US OCC Enforcement Actions
Published OCC enforcement actions involving institutions, companies, and individuals.
Source availability
Available for screening
6,071 source records are available in the current dataset.
Records can overlap across lists; this is not a count of unique people or organizations.
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- Our refresh schedule
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Data overview
OCC Enforcement Actions is published by Office of the Comptroller of the Currency.
The available version contains 6,071 source records before any name search.
The entity-type breakdown is 3,361 people and 2,710 organizations.
- Source records
- 6,071
- Publicly browsable records
- 6,071
- Entity types present
- 2
Record types and how to read these counts
Records by entity type
- People
- 3,361
- Organizations
- 2,710
- Other / unspecified
- 0
What these numbers mean
Counts describe this source’s current available records, before any name search. Records can overlap within and across lists. They are not counts of unique entities.
Publicly browsable records are the portion available in the public directory. A record’s presence does not by itself establish an active sanction.
Organizations include companies and other bodies. Other / unspecified means the source record has no more specific supported type.
What this source covers
The official export includes action types, start dates, termination dates, document references, amounts, and subject matters. It includes historical and terminated actions and is not guaranteed comprehensive. Certain pre-December 23, 2022 prohibition notifications are excluded by the publisher, and older OTS actions are in a separate archive.
Distinguish the action from its current effect
An enforcement action is not automatically a financial sanction or an ongoing prohibition. Consult the original order and current OCC search for its scope, modification, and termination. Exact termination dates end current screening eligibility; missing or N/A dates remain explicitly uncertain. Inconsistent publisher dates are preserved and flagged.
- Read the stated action type and procedural status.
- Check the decision, dates and later amendments.
- Keep different orders about the same named party distinct.
Public source records
- Meridian Bank, National AssociationOffice of the Comptroller of the Currency records “Formal Agreement” for Meridian Bank, National Association. The recorded action date is 3 Jun 2009. This source entry is excluded from current screening matches.OrganizationOCC Enforcement Actions
- The First National Bank of Scott CityOffice of the Comptroller of the Currency records “Formal Agreement” for The First National Bank of Scott City. The recorded action date is 19 Apr 2016. This source entry is excluded from current screening matches.OrganizationOCC Enforcement Actions
- Valley National Bank Of CortezOffice of the Comptroller of the Currency records “Cease-and-Desist Order (C&D) or Personal Cease-and-Desist Order (PC&D)” for Valley National Bank Of Cortez. The recorded action date is 7 Oct 1991. This source entry is excluded from current screening matches.OrganizationOCC Enforcement Actions
- Hall, Bianca C.Office of the Comptroller of the Currency records “Prohibition/Removal Orders” for Hall, Bianca C.. The recorded action date is 18 Dec 2003.PersonOCC Enforcement Actions
- Community Bank & Trust, N.A.Office of the Comptroller of the Currency records “Formal Agreement” for Community Bank & Trust, N.A.. The recorded action date is 1 Oct 1999. This source entry is excluded from current screening matches.OrganizationOCC Enforcement Actions
- Sheehan, Patrick R.Office of the Comptroller of the Currency records “Civil Money Penalty (CMP)” for Sheehan, Patrick R.. The recorded action date is 9 Oct 1991.PersonOCC Enforcement Actions
- Helena National BankOffice of the Comptroller of the Currency records “Civil Money Penalty (CMP)” for Helena National Bank. The recorded action date is 1 Oct 2014.OrganizationOCC Enforcement Actions
- Plantation Federal BankOffice of the Comptroller of the Currency records “Formal Agreement” for Plantation Federal Bank. The recorded action date is 30 Apr 2009. This source entry is excluded from current screening matches.OrganizationOCC Enforcement Actions
- Downers Grove National BankOffice of the Comptroller of the Currency records “Formal Agreement” for Downers Grove National Bank. The recorded action date is 13 May 1991. This source entry is excluded from current screening matches.OrganizationOCC Enforcement Actions
- Ventura County National BankOffice of the Comptroller of the Currency records “Formal Agreement” for Ventura County National Bank. The recorded action date is 3 Feb 1994. This source entry is excluded from current screening matches.OrganizationOCC Enforcement Actions
- Farmers Bank & Trust, National AssociationOffice of the Comptroller of the Currency records “Formal Agreement” for Farmers Bank & Trust, National Association. The recorded action date is 11 Sep 2008. This source entry is excluded from current screening matches.OrganizationOCC Enforcement Actions
- The First National Bank Of BlandinsvilleOffice of the Comptroller of the Currency records “Formal Agreement” for The First National Bank Of Blandinsville. The recorded action date is 13 Jul 1992. This source entry is excluded from current screening matches.OrganizationOCC Enforcement Actions
- Wright, Michael D.Office of the Comptroller of the Currency records “Prohibition/Removal Orders” for Wright, Michael D.. The recorded action date is 7 Nov 1996.PersonOCC Enforcement Actions
- Pollard, W. Thelma ElizabethOffice of the Comptroller of the Currency records “Civil Money Penalty (CMP)” for Pollard, W. Thelma Elizabeth. The recorded action date is 3 Jun 1992.PersonOCC Enforcement Actions
- Belyea, BarbaraOffice of the Comptroller of the Currency records “1829 Prohibition Notification” for Belyea, Barbara. The recorded action date is 6 May 2024.PersonOCC Enforcement Actions
- Warfield, WallaceOffice of the Comptroller of the Currency records “C&D or PC&D Requiring Restitution” for Warfield, Wallace. The recorded action date is 1 Apr 2003.PersonOCC Enforcement Actions
- Baltz, MarthaOffice of the Comptroller of the Currency records “Civil Money Penalty (CMP)” for Baltz, Martha. The recorded action date is 12 Feb 2009.PersonOCC Enforcement Actions
- Greeneville Federal Bank, FSBOffice of the Comptroller of the Currency records “Cease-and-Desist Order (C&D) or Personal Cease-and-Desist Order (PC&D)” for Greeneville Federal Bank, FSB. The recorded action date is 1 Jul 2011. This source entry is excluded from current screening matches.OrganizationOCC Enforcement Actions
- Escobar, VickyOffice of the Comptroller of the Currency records “1829 Prohibition Notification” for Escobar, Vicky. The recorded action date is 12 Sep 2023.PersonOCC Enforcement Actions
- Ludwig, Diane M.Office of the Comptroller of the Currency records “Civil Money Penalty (CMP)” for Ludwig, Diane M.. The recorded action date is 9 Sep 1994.PersonOCC Enforcement Actions
- Powell Valley National BankOffice of the Comptroller of the Currency records “Cease-and-Desist Order (C&D) or Personal Cease-and-Desist Order (PC&D)” for Powell Valley National Bank. The recorded action date is 4 Dec 1990. This source entry is excluded from current screening matches.OrganizationOCC Enforcement Actions
- Progressive Bank, National AssociationOffice of the Comptroller of the Currency records “Formal Agreement” for Progressive Bank, National Association. The recorded action date is 15 Dec 2004. This source entry is excluded from current screening matches.OrganizationOCC Enforcement Actions
- Heitzman, GlennOffice of the Comptroller of the Currency records “Civil Money Penalty (CMP)” for Heitzman, Glenn. The recorded action date is 18 Nov 1991.PersonOCC Enforcement Actions
- Davidson, Danny BuckOffice of the Comptroller of the Currency records “Civil Money Penalty (CMP)” for Davidson, Danny Buck. The recorded action date is 6 Jan 1992.PersonOCC Enforcement Actions
- First National Bank of Northern KentuckyOffice of the Comptroller of the Currency records “Prompt Corrective Action (PCA) Directive” for First National Bank of Northern Kentucky. The recorded action date is 4 Sep 2002. This source entry is excluded from current screening matches.OrganizationOCC Enforcement Actions
- Ball, Ado W.Office of the Comptroller of the Currency records “Prohibition/Removal Orders” for Ball, Ado W.. The recorded action date is 11 Aug 2004.PersonOCC Enforcement Actions
- Towe, EdwardOffice of the Comptroller of the Currency records “Civil Money Penalty (CMP)” for Towe, Edward. The recorded action date is 25 Jul 1997.PersonOCC Enforcement Actions
- Wellington Trust Company, National AssociationOffice of the Comptroller of the Currency records “Civil Money Penalty (CMP)” for Wellington Trust Company, National Association. The recorded action date is 25 Jul 1990.OrganizationOCC Enforcement Actions
- Universal BankOffice of the Comptroller of the Currency records “Cease-and-Desist Order (C&D) or Personal Cease-and-Desist Order (PC&D)” for Universal Bank. The recorded action date is 17 Sep 2010. This source entry is excluded from current screening matches.OrganizationOCC Enforcement Actions
- Edwards, KeithOffice of the Comptroller of the Currency records “Civil Money Penalty (CMP)” for Edwards, Keith. The recorded action date is 14 Mar 2008.PersonOCC Enforcement Actions
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Questions about US OCC Enforcement Actions
Who publishes US OCC Enforcement Actions?
The catalog identifies Office of the Comptroller of the Currency as the publisher in United States. Open the publisher reference. SanctionsKit’s source profile is separate from that publisher’s original records and notices.
Can I select US OCC Enforcement Actions for screening?
The current source snapshot marks US OCC Enforcement Actions as available for screening. Select its source ID, us-occ-enforcement, when your policy requires it. Check availability again when you run a request. This status does not by itself grant public browsing or export rights.
Can I browse current US OCC Enforcement Actions records here?
Current public records from US OCC Enforcement Actions can be browsed here. The current source contains 6,071 records. This counts source records, not distinct people, companies or assets. An empty name search is not a completed screening check.
May I reuse or export US OCC Enforcement Actions records?
Access to US OCC Enforcement Actions does not grant every right to copy, export or redistribute it. Read the source reuse terms and the attribution notice for the version you use. A public record page or working screening integration is not an export permission. Follow the conditions that apply to your intended use.
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Source discovery reference: OpenSanctions source catalog, captured . Import and record counts above come from SanctionsKit.