US OCC Enforcement Actions
Published OCC enforcement actions involving institutions, companies, and individuals.
Source availability
Available for screening
6,071 source records are available in the current dataset.
Records can overlap across lists; this is not a count of unique people or organizations.
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- Our refresh schedule
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Data overview
OCC Enforcement Actions is published by Office of the Comptroller of the Currency.
The available version contains 6,071 source records before any name search.
The entity-type breakdown is 3,361 people and 2,710 organizations.
- Source records
- 6,071
- Publicly browsable records
- 6,071
- Entity types present
- 2
Record types and how to read these counts
Records by entity type
- People
- 3,361
- Organizations
- 2,710
- Other / unspecified
- 0
What these numbers mean
Counts describe this source’s current available records, before any name search. Records can overlap within and across lists. They are not counts of unique entities.
Publicly browsable records are the portion available in the public directory. A record’s presence does not by itself establish an active sanction.
Organizations include companies and other bodies. Other / unspecified means the source record has no more specific supported type.
What this source covers
The official export includes action types, start dates, termination dates, document references, amounts, and subject matters. It includes historical and terminated actions and is not guaranteed comprehensive. Certain pre-December 23, 2022 prohibition notifications are excluded by the publisher, and older OTS actions are in a separate archive.
Distinguish the action from its current effect
An enforcement action is not automatically a financial sanction or an ongoing prohibition. Consult the original order and current OCC search for its scope, modification, and termination. Exact termination dates end current screening eligibility; missing or N/A dates remain explicitly uncertain. Inconsistent publisher dates are preserved and flagged.
- Read the stated action type and procedural status.
- Check the decision, dates and later amendments.
- Keep different orders about the same named party distinct.
Public source records
- LPS Default Solutions, Inc.Office of the Comptroller of the Currency records “Cease-and-Desist Order (C&D) or Personal Cease-and-Desist Order (PC&D)” for LPS Default Solutions, Inc.. The recorded action date is 13 Apr 2011. This source entry is excluded from current screening matches.OrganizationOCC Enforcement Actions
- Sanford, Bob R.Office of the Comptroller of the Currency records “Prohibition/Removal Orders” for Sanford, Bob R.. The recorded action date is 10 Jan 1995.PersonOCC Enforcement Actions
- Beauregard FSBOffice of the Comptroller of the Currency records “Formal Agreement” for Beauregard FSB. The recorded action date is 30 Sep 2019. This source entry is excluded from current screening matches.OrganizationOCC Enforcement Actions
- Ward, Chad A.Office of the Comptroller of the Currency records “Civil Money Penalty (CMP)” for Ward, Chad A.. The recorded action date is 4 Sep 2013.PersonOCC Enforcement Actions
- Sanchez, NorbertoOffice of the Comptroller of the Currency records “Civil Money Penalty (CMP)” for Sanchez, Norberto. The recorded action date is 8 May 2015.PersonOCC Enforcement Actions
- Murphy, Warren L.Office of the Comptroller of the Currency records “C&D or PC&D Requiring Restitution” for Murphy, Warren L.. The recorded action date is 29 Feb 2000.PersonOCC Enforcement Actions
- The Northumberland National BankOffice of the Comptroller of the Currency records “Cease-and-Desist Order (C&D) or Personal Cease-and-Desist Order (PC&D)” for The Northumberland National Bank. The recorded action date is 5 May 2016. This source entry is excluded from current screening matches.OrganizationOCC Enforcement Actions
- VanDresser, WilliamOffice of the Comptroller of the Currency records “Civil Money Penalty (CMP)” for VanDresser, William. The recorded action date is 21 Jun 2018.PersonOCC Enforcement Actions
- Lasalle Bank MidWest National AssociationOffice of the Comptroller of the Currency records “Civil Money Penalty (CMP)” for Lasalle Bank MidWest National Association. The recorded action date is 5 Jan 2007.OrganizationOCC Enforcement Actions
- Woodforest National BankOffice of the Comptroller of the Currency records “Civil Money Penalty (CMP)” for Woodforest National Bank. The recorded action date is 7 Oct 2010.OrganizationOCC Enforcement Actions
- Sterling Federal Bank, F.S.B.Office of the Comptroller of the Currency records “Formal Agreement” for Sterling Federal Bank, F.S.B.. The recorded action date is 22 May 2025.OrganizationOCC Enforcement Actions
- Native American Bank, National AssociationOffice of the Comptroller of the Currency records “Formal Agreement” for Native American Bank, National Association. The recorded action date is 15 Apr 2003. This source entry is excluded from current screening matches.OrganizationOCC Enforcement Actions
- Snyder, Raymond PatrickOffice of the Comptroller of the Currency records “Prohibition/Removal Orders” for Snyder, Raymond Patrick. The recorded action date is 3 Jan 2017.PersonOCC Enforcement Actions
- Mortensen, Stewart S.Office of the Comptroller of the Currency records “Civil Money Penalty (CMP)” for Mortensen, Stewart S.. The recorded action date is 1 Oct 1992.PersonOCC Enforcement Actions
- Hoffman, LeonardOffice of the Comptroller of the Currency records “Civil Money Penalty (CMP)” for Hoffman, Leonard. The recorded action date is 7 Oct 1994.PersonOCC Enforcement Actions
- Siam Commercial Bank Public Company LimitedOffice of the Comptroller of the Currency records “Formal Agreement” for Siam Commercial Bank Public Company Limited. The recorded action date is 13 Jan 1994. This source entry is excluded from current screening matches.OrganizationOCC Enforcement Actions
- Lovell, EverettOffice of the Comptroller of the Currency records “Civil Money Penalty (CMP)” for Lovell, Everett. The recorded action date is 6 Jan 1992.PersonOCC Enforcement Actions
- Ahluwalia, RidhimaOffice of the Comptroller of the Currency records “Cease-and-Desist Order (C&D) or Personal Cease-and-Desist Order (PC&D)” for Ahluwalia, Ridhima. The recorded action date is 27 Aug 2020.PersonOCC Enforcement Actions
- First National Bank Albany/BreckenridgeOffice of the Comptroller of the Currency records “Formal Agreement” for First National Bank Albany/Breckenridge. The recorded action date is 16 Feb 2021. This source entry is excluded from current screening matches.OrganizationOCC Enforcement Actions
- Gateway Bank, F.S.B.Office of the Comptroller of the Currency records “Cease-and-Desist Order (C&D) or Personal Cease-and-Desist Order (PC&D)” for Gateway Bank, F.S.B.. The recorded action date is 26 Oct 2011. This source entry is excluded from current screening matches.OrganizationOCC Enforcement Actions
- First National Bank Of MonticelloOffice of the Comptroller of the Currency records “Formal Agreement” for First National Bank Of Monticello. The recorded action date is 10 Aug 1992. This source entry is excluded from current screening matches.OrganizationOCC Enforcement Actions
- Bevans, LawaiiOffice of the Comptroller of the Currency records “C&D or PC&D Requiring Restitution” for Bevans, Lawaii. The recorded action date is 18 Jan 2000.PersonOCC Enforcement Actions
- American National Bank Of ArizonaOffice of the Comptroller of the Currency records “Civil Money Penalty (CMP)” for American National Bank Of Arizona. The recorded action date is 20 Aug 1990.OrganizationOCC Enforcement Actions
- First Federal BankOffice of the Comptroller of the Currency records “Cease-and-Desist Order (C&D) or Personal Cease-and-Desist Order (PC&D)” for First Federal Bank. The recorded action date is 14 Apr 2010. This source entry is excluded from current screening matches.OrganizationOCC Enforcement Actions
- The Rushville National BankOffice of the Comptroller of the Currency records “Cease-and-Desist Order (C&D) or Personal Cease-and-Desist Order (PC&D)” for The Rushville National Bank. The recorded action date is 27 Jun 1991. This source entry is excluded from current screening matches.OrganizationOCC Enforcement Actions
- Trevino, AnselmoOffice of the Comptroller of the Currency records “Civil Money Penalty (CMP)” for Trevino, Anselmo. The recorded action date is 27 Jan 1993.PersonOCC Enforcement Actions
- Farley, Richard F.Office of the Comptroller of the Currency records “Civil Money Penalty (CMP)” for Farley, Richard F.. The recorded action date is 23 Jul 1993.PersonOCC Enforcement Actions
- Reay, Craig E.Office of the Comptroller of the Currency records “Civil Money Penalty (CMP)” for Reay, Craig E.. The recorded action date is 9 Dec 2015.PersonOCC Enforcement Actions
- First National Bank And Trust Of SyracuseOffice of the Comptroller of the Currency records “Formal Agreement” for First National Bank And Trust Of Syracuse. The recorded action date is 31 Mar 1995. This source entry is excluded from current screening matches.OrganizationOCC Enforcement Actions
- American Express Bank, FSBOffice of the Comptroller of the Currency records “C&D or PC&D Requiring Restitution” for American Express Bank, FSB. The recorded action date is 19 Dec 2013.OrganizationOCC Enforcement Actions
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Questions about US OCC Enforcement Actions
Who publishes US OCC Enforcement Actions?
The catalog identifies Office of the Comptroller of the Currency as the publisher in United States. Open the publisher reference. SanctionsKit’s source profile is separate from that publisher’s original records and notices.
Can I select US OCC Enforcement Actions for screening?
The current source snapshot marks US OCC Enforcement Actions as available for screening. Select its source ID, us-occ-enforcement, when your policy requires it. Check availability again when you run a request. This status does not by itself grant public browsing or export rights.
Can I browse current US OCC Enforcement Actions records here?
Current public records from US OCC Enforcement Actions can be browsed here. The current source contains 6,071 records. This counts source records, not distinct people, companies or assets. An empty name search is not a completed screening check.
May I reuse or export US OCC Enforcement Actions records?
Access to US OCC Enforcement Actions does not grant every right to copy, export or redistribute it. Read the source reuse terms and the attribution notice for the version you use. A public record page or working screening integration is not an export permission. Follow the conditions that apply to your intended use.
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Source discovery reference: OpenSanctions source catalog, captured . Import and record counts above come from SanctionsKit.