comptroller of the Currency records “Civil Money Penalty (CMP)” for Garn, Kevin S.. The recorded action date is 27 May 2014.PersonOCC Enforcement Actions
- The Community National BankOffice of the Comptroller of the Currency records “Formal Agreement” for The Community National Bank. The recorded action date is 19 Oct 2009. This source entry is excluded from current screening matches.OrganizationOCC Enforcement Actions
- Harbor Bank, National AssociationOffice of the Comptroller of the Currency records “Cease-and-Desist Order (C&D) or Personal Cease-and-Desist Order (PC&D)” for Harbor Bank, National Association. The recorded action date is 10 May 2002. This source entry is excluded from current screening matches.OrganizationOCC Enforcement Actions
- Coston, Byron A.Office of the Comptroller of the Currency records “Cease-and-Desist Order (C&D) or Personal Cease-and-Desist Order (PC&D)” for Coston, Byron A.. The recorded action date is 2 Jun 2003.PersonOCC Enforcement Actions
- Shoemaker, JohnOffice of the Comptroller of the Currency records “Civil Money Penalty (CMP)” for Shoemaker, John. The recorded action date is 24 Feb 1993.PersonOCC Enforcement Actions
- First National BankOffice of the Comptroller of the Currency records “Formal Agreement” for First National Bank. The recorded action date is 9 Jul 2008. This source entry is excluded from current screening matches.OrganizationOCC Enforcement Actions
- Compubank, National AssociationOffice of the Comptroller of the Currency records “Formal Agreement” for Compubank, National Association. The recorded action date is 31 Jan 2001. This source entry is excluded from current screening matches.OrganizationOCC Enforcement Actions
- Wallace, Sheryl L.Office of the Comptroller of the Currency records “Prohibition/Removal Orders” for Wallace, Sheryl L.. The recorded action date is 23 Sep 2002.PersonOCC Enforcement Actions
- Brannan, Ira LeeOffice of the Comptroller of the Currency records “Prohibition/Removal Orders” for Brannan, Ira Lee. The recorded action date is 3 Dec 1991.PersonOCC Enforcement Actions
- First National Bank, TorringtonOffice of the Comptroller of the Currency records “Formal Agreement” for First National Bank, Torrington. The recorded action date is 12 Apr 2005. This source entry is excluded from current screening matches.OrganizationOCC Enforcement Actions
- Brennan, ScottOffice of the Comptroller of the Currency records “Civil Money Penalty (CMP)” for Brennan, Scott. The recorded action date is 2 Feb 1995.PersonOCC Enforcement Actions
- Asian American National BankOffice of the Comptroller of the Currency records “Cease-and-Desist Order (C&D) or Personal Cease-and-Desist Order (PC&D)” for Asian American National Bank. The recorded action date is 4 Apr 1991. This source entry is excluded from current screening matches.OrganizationOCC Enforcement Actions
- Metrobank of Philadelphia National AssociationOffice of the Comptroller of the Currency records “Formal Agreement” for Metrobank of Philadelphia National Association. The recorded action date is 5 Dec 1991. This source entry is excluded from current screening matches.OrganizationOCC Enforcement Actions
- Brannan, Ira LeeOffice of the Comptroller of the Currency records “Prohibition/Removal Orders” for Brannan, Ira Lee. The recorded action date is 3 Dec 1991.PersonOCC Enforcement Actions
- Central Coast National BankOffice of the Comptroller of the Currency records “Formal Agreement” for Central Coast National Bank. The recorded action date is 29 Jul 1992. This source entry is excluded from current screening matches.OrganizationOCC Enforcement Actions
- Riverside National Bank of FloridaOffice of the Comptroller of the Currency records “Civil Money Penalty (CMP)” for Riverside National Bank of Florida. The recorded action date is 25 Apr 2007.OrganizationOCC Enforcement Actions
- Clevenger, Eric M.Office of the Comptroller of the Currency records “Prohibition/Removal Orders” for Clevenger, Eric M.. The recorded action date is 9 Apr 2020.PersonOCC Enforcement Actions
Screen customers against the US OCC Enforcement Actions
Start free250 free live screenings • One lifetime allowance • API + dashboard • No credit card
Questions about US OCC Enforcement Actions
Who publishes US OCC Enforcement Actions?
The catalog identifies Office of the Comptroller of the Currency as the publisher in United States. Open the publisher reference. SanctionsKit’s source profile is separate from that publisher’s original records and notices.
Can I select US OCC Enforcement Actions for screening?
The current source snapshot marks US OCC Enforcement Actions as available for screening. Select its source ID, us-occ-enforcement, when your policy requires it. Check availability again when you run a request. This status does not by itself grant public browsing or export rights.
Can I browse current US OCC Enforcement Actions records here?
Current public records from US OCC Enforcement Actions can be browsed here. The current source contains 6,071 records. This counts source records, not distinct people, companies or assets. An empty name search is not a completed screening check.
May I reuse or export US OCC Enforcement Actions records?
Access to US OCC Enforcement Actions does not grant every right to copy, export or redistribute it. Read the source reuse terms and the attribution notice for the version you use. A public record page or working screening integration is not an export permission. Follow the conditions that apply to your intended use.
Continue exploring
Source discovery reference: OpenSanctions source catalog, captured . Import and record counts above come from SanctionsKit.