US OCC Enforcement Actions
Published OCC enforcement actions involving institutions, companies, and individuals.
Data overview
- Source records
- 6,058
- Publicly browsable records
- 6,058
- Entity types present
- 2
Records by entity type
- People
- 3,351
- Organizations
- 2,707
- Other / unspecified
- 0
What these numbers mean
Counts describe this source’s current available records, before any name search. Records can overlap within and across lists. They are not counts of unique entities.
Publicly browsable records are the portion available in the public directory. A record’s presence does not by itself establish an active sanction.
Organizations include companies and other bodies. Other / unspecified means the source record has no more specific supported type.
What this source covers
The official export includes action types, start dates, termination dates, document references, amounts, and subject matters. It includes historical and terminated actions and is not guaranteed comprehensive. Certain pre-December 23, 2022 prohibition notifications are excluded by the publisher, and older OTS actions are in a separate archive.
How to interpret this source
An enforcement action is not automatically a financial sanction or an ongoing prohibition. Consult the original order and current OCC search for its scope, modification, and termination. Exact termination dates end current screening eligibility; missing or N/A dates remain explicitly uncertain. Inconsistent publisher dates are preserved and flagged.
Source availability
Records available
6,058 source records are available in the current dataset.
Records can overlap across lists; this is not a count of unique people or organizations.
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- Our refresh schedule
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Public source records
- Snyder, LarryProhibition/Removal OrdersPersonOCC Enforcement Actions
- Lewis, Robert WaldoCivil Money Penalty (CMP)PersonOCC Enforcement Actions
- The First National Bank Of GordonFormal AgreementOrganizationOCC Enforcement Actions
- The First National Bank of MayfieldFormal AgreementOrganizationOCC Enforcement Actions
- Tidmore, Joe L.Civil Money Penalty (CMP)PersonOCC Enforcement Actions
- TCF National BankCease-and-Desist Order (C&D) or Personal Cease-and-Desist Order (PC&D)OrganizationOCC Enforcement Actions
- National City BankCivil Money Penalty (CMP)OrganizationOCC Enforcement Actions
- Lacey, Patrick J.Prohibition/Removal OrdersPersonOCC Enforcement Actions
- First Nh Bank, N.A.Formal AgreementOrganizationOCC Enforcement Actions
- Wells Fargo Bank, National AssociationCease-and-Desist Order (C&D) or Personal Cease-and-Desist Order (PC&D)OrganizationOCC Enforcement Actions
- Rabobank, National AssociationCivil Money Penalty (CMP)OrganizationOCC Enforcement Actions
- Chase Bank USA, National AssociationC&D or PC&D Requiring RestitutionOrganizationOCC Enforcement Actions
- Peoples National Bank Of CommerceCease-and-Desist Order (C&D) or Personal Cease-and-Desist Order (PC&D)OrganizationOCC Enforcement Actions
- Skinner, KeithProhibition/Removal OrdersPersonOCC Enforcement Actions
- Farley, Richard F.C&D or PC&D Requiring RestitutionPersonOCC Enforcement Actions
- Lone Star National BankCivil Money Penalty (CMP)OrganizationOCC Enforcement Actions
- Steward, KathleenCivil Money Penalty (CMP)PersonOCC Enforcement Actions
- Woodlands National BankFormal AgreementOrganizationOCC Enforcement Actions
- Zaldivar, MyriamCivil Money Penalty (CMP)PersonOCC Enforcement Actions
- Wheeler, Richard O.Civil Money Penalty (CMP)PersonOCC Enforcement Actions
- United Missouri Bank Of Kansas City, N.A.Securities Enforcement ActionOrganizationOCC Enforcement Actions
- Jones, BonitaProhibition/Removal OrdersPersonOCC Enforcement Actions
- Boyd, Monica L.Prohibition/Removal OrdersPersonOCC Enforcement Actions
- First Premier Bank National AssociationFormal AgreementOrganizationOCC Enforcement Actions
- Nextier Bank, National AssociationFormal AgreementOrganizationOCC Enforcement Actions
- Americana National BankCease-and-Desist Order (C&D) or Personal Cease-and-Desist Order (PC&D)OrganizationOCC Enforcement Actions
- Misislyan, ArpineProhibition/Removal OrdersPersonOCC Enforcement Actions
- Lent, JeremyProhibition/Removal OrdersPersonOCC Enforcement Actions
- First Bank Richmond, National AssociationFormal AgreementOrganizationOCC Enforcement Actions
- Hancock, Norbert E.Prohibition/Removal OrdersPersonOCC Enforcement Actions
Continue exploring
Source discovery reference: OpenSanctions source catalog, captured 2026-09-16. Import and record counts above come from SanctionsKit.