US OCC Enforcement Actions
Published OCC enforcement actions involving institutions, companies, and individuals.
Source availability
Available for screening
6,071 source records are available in the current dataset.
Records can overlap across lists; this is not a count of unique people or organizations.
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- Our refresh schedule
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Data overview
OCC Enforcement Actions is published by Office of the Comptroller of the Currency.
The available version contains 6,071 source records before any name search.
The entity-type breakdown is 3,361 people and 2,710 organizations.
- Source records
- 6,071
- Publicly browsable records
- 6,071
- Entity types present
- 2
Record types and how to read these counts
Records by entity type
- People
- 3,361
- Organizations
- 2,710
- Other / unspecified
- 0
What these numbers mean
Counts describe this source’s current available records, before any name search. Records can overlap within and across lists. They are not counts of unique entities.
Publicly browsable records are the portion available in the public directory. A record’s presence does not by itself establish an active sanction.
Organizations include companies and other bodies. Other / unspecified means the source record has no more specific supported type.
What this source covers
The official export includes action types, start dates, termination dates, document references, amounts, and subject matters. It includes historical and terminated actions and is not guaranteed comprehensive. Certain pre-December 23, 2022 prohibition notifications are excluded by the publisher, and older OTS actions are in a separate archive.
Distinguish the action from its current effect
An enforcement action is not automatically a financial sanction or an ongoing prohibition. Consult the original order and current OCC search for its scope, modification, and termination. Exact termination dates end current screening eligibility; missing or N/A dates remain explicitly uncertain. Inconsistent publisher dates are preserved and flagged.
- Read the stated action type and procedural status.
- Check the decision, dates and later amendments.
- Keep different orders about the same named party distinct.
Public source records
- Blanton, William R.Office of the Comptroller of the Currency records “Notice of Charges” for Blanton, William R.. The recorded action date is 30 Jun 2015. This source entry is excluded from current screening matches.PersonOCC Enforcement Actions
- Sloan, E. WestonOffice of the Comptroller of the Currency records “Civil Money Penalty (CMP)” for Sloan, E. Weston. The recorded action date is 14 Oct 1992.PersonOCC Enforcement Actions
- Betancourt, BlasOffice of the Comptroller of the Currency records “Civil Money Penalty (CMP)” for Betancourt, Blas. The recorded action date is 30 Jul 2014.PersonOCC Enforcement Actions
- Flint River National BankOffice of the Comptroller of the Currency records “Cease-and-Desist Order (C&D) or Personal Cease-and-Desist Order (PC&D)” for Flint River National Bank. The recorded action date is 22 Mar 2012. This source entry is excluded from current screening matches.OrganizationOCC Enforcement Actions
- Reemtsma, MichaelOffice of the Comptroller of the Currency records “Cease-and-Desist Order (C&D) or Personal Cease-and-Desist Order (PC&D)” for Reemtsma, Michael. The recorded action date is 12 Oct 2022.PersonOCC Enforcement Actions
- Brannan, Stephen L.Office of the Comptroller of the Currency records “Civil Money Penalty (CMP)” for Brannan, Stephen L.. The recorded action date is 3 Dec 1991.PersonOCC Enforcement Actions
- First National Bank In GarretsonOffice of the Comptroller of the Currency records “Formal Agreement” for First National Bank In Garretson. The recorded action date is 17 Jul 1991. This source entry is excluded from current screening matches.OrganizationOCC Enforcement Actions
- Garvey, John C.Office of the Comptroller of the Currency records “Civil Money Penalty (CMP)” for Garvey, John C.. The recorded action date is 24 Oct 1990.PersonOCC Enforcement Actions
- Independent National BankOffice of the Comptroller of the Currency records “Cease-and-Desist Order (C&D) or Personal Cease-and-Desist Order (PC&D)” for Independent National Bank. The recorded action date is 4 Nov 2009. This source entry is excluded from current screening matches.OrganizationOCC Enforcement Actions
- Schupbach, Dianne M.Office of the Comptroller of the Currency records “Cease-and-Desist Order (C&D) or Personal Cease-and-Desist Order (PC&D)” for Schupbach, Dianne M.. The recorded action date is 15 Aug 2007.PersonOCC Enforcement Actions
- Douglas, DentonOffice of the Comptroller of the Currency records “Notice of Charges” for Douglas, Denton. The recorded action date is 22 Jun 2020. This source entry is excluded from current screening matches.PersonOCC Enforcement Actions
- Metropolitan National BankOffice of the Comptroller of the Currency records “Cease-and-Desist Order (C&D) or Personal Cease-and-Desist Order (PC&D)” for Metropolitan National Bank. The recorded action date is 21 Mar 2012. This source entry is excluded from current screening matches.OrganizationOCC Enforcement Actions
- Boening, JohnOffice of the Comptroller of the Currency records “Civil Money Penalty (CMP)” for Boening, John. The recorded action date is 12 Sep 1990.PersonOCC Enforcement Actions
- Sutterfield, MarvinOffice of the Comptroller of the Currency records “Cease-and-Desist Order (C&D) or Personal Cease-and-Desist Order (PC&D)” for Sutterfield, Marvin. The recorded action date is 10 Aug 2012.PersonOCC Enforcement Actions
- Corzine, Norman R.Office of the Comptroller of the Currency records “Civil Money Penalty (CMP)” for Corzine, Norman R.. The recorded action date is 26 Jul 1993.PersonOCC Enforcement Actions
- West Texas National BankOffice of the Comptroller of the Currency records “Civil Money Penalty (CMP)” for West Texas National Bank. The recorded action date is 7 Jan 2008.OrganizationOCC Enforcement Actions
- Wilmington Savings Fund Society, Federal Savings BankOffice of the Comptroller of the Currency records “Civil Money Penalty (CMP)” for Wilmington Savings Fund Society, Federal Savings Bank. The recorded action date is 13 Jun 2019.OrganizationOCC Enforcement Actions
- Eagle National BankOffice of the Comptroller of the Currency records “Cease-and-Desist Order (C&D) or Personal Cease-and-Desist Order (PC&D)” for Eagle National Bank. The recorded action date is 6 Feb 2012. This source entry is excluded from current screening matches.OrganizationOCC Enforcement Actions
- Johnson, Jeffery W.Office of the Comptroller of the Currency records “Civil Money Penalty (CMP)” for Johnson, Jeffery W.. The recorded action date is 16 May 2003.PersonOCC Enforcement Actions
- Southwest Kansas National BankOffice of the Comptroller of the Currency records “Formal Agreement” for Southwest Kansas National Bank. The recorded action date is 11 Aug 1993. This source entry is excluded from current screening matches.OrganizationOCC Enforcement Actions
- Bank Of Columbia, N.A.Office of the Comptroller of the Currency records “Formal Agreement” for Bank Of Columbia, N.A.. The recorded action date is 10 Dec 1992. This source entry is excluded from current screening matches.OrganizationOCC Enforcement Actions
- Chino Commercial Bank, National AssociationOffice of the Comptroller of the Currency records “Formal Agreement” for Chino Commercial Bank, National Association. The recorded action date is 12 Apr 2011. This source entry is excluded from current screening matches.OrganizationOCC Enforcement Actions
- Zingg, Robert P.Office of the Comptroller of the Currency records “C&D or PC&D Requiring Restitution” for Zingg, Robert P.. The recorded action date is 8 Nov 1997.PersonOCC Enforcement Actions
- Jones, Joe R.Office of the Comptroller of the Currency records “Civil Money Penalty (CMP)” for Jones, Joe R.. The recorded action date is 28 May 1992.PersonOCC Enforcement Actions
- Hanneken, Gregory J.Office of the Comptroller of the Currency records “C&D or PC&D Requiring Restitution” for Hanneken, Gregory J.. The recorded action date is 19 Jul 1996.PersonOCC Enforcement Actions
- Fullerton, TimothyOffice of the Comptroller of the Currency records “Civil Money Penalty (CMP)” for Fullerton, Timothy. The recorded action date is 1 Aug 2006.PersonOCC Enforcement Actions
- Atlantic National BankOffice of the Comptroller of the Currency records “Cease-and-Desist Order (C&D) or Personal Cease-and-Desist Order (PC&D)” for Atlantic National Bank. The recorded action date is 18 Apr 2011. This source entry is excluded from current screening matches.OrganizationOCC Enforcement Actions
- Heberle, ElmerOffice of the Comptroller of the Currency records “Civil Money Penalty (CMP)” for Heberle, Elmer. The recorded action date is 18 Feb 1992.PersonOCC Enforcement Actions
- Western National BankOffice of the Comptroller of the Currency records “Formal Agreement” for Western National Bank. The recorded action date is 24 Jun 2004. This source entry is excluded from current screening matches.OrganizationOCC Enforcement Actions
- Northland National BankOffice of the Comptroller of the Currency records “Cease-and-Desist Order (C&D) or Personal Cease-and-Desist Order (PC&D)” for Northland National Bank. The recorded action date is 6 Jun 2008. This source entry is excluded from current screening matches.OrganizationOCC Enforcement Actions
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Questions about US OCC Enforcement Actions
Who publishes US OCC Enforcement Actions?
The catalog identifies Office of the Comptroller of the Currency as the publisher in United States. Open the publisher reference. SanctionsKit’s source profile is separate from that publisher’s original records and notices.
Can I select US OCC Enforcement Actions for screening?
The current source snapshot marks US OCC Enforcement Actions as available for screening. Select its source ID, us-occ-enforcement, when your policy requires it. Check availability again when you run a request. This status does not by itself grant public browsing or export rights.
Can I browse current US OCC Enforcement Actions records here?
Current public records from US OCC Enforcement Actions can be browsed here. The current source contains 6,071 records. This counts source records, not distinct people, companies or assets. An empty name search is not a completed screening check.
May I reuse or export US OCC Enforcement Actions records?
Access to US OCC Enforcement Actions does not grant every right to copy, export or redistribute it. Read the source reuse terms and the attribution notice for the version you use. A public record page or working screening integration is not an export permission. Follow the conditions that apply to your intended use.
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Source discovery reference: OpenSanctions source catalog, captured . Import and record counts above come from SanctionsKit.