US OCC Enforcement Actions
Published OCC enforcement actions involving institutions, companies, and individuals.
Source availability
Available for screening
6,071 source records are available in the current dataset.
Records can overlap across lists; this is not a count of unique people or organizations.
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- Our refresh schedule
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Data overview
OCC Enforcement Actions is published by Office of the Comptroller of the Currency.
The available version contains 6,071 source records before any name search.
The entity-type breakdown is 3,361 people and 2,710 organizations.
- Source records
- 6,071
- Publicly browsable records
- 6,071
- Entity types present
- 2
Record types and how to read these counts
Records by entity type
- People
- 3,361
- Organizations
- 2,710
- Other / unspecified
- 0
What these numbers mean
Counts describe this source’s current available records, before any name search. Records can overlap within and across lists. They are not counts of unique entities.
Publicly browsable records are the portion available in the public directory. A record’s presence does not by itself establish an active sanction.
Organizations include companies and other bodies. Other / unspecified means the source record has no more specific supported type.
What this source covers
The official export includes action types, start dates, termination dates, document references, amounts, and subject matters. It includes historical and terminated actions and is not guaranteed comprehensive. Certain pre-December 23, 2022 prohibition notifications are excluded by the publisher, and older OTS actions are in a separate archive.
Distinguish the action from its current effect
An enforcement action is not automatically a financial sanction or an ongoing prohibition. Consult the original order and current OCC search for its scope, modification, and termination. Exact termination dates end current screening eligibility; missing or N/A dates remain explicitly uncertain. Inconsistent publisher dates are preserved and flagged.
- Read the stated action type and procedural status.
- Check the decision, dates and later amendments.
- Keep different orders about the same named party distinct.
Public source records
- Adams, StephenOffice of the Comptroller of the Currency records “Civil Money Penalty (CMP)” for Adams, Stephen. The recorded action date is 5 Feb 2024.PersonOCC Enforcement Actions
- Arab Bank PLCOffice of the Comptroller of the Currency records “Cease-and-Desist Order (C&D) or Personal Cease-and-Desist Order (PC&D)” for Arab Bank PLC. The recorded action date is 24 Feb 2005. This source entry is excluded from current screening matches.OrganizationOCC Enforcement Actions
- McCaslin, HenryOffice of the Comptroller of the Currency records “Civil Money Penalty (CMP)” for McCaslin, Henry. The recorded action date is 8 Jul 1991.PersonOCC Enforcement Actions
- Murray, E. RayOffice of the Comptroller of the Currency records “Prohibition/Removal Orders” for Murray, E. Ray. The recorded action date is 10 Apr 2007.PersonOCC Enforcement Actions
- Fronheiser, Larry P.Office of the Comptroller of the Currency records “Civil Money Penalty (CMP)” for Fronheiser, Larry P.. The recorded action date is 14 Aug 2001.PersonOCC Enforcement Actions
- Wolff, MyronOffice of the Comptroller of the Currency records “Civil Money Penalty (CMP)” for Wolff, Myron. The recorded action date is 13 Apr 2006.PersonOCC Enforcement Actions
- Corbin, Barry L.Office of the Comptroller of the Currency records “Civil Money Penalty (CMP)” for Corbin, Barry L.. The recorded action date is 3 Jan 2007.PersonOCC Enforcement Actions
- Grove, Michael E.Office of the Comptroller of the Currency records “Civil Money Penalty (CMP)” for Grove, Michael E.. The recorded action date is 17 Mar 1994.PersonOCC Enforcement Actions
- Baldwin, KayOffice of the Comptroller of the Currency records “Civil Money Penalty (CMP)” for Baldwin, Kay. The recorded action date is 3 Apr 1993.PersonOCC Enforcement Actions
- Robinson, Brian L.Office of the Comptroller of the Currency records “Prohibition/Removal Orders” for Robinson, Brian L.. The recorded action date is 24 May 2007.PersonOCC Enforcement Actions
- Melancon, John GradyOffice of the Comptroller of the Currency records “C&D or PC&D Requiring Restitution” for Melancon, John Grady. The recorded action date is 10 Mar 2000.PersonOCC Enforcement Actions
- Old Second National BankOffice of the Comptroller of the Currency records “Cease-and-Desist Order (C&D) or Personal Cease-and-Desist Order (PC&D)” for Old Second National Bank. The recorded action date is 16 May 2011. This source entry is excluded from current screening matches.OrganizationOCC Enforcement Actions
- Kolok, PaulOffice of the Comptroller of the Currency records “Civil Money Penalty (CMP)” for Kolok, Paul. The recorded action date is 28 Apr 1993.PersonOCC Enforcement Actions
- Enloe, WilliamOffice of the Comptroller of the Currency records “Civil Money Penalty (CMP)” for Enloe, William. The recorded action date is 20 Sep 2016.PersonOCC Enforcement Actions
- Fuqua, KennethOffice of the Comptroller of the Currency records “Civil Money Penalty (CMP)” for Fuqua, Kenneth. The recorded action date is 24 Jun 2005.PersonOCC Enforcement Actions
- First Independence National BankOffice of the Comptroller of the Currency records “Formal Agreement” for First Independence National Bank. The recorded action date is 24 Apr 1991. This source entry is excluded from current screening matches.OrganizationOCC Enforcement Actions
- Hakes, Donald W.Office of the Comptroller of the Currency records “Civil Money Penalty (CMP)” for Hakes, Donald W.. The recorded action date is 10 Apr 2002.PersonOCC Enforcement Actions
- Cantos, GiacomoOffice of the Comptroller of the Currency records “Prohibition/Removal Orders” for Cantos, Giacomo. The recorded action date is 4 Dec 2023.PersonOCC Enforcement Actions
- Patterson, NealOffice of the Comptroller of the Currency records “Prohibition/Removal Orders” for Patterson, Neal. The recorded action date is 2 Nov 2006.PersonOCC Enforcement Actions
- Williams, Larry B.Office of the Comptroller of the Currency records “Civil Money Penalty (CMP)” for Williams, Larry B.. The recorded action date is 6 Jan 1994.PersonOCC Enforcement Actions
- Gard, Laura GrotenhuisOffice of the Comptroller of the Currency records “Cease-and-Desist Order (C&D) or Personal Cease-and-Desist Order (PC&D)” for Gard, Laura Grotenhuis. The recorded action date is 27 Jul 1995.PersonOCC Enforcement Actions
- Dawson, James A.Office of the Comptroller of the Currency records “Civil Money Penalty (CMP)” for Dawson, James A.. The recorded action date is 17 Jun 1993.PersonOCC Enforcement Actions
- Jones, WalterOffice of the Comptroller of the Currency records “Prohibition/Removal Orders” for Jones, Walter. The recorded action date is 6 Jun 2008.PersonOCC Enforcement Actions
- International City Bank, National AssociationOffice of the Comptroller of the Currency records “Cease-and-Desist Order (C&D) or Personal Cease-and-Desist Order (PC&D)” for International City Bank, National Association. The recorded action date is 12 Feb 2009. This source entry is excluded from current screening matches.OrganizationOCC Enforcement Actions
- Cortellesi, Jerome P.Office of the Comptroller of the Currency records “Prohibition/Removal Orders” for Cortellesi, Jerome P.. The recorded action date is 6 Jan 1994.PersonOCC Enforcement Actions
- Welge, MichaelOffice of the Comptroller of the Currency records “Civil Money Penalty (CMP)” for Welge, Michael. The recorded action date is 26 Feb 2021.PersonOCC Enforcement Actions
- Anderson, DonaldOffice of the Comptroller of the Currency records “Cease-and-Desist Order (C&D) or Personal Cease-and-Desist Order (PC&D)” for Anderson, Donald. The recorded action date is 10 Apr 1998. This source entry is excluded from current screening matches.PersonOCC Enforcement Actions
- Inb National BankOffice of the Comptroller of the Currency records “Securities Enforcement Action” for Inb National Bank. The recorded action date is 17 Jan 1992. This source entry is excluded from current screening matches.OrganizationOCC Enforcement Actions
- Gawrych, JohnOffice of the Comptroller of the Currency records “Civil Money Penalty (CMP)” for Gawrych, John. The recorded action date is 6 Mar 1995.PersonOCC Enforcement Actions
- Adam, AntenorOffice of the Comptroller of the Currency records “Civil Money Penalty (CMP)” for Adam, Antenor. The recorded action date is 12 Dec 2005.PersonOCC Enforcement Actions
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Questions about US OCC Enforcement Actions
Who publishes US OCC Enforcement Actions?
The catalog identifies Office of the Comptroller of the Currency as the publisher in United States. Open the publisher reference. SanctionsKit’s source profile is separate from that publisher’s original records and notices.
Can I select US OCC Enforcement Actions for screening?
The current source snapshot marks US OCC Enforcement Actions as available for screening. Select its source ID, us-occ-enforcement, when your policy requires it. Check availability again when you run a request. This status does not by itself grant public browsing or export rights.
Can I browse current US OCC Enforcement Actions records here?
Current public records from US OCC Enforcement Actions can be browsed here. The current source contains 6,071 records. This counts source records, not distinct people, companies or assets. An empty name search is not a completed screening check.
May I reuse or export US OCC Enforcement Actions records?
Access to US OCC Enforcement Actions does not grant every right to copy, export or redistribute it. Read the source reuse terms and the attribution notice for the version you use. A public record page or working screening integration is not an export permission. Follow the conditions that apply to your intended use.
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Source discovery reference: OpenSanctions source catalog, captured . Import and record counts above come from SanctionsKit.