US OCC Enforcement Actions
Published OCC enforcement actions involving institutions, companies, and individuals.
Data overview
- Source records
- 6,058
- Publicly browsable records
- 6,058
- Entity types present
- 2
Records by entity type
- People
- 3,351
- Organizations
- 2,707
- Other / unspecified
- 0
What these numbers mean
Counts describe this source’s current available records, before any name search. Records can overlap within and across lists. They are not counts of unique entities.
Publicly browsable records are the portion available in the public directory. A record’s presence does not by itself establish an active sanction.
Organizations include companies and other bodies. Other / unspecified means the source record has no more specific supported type.
What this source covers
The official export includes action types, start dates, termination dates, document references, amounts, and subject matters. It includes historical and terminated actions and is not guaranteed comprehensive. Certain pre-December 23, 2022 prohibition notifications are excluded by the publisher, and older OTS actions are in a separate archive.
How to interpret this source
An enforcement action is not automatically a financial sanction or an ongoing prohibition. Consult the original order and current OCC search for its scope, modification, and termination. Exact termination dates end current screening eligibility; missing or N/A dates remain explicitly uncertain. Inconsistent publisher dates are preserved and flagged.
Source availability
Records available
6,058 source records are available in the current dataset.
Records can overlap across lists; this is not a count of unique people or organizations.
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- Our refresh schedule
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Public source records
- Hopson, MichaelCivil Money Penalty (CMP)PersonOCC Enforcement Actions
- Old Missouri National BankFormal AgreementOrganizationOCC Enforcement Actions
- Bryan, James PrestonProhibition/Removal OrdersPersonOCC Enforcement Actions
- Cardone, DanielCivil Money Penalty (CMP)PersonOCC Enforcement Actions
- Veatch, RobertCivil Money Penalty (CMP)PersonOCC Enforcement Actions
- Switzer, StevenProhibition/Removal OrdersPersonOCC Enforcement Actions
- Wilshire Center Bank, N.A.Cease-and-Desist Order (C&D) or Personal Cease-and-Desist Order (PC&D)OrganizationOCC Enforcement Actions
- Blake, CarrollCivil Money Penalty (CMP)PersonOCC Enforcement Actions
- Maple City Savings Bank, FSBFormal AgreementOrganizationOCC Enforcement Actions
- Berry, GeraldProhibition/Removal OrdersPersonOCC Enforcement Actions
- Hagemeyer, Loren A.Civil Money Penalty (CMP)PersonOCC Enforcement Actions
- Omnibank, National AssociationFormal AgreementOrganizationOCC Enforcement Actions
- First National BankFormal AgreementOrganizationOCC Enforcement Actions
- The National Bank of MalvernFormal AgreementOrganizationOCC Enforcement Actions
- Bank Usa, National AssociationCease-and-Desist Order (C&D) or Personal Cease-and-Desist Order (PC&D)OrganizationOCC Enforcement Actions
- Frontier Bank, N.A.Cease-and-Desist Order (C&D) or Personal Cease-and-Desist Order (PC&D)OrganizationOCC Enforcement Actions
- Norris, Gary P.Civil Money Penalty (CMP)PersonOCC Enforcement Actions
- Home Federal Bank of HollywoodCease-and-Desist Order (C&D) or Personal Cease-and-Desist Order (PC&D)OrganizationOCC Enforcement Actions
- Community National BankFormal AgreementOrganizationOCC Enforcement Actions
- McKee, CrystalProhibition/Removal OrdersPersonOCC Enforcement Actions
- The First National Bank Of Cold SpringFormal AgreementOrganizationOCC Enforcement Actions
- The First National Bank In MadisonCease-and-Desist Order (C&D) or Personal Cease-and-Desist Order (PC&D)OrganizationOCC Enforcement Actions
- Siouxland National BankFormal AgreementOrganizationOCC Enforcement Actions
- Roberts, J. T.Civil Money Penalty (CMP)PersonOCC Enforcement Actions
- Figueroa, LuisProhibition/Removal OrdersPersonOCC Enforcement Actions
- Blanks, Danielle S.Prohibition/Removal OrdersPersonOCC Enforcement Actions
- La Far, Dan S.Civil Money Penalty (CMP)PersonOCC Enforcement Actions
- Mounts, AnneCease-and-Desist Order (C&D) or Personal Cease-and-Desist Order (PC&D)PersonOCC Enforcement Actions
- Teufel, Catherine A.Prohibition/Removal OrdersPersonOCC Enforcement Actions
- Faircloth, Frederick W.Civil Money Penalty (CMP)PersonOCC Enforcement Actions
Continue exploring
Source discovery reference: OpenSanctions source catalog, captured 2026-09-16. Import and record counts above come from SanctionsKit.