US OCC Enforcement Actions
Published OCC enforcement actions involving institutions, companies, and individuals.
Source availability
Available for screening
6,071 source records are available in the current dataset.
Records can overlap across lists; this is not a count of unique people or organizations.
- Latest successful check
- Our refresh schedule
- Every 24 hours
Data overview
OCC Enforcement Actions is published by Office of the Comptroller of the Currency.
The available version contains 6,071 source records before any name search.
The entity-type breakdown is 3,361 people and 2,710 organizations.
- Source records
- 6,071
- Publicly browsable records
- 6,071
- Entity types present
- 2
Record types and how to read these counts
Records by entity type
- People
- 3,361
- Organizations
- 2,710
- Other / unspecified
- 0
What these numbers mean
Counts describe this source’s current available records, before any name search. Records can overlap within and across lists. They are not counts of unique entities.
Publicly browsable records are the portion available in the public directory. A record’s presence does not by itself establish an active sanction.
Organizations include companies and other bodies. Other / unspecified means the source record has no more specific supported type.
What this source covers
The official export includes action types, start dates, termination dates, document references, amounts, and subject matters. It includes historical and terminated actions and is not guaranteed comprehensive. Certain pre-December 23, 2022 prohibition notifications are excluded by the publisher, and older OTS actions are in a separate archive.
Distinguish the action from its current effect
An enforcement action is not automatically a financial sanction or an ongoing prohibition. Consult the original order and current OCC search for its scope, modification, and termination. Exact termination dates end current screening eligibility; missing or N/A dates remain explicitly uncertain. Inconsistent publisher dates are preserved and flagged.
- Read the stated action type and procedural status.
- Check the decision, dates and later amendments.
- Keep different orders about the same named party distinct.
Public source records
- Hopson, MichaelOffice of the Comptroller of the Currency records “Civil Money Penalty (CMP)” for Hopson, Michael. The recorded action date is 27 Aug 2020.PersonOCC Enforcement Actions
- Old Missouri National BankOffice of the Comptroller of the Currency records “Formal Agreement” for Old Missouri National Bank. The recorded action date is 28 Apr 2006. This source entry is excluded from current screening matches.OrganizationOCC Enforcement Actions
- Bryan, James PrestonOffice of the Comptroller of the Currency records “Prohibition/Removal Orders” for Bryan, James Preston. The recorded action date is 17 Nov 2009.PersonOCC Enforcement Actions
- Cardone, DanielOffice of the Comptroller of the Currency records “Civil Money Penalty (CMP)” for Cardone, Daniel. The recorded action date is 22 Sep 2003.PersonOCC Enforcement Actions
- Veatch, RobertOffice of the Comptroller of the Currency records “Civil Money Penalty (CMP)” for Veatch, Robert. The recorded action date is 14 Oct 1992.PersonOCC Enforcement Actions
- Switzer, StevenOffice of the Comptroller of the Currency records “Prohibition/Removal Orders” for Switzer, Steven. The recorded action date is 6 Aug 1991.PersonOCC Enforcement Actions
- Wilshire Center Bank, N.A.Office of the Comptroller of the Currency records “Cease-and-Desist Order (C&D) or Personal Cease-and-Desist Order (PC&D)” for Wilshire Center Bank, N.A.. The recorded action date is 16 Oct 1992. This source entry is excluded from current screening matches.OrganizationOCC Enforcement Actions
- Blake, CarrollOffice of the Comptroller of the Currency records “Civil Money Penalty (CMP)” for Blake, Carroll. The recorded action date is 10 Mar 1994.PersonOCC Enforcement Actions
- Maple City Savings Bank, FSBOffice of the Comptroller of the Currency records “Formal Agreement” for Maple City Savings Bank, FSB. The recorded action date is 23 Jul 2024. This source entry is excluded from current screening matches.OrganizationOCC Enforcement Actions
- Berry, GeraldOffice of the Comptroller of the Currency records “Prohibition/Removal Orders” for Berry, Gerald. The recorded action date is 17 Dec 1996.PersonOCC Enforcement Actions
- Hagemeyer, Loren A.Office of the Comptroller of the Currency records “Civil Money Penalty (CMP)” for Hagemeyer, Loren A.. The recorded action date is 11 Nov 1993.PersonOCC Enforcement Actions
- Omnibank, National AssociationOffice of the Comptroller of the Currency records “Formal Agreement” for Omnibank, National Association. The recorded action date is 18 Nov 2010. This source entry is excluded from current screening matches.OrganizationOCC Enforcement Actions
- First National BankOffice of the Comptroller of the Currency records “Formal Agreement” for First National Bank. The recorded action date is 1 Oct 2012. This source entry is excluded from current screening matches.OrganizationOCC Enforcement Actions
- Morris, KendallOffice of the Comptroller of the Currency records “1829 Prohibition Notification” for Morris, Kendall. The recorded action date is 1 Sep 2026.PersonOCC Enforcement Actions
- The National Bank of MalvernOffice of the Comptroller of the Currency records “Formal Agreement” for The National Bank of Malvern. The recorded action date is 30 Sep 2008. This source entry is excluded from current screening matches.OrganizationOCC Enforcement Actions
- Bank Usa, National AssociationOffice of the Comptroller of the Currency records “Cease-and-Desist Order (C&D) or Personal Cease-and-Desist Order (PC&D)” for Bank Usa, National Association. The recorded action date is 25 Apr 1991. This source entry is excluded from current screening matches.OrganizationOCC Enforcement Actions
- Frontier Bank, N.A.Office of the Comptroller of the Currency records “Cease-and-Desist Order (C&D) or Personal Cease-and-Desist Order (PC&D)” for Frontier Bank, N.A.. The recorded action date is 30 Mar 1993. This source entry is excluded from current screening matches.OrganizationOCC Enforcement Actions
- Norris, Gary P.Office of the Comptroller of the Currency records “Civil Money Penalty (CMP)” for Norris, Gary P.. The recorded action date is 13 Apr 2006.PersonOCC Enforcement Actions
- Home Federal Bank of HollywoodOffice of the Comptroller of the Currency records “Cease-and-Desist Order (C&D) or Personal Cease-and-Desist Order (PC&D)” for Home Federal Bank of Hollywood. The recorded action date is 30 Jul 2010. This source entry is excluded from current screening matches.OrganizationOCC Enforcement Actions
- Community National BankOffice of the Comptroller of the Currency records “Formal Agreement” for Community National Bank. The recorded action date is 26 Jan 2010. This source entry is excluded from current screening matches.OrganizationOCC Enforcement Actions
- McKee, CrystalOffice of the Comptroller of the Currency records “Prohibition/Removal Orders” for McKee, Crystal. The recorded action date is 3 Oct 2022.PersonOCC Enforcement Actions
- The First National Bank Of Cold SpringOffice of the Comptroller of the Currency records “Formal Agreement” for The First National Bank Of Cold Spring. The recorded action date is 1 Apr 1992. This source entry is excluded from current screening matches.OrganizationOCC Enforcement Actions
- The First National Bank In MadisonOffice of the Comptroller of the Currency records “Cease-and-Desist Order (C&D) or Personal Cease-and-Desist Order (PC&D)” for The First National Bank In Madison. The recorded action date is 20 May 1992. This source entry is excluded from current screening matches.OrganizationOCC Enforcement Actions
- Siouxland National BankOffice of the Comptroller of the Currency records “Formal Agreement” for Siouxland National Bank. The recorded action date is 15 May 1991. This source entry is excluded from current screening matches.OrganizationOCC Enforcement Actions
- Roberts, J. T.Office of the Comptroller of the Currency records “Civil Money Penalty (CMP)” for Roberts, J. T.. The recorded action date is 25 Jun 1990.PersonOCC Enforcement Actions
- Figueroa, LuisOffice of the Comptroller of the Currency records “Prohibition/Removal Orders” for Figueroa, Luis. The recorded action date is 8 Nov 2023.PersonOCC Enforcement Actions
- Blanks, Danielle S.Office of the Comptroller of the Currency records “Prohibition/Removal Orders” for Blanks, Danielle S.. The recorded action date is 5 Dec 1997.PersonOCC Enforcement Actions
- La Far, Dan S.Office of the Comptroller of the Currency records “Civil Money Penalty (CMP)” for La Far, Dan S.. The recorded action date is 4 May 1992.PersonOCC Enforcement Actions
- Mounts, AnneOffice of the Comptroller of the Currency records “Cease-and-Desist Order (C&D) or Personal Cease-and-Desist Order (PC&D)” for Mounts, Anne. The recorded action date is 2 Nov 2006.PersonOCC Enforcement Actions
- Teufel, Catherine A.Office of the Comptroller of the Currency records “Prohibition/Removal Orders” for Teufel, Catherine A.. The recorded action date is 1 Aug 2006.PersonOCC Enforcement Actions
Screen customers against the US OCC Enforcement Actions
Start free250 free live screenings • One lifetime allowance • API + dashboard • No credit card
Questions about US OCC Enforcement Actions
Who publishes US OCC Enforcement Actions?
The catalog identifies Office of the Comptroller of the Currency as the publisher in United States. Open the publisher reference. SanctionsKit’s source profile is separate from that publisher’s original records and notices.
Can I select US OCC Enforcement Actions for screening?
The current source snapshot marks US OCC Enforcement Actions as available for screening. Select its source ID, us-occ-enforcement, when your policy requires it. Check availability again when you run a request. This status does not by itself grant public browsing or export rights.
Can I browse current US OCC Enforcement Actions records here?
Current public records from US OCC Enforcement Actions can be browsed here. The current source contains 6,071 records. This counts source records, not distinct people, companies or assets. An empty name search is not a completed screening check.
May I reuse or export US OCC Enforcement Actions records?
Access to US OCC Enforcement Actions does not grant every right to copy, export or redistribute it. Read the source reuse terms and the attribution notice for the version you use. A public record page or working screening integration is not an export permission. Follow the conditions that apply to your intended use.
Continue exploring
Source discovery reference: OpenSanctions source catalog, captured . Import and record counts above come from SanctionsKit.