US OCC Enforcement Actions
Published OCC enforcement actions involving institutions, companies, and individuals.
Source availability
Available for screening
6,071 source records are available in the current dataset.
Records can overlap across lists; this is not a count of unique people or organizations.
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- Our refresh schedule
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Data overview
OCC Enforcement Actions is published by Office of the Comptroller of the Currency.
The available version contains 6,071 source records before any name search.
The entity-type breakdown is 3,361 people and 2,710 organizations.
- Source records
- 6,071
- Publicly browsable records
- 6,071
- Entity types present
- 2
Record types and how to read these counts
Records by entity type
- People
- 3,361
- Organizations
- 2,710
- Other / unspecified
- 0
What these numbers mean
Counts describe this source’s current available records, before any name search. Records can overlap within and across lists. They are not counts of unique entities.
Publicly browsable records are the portion available in the public directory. A record’s presence does not by itself establish an active sanction.
Organizations include companies and other bodies. Other / unspecified means the source record has no more specific supported type.
What this source covers
The official export includes action types, start dates, termination dates, document references, amounts, and subject matters. It includes historical and terminated actions and is not guaranteed comprehensive. Certain pre-December 23, 2022 prohibition notifications are excluded by the publisher, and older OTS actions are in a separate archive.
Distinguish the action from its current effect
An enforcement action is not automatically a financial sanction or an ongoing prohibition. Consult the original order and current OCC search for its scope, modification, and termination. Exact termination dates end current screening eligibility; missing or N/A dates remain explicitly uncertain. Inconsistent publisher dates are preserved and flagged.
- Read the stated action type and procedural status.
- Check the decision, dates and later amendments.
- Keep different orders about the same named party distinct.
Public source records
- Faircloth, Frederick W.Office of the Comptroller of the Currency records “Civil Money Penalty (CMP)” for Faircloth, Frederick W.. The recorded action date is 18 May 1992.PersonOCC Enforcement Actions
- Aurora Bank FSBOffice of the Comptroller of the Currency records “C&D or PC&D Requiring Restitution” for Aurora Bank FSB. The recorded action date is 28 Feb 2013.OrganizationOCC Enforcement Actions
- First Eastern Bank, N.A.Office of the Comptroller of the Currency records “Formal Agreement” for First Eastern Bank, N.A.. The recorded action date is 9 Apr 1992. This source entry is excluded from current screening matches.OrganizationOCC Enforcement Actions
- Ulrich, GeneOffice of the Comptroller of the Currency records “Civil Money Penalty (CMP)” for Ulrich, Gene. The recorded action date is 2 Sep 2003.PersonOCC Enforcement Actions
- Dahlman, JeffreyOffice of the Comptroller of the Currency records “Civil Money Penalty (CMP)” for Dahlman, Jeffrey. The recorded action date is 20 Apr 1999.PersonOCC Enforcement Actions
- Commerce Bank Of Kansas CityOffice of the Comptroller of the Currency records “Securities Enforcement Action” for Commerce Bank Of Kansas City. The recorded action date is 14 Jan 1992. This source entry is excluded from current screening matches.OrganizationOCC Enforcement Actions
- South County Bank, National AssociationOffice of the Comptroller of the Currency records “Cease-and-Desist Order (C&D) or Personal Cease-and-Desist Order (PC&D)” for South County Bank, National Association. The recorded action date is 24 Jan 2011. This source entry is excluded from current screening matches.OrganizationOCC Enforcement Actions
- Harper, FloydOffice of the Comptroller of the Currency records “Cease-and-Desist Order (C&D) or Personal Cease-and-Desist Order (PC&D)” for Harper, Floyd. The recorded action date is 2 Jan 2013.PersonOCC Enforcement Actions
- Intercredit Bank, National AssociationOffice of the Comptroller of the Currency records “Civil Money Penalty (CMP)” for Intercredit Bank, National Association. The recorded action date is 18 Jun 2008.OrganizationOCC Enforcement Actions
- Werner, JohnOffice of the Comptroller of the Currency records “Prohibition/Removal Orders” for Werner, John. The recorded action date is 6 Sep 2023.PersonOCC Enforcement Actions
- Sallee, SueOffice of the Comptroller of the Currency records “Civil Money Penalty (CMP)” for Sallee, Sue. The recorded action date is 6 Jan 1992.PersonOCC Enforcement Actions
- First National Bankers Bank, AlabamaOffice of the Comptroller of the Currency records “Formal Agreement” for First National Bankers Bank, Alabama. The recorded action date is 24 Mar 2010. This source entry is excluded from current screening matches.OrganizationOCC Enforcement Actions
- Wallrath, DanOffice of the Comptroller of the Currency records “Prohibition/Removal Orders” for Wallrath, Dan. The recorded action date is 18 Apr 1994.PersonOCC Enforcement Actions
- Ramona National BankOffice of the Comptroller of the Currency records “Cease-and-Desist Order (C&D) or Personal Cease-and-Desist Order (PC&D)” for Ramona National Bank. The recorded action date is 14 Dec 2005. This source entry is excluded from current screening matches.OrganizationOCC Enforcement Actions
- McCarthy, Susan DiehlOffice of the Comptroller of the Currency records “Prohibition/Removal Orders” for McCarthy, Susan Diehl. The recorded action date is 15 Oct 2003.PersonOCC Enforcement Actions
- Muckleroy, Michael KentOffice of the Comptroller of the Currency records “Civil Money Penalty (CMP)” for Muckleroy, Michael Kent. The recorded action date is 19 Apr 2005.PersonOCC Enforcement Actions
- Steger, RyanOffice of the Comptroller of the Currency records “Civil Money Penalty (CMP)” for Steger, Ryan. The recorded action date is 3 Aug 2015.PersonOCC Enforcement Actions
- Snider, DavidOffice of the Comptroller of the Currency records “Civil Money Penalty (CMP)” for Snider, David. The recorded action date is 21 Feb 2012.PersonOCC Enforcement Actions
- Texas Citizens Bank, National AssociationOffice of the Comptroller of the Currency records “Formal Agreement” for Texas Citizens Bank, National Association. The recorded action date is 18 Dec 2019. This source entry is excluded from current screening matches.OrganizationOCC Enforcement Actions
- Eckel, Richard F.Office of the Comptroller of the Currency records “Prohibition/Removal Orders” for Eckel, Richard F.. The recorded action date is 28 Jan 1993.PersonOCC Enforcement Actions
- Burger, John F.Office of the Comptroller of the Currency records “C&D or PC&D Requiring Restitution” for Burger, John F.. The recorded action date is 10 Mar 2000.PersonOCC Enforcement Actions
- Hill, Brian L.Office of the Comptroller of the Currency records “Civil Money Penalty (CMP)” for Hill, Brian L.. The recorded action date is 25 Jun 1991.PersonOCC Enforcement Actions
- Rossi, AndrewOffice of the Comptroller of the Currency records “Civil Money Penalty (CMP)” for Rossi, Andrew. The recorded action date is 1 Aug 2003.PersonOCC Enforcement Actions
- JPMorgan Chase Bank, National AssociationOffice of the Comptroller of the Currency records “Civil Money Penalty (CMP)” for JPMorgan Chase Bank, National Association. The recorded action date is 11 Nov 2014.OrganizationOCC Enforcement Actions
- Bank of ChinaOffice of the Comptroller of the Currency records “Cease-and-Desist Order (C&D) or Personal Cease-and-Desist Order (PC&D)” for Bank of China. The recorded action date is 7 Sep 2005. This source entry is excluded from current screening matches.OrganizationOCC Enforcement Actions
- Addison National BankOffice of the Comptroller of the Currency records “Formal Agreement” for Addison National Bank. The recorded action date is 27 Aug 1992. This source entry is excluded from current screening matches.OrganizationOCC Enforcement Actions
- The First National Bank of MarquetteOffice of the Comptroller of the Currency records “Formal Agreement” for The First National Bank of Marquette. The recorded action date is 20 Nov 2003. This source entry is excluded from current screening matches.OrganizationOCC Enforcement Actions
- Eastern National BankOffice of the Comptroller of the Currency records “Civil Money Penalty (CMP)” for Eastern National Bank. The recorded action date is 17 Oct 2008.OrganizationOCC Enforcement Actions
- Blacketer, AshleyOffice of the Comptroller of the Currency records “Prohibition/Removal Orders” for Blacketer, Ashley. The recorded action date is 8 Sep 2017.PersonOCC Enforcement Actions
- Wlodarczyk, Jerry F.Office of the Comptroller of the Currency records “Civil Money Penalty (CMP)” for Wlodarczyk, Jerry F.. The recorded action date is 30 Jan 2012.PersonOCC Enforcement Actions
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Questions about US OCC Enforcement Actions
Who publishes US OCC Enforcement Actions?
The catalog identifies Office of the Comptroller of the Currency as the publisher in United States. Open the publisher reference. SanctionsKit’s source profile is separate from that publisher’s original records and notices.
Can I select US OCC Enforcement Actions for screening?
The current source snapshot marks US OCC Enforcement Actions as available for screening. Select its source ID, us-occ-enforcement, when your policy requires it. Check availability again when you run a request. This status does not by itself grant public browsing or export rights.
Can I browse current US OCC Enforcement Actions records here?
Current public records from US OCC Enforcement Actions can be browsed here. The current source contains 6,071 records. This counts source records, not distinct people, companies or assets. An empty name search is not a completed screening check.
May I reuse or export US OCC Enforcement Actions records?
Access to US OCC Enforcement Actions does not grant every right to copy, export or redistribute it. Read the source reuse terms and the attribution notice for the version you use. A public record page or working screening integration is not an export permission. Follow the conditions that apply to your intended use.
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Source discovery reference: OpenSanctions source catalog, captured . Import and record counts above come from SanctionsKit.