US OCC Enforcement Actions
Published OCC enforcement actions involving institutions, companies, and individuals.
Source availability
Available for screening
6,071 source records are available in the current dataset.
Records can overlap across lists; this is not a count of unique people or organizations.
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- Our refresh schedule
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Data overview
OCC Enforcement Actions is published by Office of the Comptroller of the Currency.
The available version contains 6,071 source records before any name search.
The entity-type breakdown is 3,361 people and 2,710 organizations.
- Source records
- 6,071
- Publicly browsable records
- 6,071
- Entity types present
- 2
Record types and how to read these counts
Records by entity type
- People
- 3,361
- Organizations
- 2,710
- Other / unspecified
- 0
What these numbers mean
Counts describe this source’s current available records, before any name search. Records can overlap within and across lists. They are not counts of unique entities.
Publicly browsable records are the portion available in the public directory. A record’s presence does not by itself establish an active sanction.
Organizations include companies and other bodies. Other / unspecified means the source record has no more specific supported type.
What this source covers
The official export includes action types, start dates, termination dates, document references, amounts, and subject matters. It includes historical and terminated actions and is not guaranteed comprehensive. Certain pre-December 23, 2022 prohibition notifications are excluded by the publisher, and older OTS actions are in a separate archive.
Distinguish the action from its current effect
An enforcement action is not automatically a financial sanction or an ongoing prohibition. Consult the original order and current OCC search for its scope, modification, and termination. Exact termination dates end current screening eligibility; missing or N/A dates remain explicitly uncertain. Inconsistent publisher dates are preserved and flagged.
- Read the stated action type and procedural status.
- Check the decision, dates and later amendments.
- Keep different orders about the same named party distinct.
Public source records
- Woodlands National BankOffice of the Comptroller of the Currency records “Formal Agreement” for Woodlands National Bank. The recorded action date is 1 Mar 2011. This source entry is excluded from current screening matches.OrganizationOCC Enforcement Actions
- Zaldivar, MyriamOffice of the Comptroller of the Currency records “Civil Money Penalty (CMP)” for Zaldivar, Myriam. The recorded action date is 25 Apr 2008.PersonOCC Enforcement Actions
- Wheeler, Richard O.Office of the Comptroller of the Currency records “Civil Money Penalty (CMP)” for Wheeler, Richard O.. The recorded action date is 17 Nov 1999.PersonOCC Enforcement Actions
- United Missouri Bank Of Kansas City, N.A.Office of the Comptroller of the Currency records “Securities Enforcement Action” for United Missouri Bank Of Kansas City, N.A.. The recorded action date is 17 Jan 1992. This source entry is excluded from current screening matches.OrganizationOCC Enforcement Actions
- Jones, BonitaOffice of the Comptroller of the Currency records “Prohibition/Removal Orders” for Jones, Bonita. The recorded action date is 1 Jul 2022.PersonOCC Enforcement Actions
- Boyd, Monica L.Office of the Comptroller of the Currency records “Prohibition/Removal Orders” for Boyd, Monica L.. The recorded action date is 17 Dec 2001.PersonOCC Enforcement Actions
- First Premier Bank National AssociationOffice of the Comptroller of the Currency records “Formal Agreement” for First Premier Bank National Association. The recorded action date is 28 Jul 1993. This source entry is excluded from current screening matches.OrganizationOCC Enforcement Actions
- Nextier Bank, National AssociationOffice of the Comptroller of the Currency records “Formal Agreement” for Nextier Bank, National Association. The recorded action date is 28 Jun 2010. This source entry is excluded from current screening matches.OrganizationOCC Enforcement Actions
- Americana National BankOffice of the Comptroller of the Currency records “Cease-and-Desist Order (C&D) or Personal Cease-and-Desist Order (PC&D)” for Americana National Bank. The recorded action date is 31 Mar 2003. This source entry is excluded from current screening matches.OrganizationOCC Enforcement Actions
- Misislyan, ArpineOffice of the Comptroller of the Currency records “Prohibition/Removal Orders” for Misislyan, Arpine. The recorded action date is 31 Aug 2006.PersonOCC Enforcement Actions
- Lent, JeremyOffice of the Comptroller of the Currency records “Prohibition/Removal Orders” for Lent, Jeremy. The recorded action date is 2 Aug 2005.PersonOCC Enforcement Actions
- First Bank Richmond, National AssociationOffice of the Comptroller of the Currency records “Formal Agreement” for First Bank Richmond, National Association. The recorded action date is 26 Oct 2009. This source entry is excluded from current screening matches.OrganizationOCC Enforcement Actions
- Hancock, Norbert E.Office of the Comptroller of the Currency records “Prohibition/Removal Orders” for Hancock, Norbert E.. The recorded action date is 11 Nov 1993.PersonOCC Enforcement Actions
- Skalicky, Norman C.Office of the Comptroller of the Currency records “Civil Money Penalty (CMP)” for Skalicky, Norman C.. The recorded action date is 30 Dec 1997.PersonOCC Enforcement Actions
- Nevada National BankOffice of the Comptroller of the Currency records “Formal Agreement” for Nevada National Bank. The recorded action date is 26 Aug 2010. This source entry is excluded from current screening matches.OrganizationOCC Enforcement Actions
- Lindeman, Jon R.Office of the Comptroller of the Currency records “Civil Money Penalty (CMP)” for Lindeman, Jon R.. The recorded action date is 1 Feb 2004.PersonOCC Enforcement Actions
- Clark, DeborahOffice of the Comptroller of the Currency records “Prohibition/Removal Orders” for Clark, Deborah. The recorded action date is 19 May 2011.PersonOCC Enforcement Actions
- United CreditServ, Inc. (Dallas, TX)Office of the Comptroller of the Currency records “Cease-and-Desist Order (C&D) or Personal Cease-and-Desist Order (PC&D)” for United CreditServ, Inc. (Dallas, TX). The recorded action date is 29 Jun 2000. This source entry is excluded from current screening matches.OrganizationOCC Enforcement Actions
- Zolezzi, PaulOffice of the Comptroller of the Currency records “Prohibition/Removal Orders” for Zolezzi, Paul. The recorded action date is 26 Nov 2003.PersonOCC Enforcement Actions
- Garza, OneidaOffice of the Comptroller of the Currency records “1829 Prohibition Notification” for Garza, Oneida. The recorded action date is 9 Dec 2024.PersonOCC Enforcement Actions
- Farley, Richard F.Office of the Comptroller of the Currency records “Prohibition/Removal Orders” for Farley, Richard F.. The recorded action date is 23 Jul 1993.PersonOCC Enforcement Actions
- The First National Bank of Polk CountyOffice of the Comptroller of the Currency records “Cease-and-Desist Order (C&D) or Personal Cease-and-Desist Order (PC&D)” for The First National Bank of Polk County. The recorded action date is 8 Mar 2011. This source entry is excluded from current screening matches.OrganizationOCC Enforcement Actions
- Hartzell, Bruce W.Office of the Comptroller of the Currency records “Civil Money Penalty (CMP)” for Hartzell, Bruce W.. The recorded action date is 12 Jan 1994.PersonOCC Enforcement Actions
- The Farmers National Bank of CynthianaOffice of the Comptroller of the Currency records “Cease-and-Desist Order (C&D) or Personal Cease-and-Desist Order (PC&D)” for The Farmers National Bank of Cynthiana. The recorded action date is 22 Aug 2012. This source entry is excluded from current screening matches.OrganizationOCC Enforcement Actions
- Wolff, MyronOffice of the Comptroller of the Currency records “Prohibition/Removal Orders” for Wolff, Myron. The recorded action date is 13 Apr 2006.PersonOCC Enforcement Actions
- Kinder, Nancy A.Office of the Comptroller of the Currency records “Civil Money Penalty (CMP)” for Kinder, Nancy A.. The recorded action date is 20 Oct 2003.PersonOCC Enforcement Actions
- Ozarks National BankOffice of the Comptroller of the Currency records “Formal Agreement” for Ozarks National Bank. The recorded action date is 16 Dec 1991. This source entry is excluded from current screening matches.OrganizationOCC Enforcement Actions
- First National Bank of WigginsOffice of the Comptroller of the Currency records “Cease-and-Desist Order (C&D) or Personal Cease-and-Desist Order (PC&D)” for First National Bank of Wiggins. The recorded action date is 9 Jul 2003. This source entry is excluded from current screening matches.OrganizationOCC Enforcement Actions
- Bowers, Brenda D.Office of the Comptroller of the Currency records “Prohibition/Removal Orders” for Bowers, Brenda D.. The recorded action date is 8 Jan 2004.PersonOCC Enforcement Actions
- Morgan Trust Company Of Florida National AssociationociationOffice of the Comptroller of the Currency records “Civil Money Penalty (CMP)” for Morgan Trust Company Of Florida National Associationociation. The recorded action date is 31 Jan 1990.OrganizationOCC Enforcement Actions
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Questions about US OCC Enforcement Actions
Who publishes US OCC Enforcement Actions?
The catalog identifies Office of the Comptroller of the Currency as the publisher in United States. Open the publisher reference. SanctionsKit’s source profile is separate from that publisher’s original records and notices.
Can I select US OCC Enforcement Actions for screening?
The current source snapshot marks US OCC Enforcement Actions as available for screening. Select its source ID, us-occ-enforcement, when your policy requires it. Check availability again when you run a request. This status does not by itself grant public browsing or export rights.
Can I browse current US OCC Enforcement Actions records here?
Current public records from US OCC Enforcement Actions can be browsed here. The current source contains 6,071 records. This counts source records, not distinct people, companies or assets. An empty name search is not a completed screening check.
May I reuse or export US OCC Enforcement Actions records?
Access to US OCC Enforcement Actions does not grant every right to copy, export or redistribute it. Read the source reuse terms and the attribution notice for the version you use. A public record page or working screening integration is not an export permission. Follow the conditions that apply to your intended use.
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Source discovery reference: OpenSanctions source catalog, captured . Import and record counts above come from SanctionsKit.