US OCC Enforcement Actions
Published OCC enforcement actions involving institutions, companies, and individuals.
Source availability
Available for screening
6,071 source records are available in the current dataset.
Records can overlap across lists; this is not a count of unique people or organizations.
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- Our refresh schedule
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Data overview
OCC Enforcement Actions is published by Office of the Comptroller of the Currency.
The available version contains 6,071 source records before any name search.
The entity-type breakdown is 3,361 people and 2,710 organizations.
- Source records
- 6,071
- Publicly browsable records
- 6,071
- Entity types present
- 2
Record types and how to read these counts
Records by entity type
- People
- 3,361
- Organizations
- 2,710
- Other / unspecified
- 0
What these numbers mean
Counts describe this source’s current available records, before any name search. Records can overlap within and across lists. They are not counts of unique entities.
Publicly browsable records are the portion available in the public directory. A record’s presence does not by itself establish an active sanction.
Organizations include companies and other bodies. Other / unspecified means the source record has no more specific supported type.
What this source covers
The official export includes action types, start dates, termination dates, document references, amounts, and subject matters. It includes historical and terminated actions and is not guaranteed comprehensive. Certain pre-December 23, 2022 prohibition notifications are excluded by the publisher, and older OTS actions are in a separate archive.
Distinguish the action from its current effect
An enforcement action is not automatically a financial sanction or an ongoing prohibition. Consult the original order and current OCC search for its scope, modification, and termination. Exact termination dates end current screening eligibility; missing or N/A dates remain explicitly uncertain. Inconsistent publisher dates are preserved and flagged.
- Read the stated action type and procedural status.
- Check the decision, dates and later amendments.
- Keep different orders about the same named party distinct.
Public source records
- Santa Clara Valley Bank, National AssociationOffice of the Comptroller of the Currency records “Cease-and-Desist Order (C&D) or Personal Cease-and-Desist Order (PC&D)” for Santa Clara Valley Bank, National Association. The recorded action date is 26 Oct 2010. This source entry is excluded from current screening matches.OrganizationOCC Enforcement Actions
- Green, EmeryOffice of the Comptroller of the Currency records “Civil Money Penalty (CMP)” for Green, Emery. The recorded action date is 1 Dec 1992.PersonOCC Enforcement Actions
- Grotenhuis, Stanton W.Office of the Comptroller of the Currency records “Civil Money Penalty (CMP)” for Grotenhuis, Stanton W.. The recorded action date is 27 Jul 1995.PersonOCC Enforcement Actions
- Washington Federal, National AssociationOffice of the Comptroller of the Currency records “Cease-and-Desist Order (C&D) or Personal Cease-and-Desist Order (PC&D)” for Washington Federal, National Association. The recorded action date is 28 Feb 2018. This source entry is excluded from current screening matches.OrganizationOCC Enforcement Actions
- Bank Of America, National Trust And Savings AssociationOffice of the Comptroller of the Currency records “Civil Money Penalty (CMP)” for Bank Of America, National Trust And Savings Association. The recorded action date is 15 Jan 1992.OrganizationOCC Enforcement Actions
- First National Bank In Glen RoseOffice of the Comptroller of the Currency records “Cease-and-Desist Order (C&D) or Personal Cease-and-Desist Order (PC&D)” for First National Bank In Glen Rose. The recorded action date is 18 Jan 1990. This source entry is excluded from current screening matches.OrganizationOCC Enforcement Actions
- The Exchange National Bank of Cottonwood FallsOffice of the Comptroller of the Currency records “Formal Agreement” for The Exchange National Bank of Cottonwood Falls. The recorded action date is 31 Aug 2011. This source entry is excluded from current screening matches.OrganizationOCC Enforcement Actions
- Palos Verdes National BankOffice of the Comptroller of the Currency records “Cease-and-Desist Order (C&D) or Personal Cease-and-Desist Order (PC&D)” for Palos Verdes National Bank. The recorded action date is 8 Oct 1992. This source entry is excluded from current screening matches.OrganizationOCC Enforcement Actions
- Gray, Vernon StellOffice of the Comptroller of the Currency records “Civil Money Penalty (CMP)” for Gray, Vernon Stell. The recorded action date is 24 Oct 2000.PersonOCC Enforcement Actions
- Centerbank of Jacksonville, National AssociationOffice of the Comptroller of the Currency records “Formal Agreement” for Centerbank of Jacksonville, National Association. The recorded action date is 14 Dec 2010. This source entry is excluded from current screening matches.OrganizationOCC Enforcement Actions
- Rose, PaulaOffice of the Comptroller of the Currency records “Civil Money Penalty (CMP)” for Rose, Paula. The recorded action date is 14 Jun 1990.PersonOCC Enforcement Actions
- Johnston, FultonOffice of the Comptroller of the Currency records “Civil Money Penalty (CMP)” for Johnston, Fulton. The recorded action date is 25 Jun 1990.PersonOCC Enforcement Actions
- Home State Bank / National AssociationOffice of the Comptroller of the Currency records “Formal Agreement” for Home State Bank / National Association. The recorded action date is 15 Mar 2010. This source entry is excluded from current screening matches.OrganizationOCC Enforcement Actions
- Warsaw FS & LAOffice of the Comptroller of the Currency records “Formal Agreement” for Warsaw FS & LA. The recorded action date is 1 Apr 2015. This source entry is excluded from current screening matches.OrganizationOCC Enforcement Actions
- Bruni, Louis H.Office of the Comptroller of the Currency records “C&D or PC&D Requiring Restitution” for Bruni, Louis H.. The recorded action date is 8 Apr 1992.PersonOCC Enforcement Actions
- Garbus, RonaldOffice of the Comptroller of the Currency records “C&D or PC&D Requiring Restitution” for Garbus, Ronald. The recorded action date is 16 Dec 1995.PersonOCC Enforcement Actions
- Achtermann, Marvin D.Office of the Comptroller of the Currency records “Cease-and-Desist Order (C&D) or Personal Cease-and-Desist Order (PC&D)” for Achtermann, Marvin D.. The recorded action date is 4 Apr 2007.PersonOCC Enforcement Actions
- Bank of ChinaOffice of the Comptroller of the Currency records “Formal Agreement” for Bank of China. The recorded action date is 16 Dec 2015. This source entry is excluded from current screening matches.OrganizationOCC Enforcement Actions
- Mendieta, UrielOffice of the Comptroller of the Currency records “Prohibition/Removal Orders” for Mendieta, Uriel. The recorded action date is 25 May 2006.PersonOCC Enforcement Actions
- Moyer, Charles I.Office of the Comptroller of the Currency records “Civil Money Penalty (CMP)” for Moyer, Charles I.. The recorded action date is 11 Jun 2003.PersonOCC Enforcement Actions
- Jackson, IvyOffice of the Comptroller of the Currency records “C&D or PC&D Requiring Restitution” for Jackson, Ivy. The recorded action date is 17 Dec 1999.PersonOCC Enforcement Actions
- Klein, James L.Office of the Comptroller of the Currency records “Notice of Charges” for Klein, James L.. The recorded action date is 14 Jun 2010. This source entry is excluded from current screening matches.PersonOCC Enforcement Actions
- The National Bank of DaingerfieldOffice of the Comptroller of the Currency records “Formal Agreement” for The National Bank of Daingerfield. The recorded action date is 21 Apr 2004. This source entry is excluded from current screening matches.OrganizationOCC Enforcement Actions
- Peoples National BankOffice of the Comptroller of the Currency records “Formal Agreement” for Peoples National Bank. The recorded action date is 22 Feb 2005. This source entry is excluded from current screening matches.OrganizationOCC Enforcement Actions
- National Bank of Kansas CityOffice of the Comptroller of the Currency records “Civil Money Penalty (CMP)” for National Bank of Kansas City. The recorded action date is 5 Jul 2012.OrganizationOCC Enforcement Actions
- Doss, RoddyOffice of the Comptroller of the Currency records “Prohibition/Removal Orders” for Doss, Roddy. The recorded action date is 12 May 2004.PersonOCC Enforcement Actions
- MUFG Bank, Ltd. Chicago BranchOffice of the Comptroller of the Currency records “Cease-and-Desist Order (C&D) or Personal Cease-and-Desist Order (PC&D)” for MUFG Bank, Ltd. Chicago Branch. The recorded action date is 21 Feb 2019. This source entry is excluded from current screening matches.OrganizationOCC Enforcement Actions
- Peacock, Edward A.Office of the Comptroller of the Currency records “Civil Money Penalty (CMP)” for Peacock, Edward A.. The recorded action date is 4 Apr 1994.PersonOCC Enforcement Actions
- Molina, JacquelineOffice of the Comptroller of the Currency records “Prohibition/Removal Orders” for Molina, Jacqueline. The recorded action date is 2 Apr 2025.PersonOCC Enforcement Actions
- Turner, ThomasOffice of the Comptroller of the Currency records “Civil Money Penalty (CMP)” for Turner, Thomas. The recorded action date is 30 Mar 1994.PersonOCC Enforcement Actions
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Questions about US OCC Enforcement Actions
Who publishes US OCC Enforcement Actions?
The catalog identifies Office of the Comptroller of the Currency as the publisher in United States. Open the publisher reference. SanctionsKit’s source profile is separate from that publisher’s original records and notices.
Can I select US OCC Enforcement Actions for screening?
The current source snapshot marks US OCC Enforcement Actions as available for screening. Select its source ID, us-occ-enforcement, when your policy requires it. Check availability again when you run a request. This status does not by itself grant public browsing or export rights.
Can I browse current US OCC Enforcement Actions records here?
Current public records from US OCC Enforcement Actions can be browsed here. The current source contains 6,071 records. This counts source records, not distinct people, companies or assets. An empty name search is not a completed screening check.
May I reuse or export US OCC Enforcement Actions records?
Access to US OCC Enforcement Actions does not grant every right to copy, export or redistribute it. Read the source reuse terms and the attribution notice for the version you use. A public record page or working screening integration is not an export permission. Follow the conditions that apply to your intended use.
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Source discovery reference: OpenSanctions source catalog, captured . Import and record counts above come from SanctionsKit.