US OCC Enforcement Actions
Published OCC enforcement actions involving institutions, companies, and individuals.
Source availability
Available for screening
6,071 source records are available in the current dataset.
Records can overlap across lists; this is not a count of unique people or organizations.
- Latest successful check
- Our refresh schedule
- Every 24 hours
Data overview
OCC Enforcement Actions is published by Office of the Comptroller of the Currency.
The available version contains 6,071 source records before any name search.
The entity-type breakdown is 3,361 people and 2,710 organizations.
- Source records
- 6,071
- Publicly browsable records
- 6,071
- Entity types present
- 2
Record types and how to read these counts
Records by entity type
- People
- 3,361
- Organizations
- 2,710
- Other / unspecified
- 0
What these numbers mean
Counts describe this source’s current available records, before any name search. Records can overlap within and across lists. They are not counts of unique entities.
Publicly browsable records are the portion available in the public directory. A record’s presence does not by itself establish an active sanction.
Organizations include companies and other bodies. Other / unspecified means the source record has no more specific supported type.
What this source covers
The official export includes action types, start dates, termination dates, document references, amounts, and subject matters. It includes historical and terminated actions and is not guaranteed comprehensive. Certain pre-December 23, 2022 prohibition notifications are excluded by the publisher, and older OTS actions are in a separate archive.
Distinguish the action from its current effect
An enforcement action is not automatically a financial sanction or an ongoing prohibition. Consult the original order and current OCC search for its scope, modification, and termination. Exact termination dates end current screening eligibility; missing or N/A dates remain explicitly uncertain. Inconsistent publisher dates are preserved and flagged.
- Read the stated action type and procedural status.
- Check the decision, dates and later amendments.
- Keep different orders about the same named party distinct.
Public source records
- Hall, GeorgeOffice of the Comptroller of the Currency records “Prohibition/Removal Orders” for Hall, George. The recorded action date is 3 Mar 2016.PersonOCC Enforcement Actions
- First Charter Bank, National AssociationOffice of the Comptroller of the Currency records “Formal Agreement” for First Charter Bank, National Association. The recorded action date is 6 Jun 2001. This source entry is excluded from current screening matches.OrganizationOCC Enforcement Actions
- Eagle National BankOffice of the Comptroller of the Currency records “Formal Agreement” for Eagle National Bank. The recorded action date is 15 Oct 2009. This source entry is excluded from current screening matches.OrganizationOCC Enforcement Actions
- Seaside National Bank & TrustOffice of the Comptroller of the Currency records “Formal Agreement” for Seaside National Bank & Trust. The recorded action date is 3 May 2010. This source entry is excluded from current screening matches.OrganizationOCC Enforcement Actions
- Dahlman, DawnOffice of the Comptroller of the Currency records “C&D or PC&D Requiring Restitution” for Dahlman, Dawn. The recorded action date is 20 Apr 1999.PersonOCC Enforcement Actions
- Frierson, MyronOffice of the Comptroller of the Currency records “Prohibition/Removal Orders” for Frierson, Myron. The recorded action date is 17 Apr 2007.PersonOCC Enforcement Actions
- Integra Bank National AssociationOffice of the Comptroller of the Currency records “Capital Directive” for Integra Bank National Association. The recorded action date is 12 Aug 2010. This source entry is excluded from current screening matches.OrganizationOCC Enforcement Actions
- Turner, Phillip E.Office of the Comptroller of the Currency records “Civil Money Penalty (CMP)” for Turner, Phillip E.. The recorded action date is 18 Oct 2006.PersonOCC Enforcement Actions
- Coleman, Kenneth L.Office of the Comptroller of the Currency records “Prohibition/Removal Orders” for Coleman, Kenneth L.. The recorded action date is 1 Mar 2005.PersonOCC Enforcement Actions
- PNC Bank, National AssociationOffice of the Comptroller of the Currency records “Civil Money Penalty (CMP)” for PNC Bank, National Association. The recorded action date is 1 May 2018.OrganizationOCC Enforcement Actions
- Texas Heritage National BankOffice of the Comptroller of the Currency records “Formal Agreement” for Texas Heritage National Bank. The recorded action date is 12 Aug 2010. This source entry is excluded from current screening matches.OrganizationOCC Enforcement Actions
- Fidelity National BankOffice of the Comptroller of the Currency records “Formal Agreement” for Fidelity National Bank. The recorded action date is 12 Apr 2005. This source entry is excluded from current screening matches.OrganizationOCC Enforcement Actions
- Farmers National BankOffice of the Comptroller of the Currency records “Cease-and-Desist Order (C&D) or Personal Cease-and-Desist Order (PC&D)” for Farmers National Bank. The recorded action date is 21 Nov 1991. This source entry is excluded from current screening matches.OrganizationOCC Enforcement Actions
- Snyder, LarryOffice of the Comptroller of the Currency records “Prohibition/Removal Orders” for Snyder, Larry. The recorded action date is 1 Jun 2015.PersonOCC Enforcement Actions
- Lewis, Robert WaldoOffice of the Comptroller of the Currency records “Civil Money Penalty (CMP)” for Lewis, Robert Waldo. The recorded action date is 17 Dec 1997.PersonOCC Enforcement Actions
- The First National Bank Of GordonOffice of the Comptroller of the Currency records “Formal Agreement” for The First National Bank Of Gordon. The recorded action date is 13 Feb 1991. This source entry is excluded from current screening matches.OrganizationOCC Enforcement Actions
- The First National Bank of MayfieldOffice of the Comptroller of the Currency records “Formal Agreement” for The First National Bank of Mayfield. The recorded action date is 21 Aug 2002. This source entry is excluded from current screening matches.OrganizationOCC Enforcement Actions
- Tidmore, Joe L.Office of the Comptroller of the Currency records “Civil Money Penalty (CMP)” for Tidmore, Joe L.. The recorded action date is 23 May 2006.PersonOCC Enforcement Actions
- TCF National BankOffice of the Comptroller of the Currency records “Cease-and-Desist Order (C&D) or Personal Cease-and-Desist Order (PC&D)” for TCF National Bank. The recorded action date is 20 Jul 2018. This source entry is excluded from current screening matches.OrganizationOCC Enforcement Actions
- National City BankOffice of the Comptroller of the Currency records “Civil Money Penalty (CMP)” for National City Bank. The recorded action date is 13 Nov 2003.OrganizationOCC Enforcement Actions
- Lacey, Patrick J.Office of the Comptroller of the Currency records “Prohibition/Removal Orders” for Lacey, Patrick J.. The recorded action date is 14 Sep 1994.PersonOCC Enforcement Actions
- First Nh Bank, N.A.Office of the Comptroller of the Currency records “Formal Agreement” for First Nh Bank, N.A.. The recorded action date is 4 Sep 1991. This source entry is excluded from current screening matches.OrganizationOCC Enforcement Actions
- Wells Fargo Bank, National AssociationOffice of the Comptroller of the Currency records “Cease-and-Desist Order (C&D) or Personal Cease-and-Desist Order (PC&D)” for Wells Fargo Bank, National Association. The recorded action date is 28 Feb 2013. This source entry is excluded from current screening matches.OrganizationOCC Enforcement Actions
- Rabobank, National AssociationOffice of the Comptroller of the Currency records “Civil Money Penalty (CMP)” for Rabobank, National Association. The recorded action date is 6 Feb 2018.OrganizationOCC Enforcement Actions
- Chase Bank USA, National AssociationOffice of the Comptroller of the Currency records “C&D or PC&D Requiring Restitution” for Chase Bank USA, National Association. The recorded action date is 18 Sep 2013.OrganizationOCC Enforcement Actions
- Peoples National Bank Of CommerceOffice of the Comptroller of the Currency records “Cease-and-Desist Order (C&D) or Personal Cease-and-Desist Order (PC&D)” for Peoples National Bank Of Commerce. The recorded action date is 20 Jan 1999. This source entry is excluded from current screening matches.OrganizationOCC Enforcement Actions
- Skinner, KeithOffice of the Comptroller of the Currency records “Prohibition/Removal Orders” for Skinner, Keith. The recorded action date is 13 Jul 2001.PersonOCC Enforcement Actions
- Farley, Richard F.Office of the Comptroller of the Currency records “C&D or PC&D Requiring Restitution” for Farley, Richard F.. The recorded action date is 23 Jul 1993.PersonOCC Enforcement Actions
- Lone Star National BankOffice of the Comptroller of the Currency records “Civil Money Penalty (CMP)” for Lone Star National Bank. The recorded action date is 1 Apr 2015.OrganizationOCC Enforcement Actions
- Steward, KathleenOffice of the Comptroller of the Currency records “Civil Money Penalty (CMP)” for Steward, Kathleen. The recorded action date is 6 Dec 1990.PersonOCC Enforcement Actions
Screen customers against the US OCC Enforcement Actions
Start free250 free live screenings • One lifetime allowance • API + dashboard • No credit card
Questions about US OCC Enforcement Actions
Who publishes US OCC Enforcement Actions?
The catalog identifies Office of the Comptroller of the Currency as the publisher in United States. Open the publisher reference. SanctionsKit’s source profile is separate from that publisher’s original records and notices.
Can I select US OCC Enforcement Actions for screening?
The current source snapshot marks US OCC Enforcement Actions as available for screening. Select its source ID, us-occ-enforcement, when your policy requires it. Check availability again when you run a request. This status does not by itself grant public browsing or export rights.
Can I browse current US OCC Enforcement Actions records here?
Current public records from US OCC Enforcement Actions can be browsed here. The current source contains 6,071 records. This counts source records, not distinct people, companies or assets. An empty name search is not a completed screening check.
May I reuse or export US OCC Enforcement Actions records?
Access to US OCC Enforcement Actions does not grant every right to copy, export or redistribute it. Read the source reuse terms and the attribution notice for the version you use. A public record page or working screening integration is not an export permission. Follow the conditions that apply to your intended use.
Continue exploring
Source discovery reference: OpenSanctions source catalog, captured . Import and record counts above come from SanctionsKit.