US OCC Enforcement Actions
Published OCC enforcement actions involving institutions, companies, and individuals.
Data overview
- Source records
- 6,058
- Publicly browsable records
- 6,058
- Entity types present
- 2
Records by entity type
- People
- 3,351
- Organizations
- 2,707
- Other / unspecified
- 0
What these numbers mean
Counts describe this source’s current available records, before any name search. Records can overlap within and across lists. They are not counts of unique entities.
Publicly browsable records are the portion available in the public directory. A record’s presence does not by itself establish an active sanction.
Organizations include companies and other bodies. Other / unspecified means the source record has no more specific supported type.
What this source covers
The official export includes action types, start dates, termination dates, document references, amounts, and subject matters. It includes historical and terminated actions and is not guaranteed comprehensive. Certain pre-December 23, 2022 prohibition notifications are excluded by the publisher, and older OTS actions are in a separate archive.
How to interpret this source
An enforcement action is not automatically a financial sanction or an ongoing prohibition. Consult the original order and current OCC search for its scope, modification, and termination. Exact termination dates end current screening eligibility; missing or N/A dates remain explicitly uncertain. Inconsistent publisher dates are preserved and flagged.
Source availability
Records available
6,058 source records are available in the current dataset.
Records can overlap across lists; this is not a count of unique people or organizations.
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Public source records
- Millennium BCP Bank, National AssociationCease-and-Desist Order (C&D) or Personal Cease-and-Desist Order (PC&D)OrganizationOCC Enforcement Actions
- Beiletti, John P.Civil Money Penalty (CMP)PersonOCC Enforcement Actions
- Bassie, TravisCease-and-Desist Order (C&D) or Personal Cease-and-Desist Order (PC&D)PersonOCC Enforcement Actions
- Brown, AlanCivil Money Penalty (CMP)PersonOCC Enforcement Actions
- EverbankCease-and-Desist Order (C&D) or Personal Cease-and-Desist Order (PC&D)OrganizationOCC Enforcement Actions
- Chiu, Kevin1829 Prohibition NotificationPersonOCC Enforcement Actions
- Kuechle, ValerianProhibition/Removal OrdersPersonOCC Enforcement Actions
- Szesny, James A.Civil Money Penalty (CMP)PersonOCC Enforcement Actions
- Marathon National BankFormal AgreementOrganizationOCC Enforcement Actions
- Homer, C. JamesCivil Money Penalty (CMP)PersonOCC Enforcement Actions
- Haenisch, BrianProhibition/Removal OrdersPersonOCC Enforcement Actions
- First National Bank Of JacksonCease-and-Desist Order (C&D) or Personal Cease-and-Desist Order (PC&D)OrganizationOCC Enforcement Actions
- Masferrer, EduardoC&D or PC&D Requiring RestitutionPersonOCC Enforcement Actions
- Acosta, StanleyProhibition/Removal OrdersPersonOCC Enforcement Actions
- Community Federal Savings BankCease-and-Desist Order (C&D) or Personal Cease-and-Desist Order (PC&D)OrganizationOCC Enforcement Actions
- Neilson, MarrienCivil Money Penalty (CMP)PersonOCC Enforcement Actions
- Zingg, Robert P.Prohibition/Removal OrdersPersonOCC Enforcement Actions
- Hall, GeorgeProhibition/Removal OrdersPersonOCC Enforcement Actions
- First Charter Bank, National AssociationFormal AgreementOrganizationOCC Enforcement Actions
- Eagle National BankFormal AgreementOrganizationOCC Enforcement Actions
- Seaside National Bank & TrustFormal AgreementOrganizationOCC Enforcement Actions
- Dahlman, DawnC&D or PC&D Requiring RestitutionPersonOCC Enforcement Actions
- Frierson, MyronProhibition/Removal OrdersPersonOCC Enforcement Actions
- Integra Bank National AssociationCapital DirectiveOrganizationOCC Enforcement Actions
- Turner, Phillip E.Civil Money Penalty (CMP)PersonOCC Enforcement Actions
- Coleman, Kenneth L.Prohibition/Removal OrdersPersonOCC Enforcement Actions
- PNC Bank, National AssociationCivil Money Penalty (CMP)OrganizationOCC Enforcement Actions
- Texas Heritage National BankFormal AgreementOrganizationOCC Enforcement Actions
- Fidelity National BankFormal AgreementOrganizationOCC Enforcement Actions
- Farmers National BankCease-and-Desist Order (C&D) or Personal Cease-and-Desist Order (PC&D)OrganizationOCC Enforcement Actions
Continue exploring
Source discovery reference: OpenSanctions source catalog, captured 2026-09-17. Import and record counts above come from SanctionsKit.