US OCC Enforcement Actions
Published OCC enforcement actions involving institutions, companies, and individuals.
Source availability
Available for screening
6,071 source records are available in the current dataset.
Records can overlap across lists; this is not a count of unique people or organizations.
- Latest successful check
- Our refresh schedule
- Every 24 hours
Data overview
OCC Enforcement Actions is published by Office of the Comptroller of the Currency.
The available version contains 6,071 source records before any name search.
The entity-type breakdown is 3,361 people and 2,710 organizations.
- Source records
- 6,071
- Publicly browsable records
- 6,071
- Entity types present
- 2
Record types and how to read these counts
Records by entity type
- People
- 3,361
- Organizations
- 2,710
- Other / unspecified
- 0
What these numbers mean
Counts describe this source’s current available records, before any name search. Records can overlap within and across lists. They are not counts of unique entities.
Publicly browsable records are the portion available in the public directory. A record’s presence does not by itself establish an active sanction.
Organizations include companies and other bodies. Other / unspecified means the source record has no more specific supported type.
What this source covers
The official export includes action types, start dates, termination dates, document references, amounts, and subject matters. It includes historical and terminated actions and is not guaranteed comprehensive. Certain pre-December 23, 2022 prohibition notifications are excluded by the publisher, and older OTS actions are in a separate archive.
Distinguish the action from its current effect
An enforcement action is not automatically a financial sanction or an ongoing prohibition. Consult the original order and current OCC search for its scope, modification, and termination. Exact termination dates end current screening eligibility; missing or N/A dates remain explicitly uncertain. Inconsistent publisher dates are preserved and flagged.
- Read the stated action type and procedural status.
- Check the decision, dates and later amendments.
- Keep different orders about the same named party distinct.
Public source records
- Hulett National BankOffice of the Comptroller of the Currency records “Cease-and-Desist Order (C&D) or Personal Cease-and-Desist Order (PC&D)” for Hulett National Bank. The recorded action date is 5 Oct 1992. This source entry is excluded from current screening matches.OrganizationOCC Enforcement Actions
- Jayeast DevelopmentOffice of the Comptroller of the Currency records “C&D or PC&D Requiring Restitution” for Jayeast Development. The recorded action date is 3 Apr 1997.OrganizationOCC Enforcement Actions
- McLinko, PaulOffice of the Comptroller of the Currency records “Cease-and-Desist Order (C&D) or Personal Cease-and-Desist Order (PC&D)” for McLinko, Paul. The recorded action date is 14 Jan 2025. This source entry is excluded from current screening matches.PersonOCC Enforcement Actions
- Chase Bank USA, National AssociationOffice of the Comptroller of the Currency records “Civil Money Penalty (CMP)” for Chase Bank USA, National Association. The recorded action date is 18 Sep 2013.OrganizationOCC Enforcement Actions
- Connell, HaroldOffice of the Comptroller of the Currency records “Civil Money Penalty (CMP)” for Connell, Harold. The recorded action date is 2 Jan 2013.PersonOCC Enforcement Actions
- Chicago Title Insurance CompanyOffice of the Comptroller of the Currency records “Cease-and-Desist Order (C&D) or Personal Cease-and-Desist Order (PC&D)” for Chicago Title Insurance Company. The recorded action date is 24 Feb 2005. This source entry is excluded from current screening matches.OrganizationOCC Enforcement Actions
- First National Bank Of IpswichOffice of the Comptroller of the Currency records “Formal Agreement” for First National Bank Of Ipswich. The recorded action date is 15 Oct 1991. This source entry is excluded from current screening matches.OrganizationOCC Enforcement Actions
- Independence National BankOffice of the Comptroller of the Currency records “Formal Agreement” for Independence National Bank. The recorded action date is 20 Jan 2010. This source entry is excluded from current screening matches.OrganizationOCC Enforcement Actions
- Malchoff, JackOffice of the Comptroller of the Currency records “Civil Money Penalty (CMP)” for Malchoff, Jack. The recorded action date is 12 Sep 1990.PersonOCC Enforcement Actions
- The First National Bank of Southern KansasOffice of the Comptroller of the Currency records “Formal Agreement” for The First National Bank of Southern Kansas. The recorded action date is 29 Jan 2004. This source entry is excluded from current screening matches.OrganizationOCC Enforcement Actions
- NBC Bank - Eagle Pass, National AssociationOffice of the Comptroller of the Currency records “Formal Agreement” for NBC Bank - Eagle Pass, National Association. The recorded action date is 15 May 1992. This source entry is excluded from current screening matches.OrganizationOCC Enforcement Actions
- Lamphier, Mark A.Office of the Comptroller of the Currency records “Civil Money Penalty (CMP)” for Lamphier, Mark A.. The recorded action date is 22 Aug 1989.PersonOCC Enforcement Actions
- Bank of ChinaOffice of the Comptroller of the Currency records “Civil Money Penalty (CMP)” for Bank of China. The recorded action date is 24 Apr 2018.OrganizationOCC Enforcement Actions
- Millennium BCP Bank, National AssociationOffice of the Comptroller of the Currency records “Cease-and-Desist Order (C&D) or Personal Cease-and-Desist Order (PC&D)” for Millennium BCP Bank, National Association. The recorded action date is 9 Jul 2009. This source entry is excluded from current screening matches.OrganizationOCC Enforcement Actions
- Beiletti, John P.Office of the Comptroller of the Currency records “Civil Money Penalty (CMP)” for Beiletti, John P.. The recorded action date is 27 Apr 1993.PersonOCC Enforcement Actions
- Bassie, TravisOffice of the Comptroller of the Currency records “Cease-and-Desist Order (C&D) or Personal Cease-and-Desist Order (PC&D)” for Bassie, Travis. The recorded action date is 4 Oct 2012.PersonOCC Enforcement Actions
- Brown, AlanOffice of the Comptroller of the Currency records “Civil Money Penalty (CMP)” for Brown, Alan. The recorded action date is 5 Mar 1991.PersonOCC Enforcement Actions
- EverbankOffice of the Comptroller of the Currency records “Cease-and-Desist Order (C&D) or Personal Cease-and-Desist Order (PC&D)” for Everbank. The recorded action date is 16 Jun 2015. This source entry is excluded from current screening matches.OrganizationOCC Enforcement Actions
- Chiu, KevinOffice of the Comptroller of the Currency records “1829 Prohibition Notification” for Chiu, Kevin. The recorded action date is 27 Mar 2024.PersonOCC Enforcement Actions
- Kuechle, ValerianOffice of the Comptroller of the Currency records “Prohibition/Removal Orders” for Kuechle, Valerian. The recorded action date is 26 Oct 2016.PersonOCC Enforcement Actions
- Szesny, James A.Office of the Comptroller of the Currency records “Civil Money Penalty (CMP)” for Szesny, James A.. The recorded action date is 7 Apr 1992.PersonOCC Enforcement Actions
- Marathon National BankOffice of the Comptroller of the Currency records “Formal Agreement” for Marathon National Bank. The recorded action date is 20 Sep 1995. This source entry is excluded from current screening matches.OrganizationOCC Enforcement Actions
- Homer, C. JamesOffice of the Comptroller of the Currency records “Civil Money Penalty (CMP)” for Homer, C. James. The recorded action date is 18 Jun 1991.PersonOCC Enforcement Actions
- Haenisch, BrianOffice of the Comptroller of the Currency records “Prohibition/Removal Orders” for Haenisch, Brian. The recorded action date is 14 Dec 1990.PersonOCC Enforcement Actions
- First National Bank Of JacksonOffice of the Comptroller of the Currency records “Cease-and-Desist Order (C&D) or Personal Cease-and-Desist Order (PC&D)” for First National Bank Of Jackson. The recorded action date is 24 Aug 1990. This source entry is excluded from current screening matches.OrganizationOCC Enforcement Actions
- Masferrer, EduardoOffice of the Comptroller of the Currency records “C&D or PC&D Requiring Restitution” for Masferrer, Eduardo. The recorded action date is 22 Dec 2003.PersonOCC Enforcement Actions
- Acosta, StanleyOffice of the Comptroller of the Currency records “Prohibition/Removal Orders” for Acosta, Stanley. The recorded action date is 9 Apr 2024.PersonOCC Enforcement Actions
- Community Federal Savings BankOffice of the Comptroller of the Currency records “Cease-and-Desist Order (C&D) or Personal Cease-and-Desist Order (PC&D)” for Community Federal Savings Bank. The recorded action date is 17 Feb 2011. This source entry is excluded from current screening matches.OrganizationOCC Enforcement Actions
- Neilson, MarrienOffice of the Comptroller of the Currency records “Civil Money Penalty (CMP)” for Neilson, Marrien. The recorded action date is 16 Feb 2017.PersonOCC Enforcement Actions
- Zingg, Robert P.Office of the Comptroller of the Currency records “Prohibition/Removal Orders” for Zingg, Robert P.. The recorded action date is 8 Nov 1997.PersonOCC Enforcement Actions
Screen customers against the US OCC Enforcement Actions
Start free250 free live screenings • One lifetime allowance • API + dashboard • No credit card
Questions about US OCC Enforcement Actions
Who publishes US OCC Enforcement Actions?
The catalog identifies Office of the Comptroller of the Currency as the publisher in United States. Open the publisher reference. SanctionsKit’s source profile is separate from that publisher’s original records and notices.
Can I select US OCC Enforcement Actions for screening?
The current source snapshot marks US OCC Enforcement Actions as available for screening. Select its source ID, us-occ-enforcement, when your policy requires it. Check availability again when you run a request. This status does not by itself grant public browsing or export rights.
Can I browse current US OCC Enforcement Actions records here?
Current public records from US OCC Enforcement Actions can be browsed here. The current source contains 6,071 records. This counts source records, not distinct people, companies or assets. An empty name search is not a completed screening check.
May I reuse or export US OCC Enforcement Actions records?
Access to US OCC Enforcement Actions does not grant every right to copy, export or redistribute it. Read the source reuse terms and the attribution notice for the version you use. A public record page or working screening integration is not an export permission. Follow the conditions that apply to your intended use.
Continue exploring
Source discovery reference: OpenSanctions source catalog, captured . Import and record counts above come from SanctionsKit.