US OCC Enforcement Actions
Published OCC enforcement actions involving institutions, companies, and individuals.
Source availability
Available for screening
6,071 source records are available in the current dataset.
Records can overlap across lists; this is not a count of unique people or organizations.
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- Our refresh schedule
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Data overview
OCC Enforcement Actions is published by Office of the Comptroller of the Currency.
The available version contains 6,071 source records before any name search.
The entity-type breakdown is 3,361 people and 2,710 organizations.
- Source records
- 6,071
- Publicly browsable records
- 6,071
- Entity types present
- 2
Record types and how to read these counts
Records by entity type
- People
- 3,361
- Organizations
- 2,710
- Other / unspecified
- 0
What these numbers mean
Counts describe this source’s current available records, before any name search. Records can overlap within and across lists. They are not counts of unique entities.
Publicly browsable records are the portion available in the public directory. A record’s presence does not by itself establish an active sanction.
Organizations include companies and other bodies. Other / unspecified means the source record has no more specific supported type.
What this source covers
The official export includes action types, start dates, termination dates, document references, amounts, and subject matters. It includes historical and terminated actions and is not guaranteed comprehensive. Certain pre-December 23, 2022 prohibition notifications are excluded by the publisher, and older OTS actions are in a separate archive.
Distinguish the action from its current effect
An enforcement action is not automatically a financial sanction or an ongoing prohibition. Consult the original order and current OCC search for its scope, modification, and termination. Exact termination dates end current screening eligibility; missing or N/A dates remain explicitly uncertain. Inconsistent publisher dates are preserved and flagged.
- Read the stated action type and procedural status.
- Check the decision, dates and later amendments.
- Keep different orders about the same named party distinct.
Public source records
- The National Bank Of CynthianaOffice of the Comptroller of the Currency records “Formal Agreement” for The National Bank Of Cynthiana. The recorded action date is 23 Apr 1992. This source entry is excluded from current screening matches.OrganizationOCC Enforcement Actions
- The State National Bank of HeavenerOffice of the Comptroller of the Currency records “Formal Agreement” for The State National Bank of Heavener. The recorded action date is 12 Jan 1999. This source entry is excluded from current screening matches.OrganizationOCC Enforcement Actions
- The Citizens National Bank and Trust Company, El Reno, OklahomaOffice of the Comptroller of the Currency records “Formal Agreement” for The Citizens National Bank and Trust Company, El Reno, Oklahoma. The recorded action date is 23 Jul 1991. This source entry is excluded from current screening matches.OrganizationOCC Enforcement Actions
- Solivan, Rosa L.Office of the Comptroller of the Currency records “Prohibition/Removal Orders” for Solivan, Rosa L.. The recorded action date is 28 Jan 2020.PersonOCC Enforcement Actions
- Poghosyan, AznaourOffice of the Comptroller of the Currency records “Prohibition/Removal Orders” for Poghosyan, Aznaour. The recorded action date is 18 Oct 2004.PersonOCC Enforcement Actions
- Flagship National BankOffice of the Comptroller of the Currency records “Formal Agreement” for Flagship National Bank. The recorded action date is 20 Nov 2008. This source entry is excluded from current screening matches.OrganizationOCC Enforcement Actions
- Schmoker, James G.Office of the Comptroller of the Currency records “Civil Money Penalty (CMP)” for Schmoker, James G.. The recorded action date is 19 Aug 1998.PersonOCC Enforcement Actions
- Monegro, DavidOffice of the Comptroller of the Currency records “Prohibition/Removal Orders” for Monegro, David. The recorded action date is 13 Oct 2020.PersonOCC Enforcement Actions
- Owen, Tommie J.Office of the Comptroller of the Currency records “Civil Money Penalty (CMP)” for Owen, Tommie J.. The recorded action date is 11 May 1992.PersonOCC Enforcement Actions
- Bailey, Charles StanleyOffice of the Comptroller of the Currency records “Prohibition/Removal Orders” for Bailey, Charles Stanley. The recorded action date is 3 Feb 2016.PersonOCC Enforcement Actions
- Shawmut Bank, N.A.Office of the Comptroller of the Currency records “Securities Enforcement Action” for Shawmut Bank, N.A.. The recorded action date is 14 Jan 1992.OrganizationOCC Enforcement Actions
- Hunsberger, Vernon L.Office of the Comptroller of the Currency records “Prohibition/Removal Orders” for Hunsberger, Vernon L.. The recorded action date is 31 Aug 2006.PersonOCC Enforcement Actions
- Posey, AaronOffice of the Comptroller of the Currency records “Cease-and-Desist Order (C&D) or Personal Cease-and-Desist Order (PC&D)” for Posey, Aaron. The recorded action date is 27 Jun 1991.PersonOCC Enforcement Actions
- Santamaria, CricelOffice of the Comptroller of the Currency records “Prohibition/Removal Orders” for Santamaria, Cricel. The recorded action date is 25 Jun 2025.PersonOCC Enforcement Actions
- Bland, J.E.Office of the Comptroller of the Currency records “Civil Money Penalty (CMP)” for Bland, J.E.. The recorded action date is 18 Aug 1992.PersonOCC Enforcement Actions
- Davis, Fred A.Office of the Comptroller of the Currency records “Prohibition/Removal Orders” for Davis, Fred A.. The recorded action date is 10 Nov 1999.PersonOCC Enforcement Actions
- Sterling Federal Bank, F.S.B.Office of the Comptroller of the Currency records “Formal Agreement” for Sterling Federal Bank, F.S.B.. The recorded action date is 21 Jun 2010. This source entry is excluded from current screening matches.OrganizationOCC Enforcement Actions
- Eastern Savings Bank, FSBOffice of the Comptroller of the Currency records “Cease-and-Desist Order (C&D) or Personal Cease-and-Desist Order (PC&D)” for Eastern Savings Bank, FSB. The recorded action date is 31 Mar 2014. This source entry is excluded from current screening matches.OrganizationOCC Enforcement Actions
- The First National Bank of Slippery RockOffice of the Comptroller of the Currency records “Formal Agreement” for The First National Bank of Slippery Rock. The recorded action date is 15 Oct 2002. This source entry is excluded from current screening matches.OrganizationOCC Enforcement Actions
- Powers, Paul W.Office of the Comptroller of the Currency records “Civil Money Penalty (CMP)” for Powers, Paul W.. The recorded action date is 22 Dec 1992.PersonOCC Enforcement Actions
- The Upstate National BankOffice of the Comptroller of the Currency records “Cease-and-Desist Order (C&D) or Personal Cease-and-Desist Order (PC&D)” for The Upstate National Bank. The recorded action date is 12 Feb 2009. This source entry is excluded from current screening matches.OrganizationOCC Enforcement Actions
- Unity National BankOffice of the Comptroller of the Currency records “Capital Directive” for Unity National Bank. The recorded action date is 16 Dec 2009. This source entry is excluded from current screening matches.OrganizationOCC Enforcement Actions
- Guaranty BankOffice of the Comptroller of the Currency records “Prompt Corrective Action (PCA) Directive” for Guaranty Bank. The recorded action date is 4 May 2017. This source entry is excluded from current screening matches.OrganizationOCC Enforcement Actions
- Metlife Bank, National AssociationOffice of the Comptroller of the Currency records “C&D or PC&D Requiring Restitution” for Metlife Bank, National Association. The recorded action date is 28 Feb 2013.OrganizationOCC Enforcement Actions
- Allen, Raymond J.Office of the Comptroller of the Currency records “Civil Money Penalty (CMP)” for Allen, Raymond J.. The recorded action date is 10 Apr 1998.PersonOCC Enforcement Actions
- First National Bank of Decatur CountyOffice of the Comptroller of the Currency records “Formal Agreement” for First National Bank of Decatur County. The recorded action date is 24 Mar 2011. This source entry is excluded from current screening matches.OrganizationOCC Enforcement Actions
- Ford, Monica LynnOffice of the Comptroller of the Currency records “Prohibition/Removal Orders” for Ford, Monica Lynn. The recorded action date is 6 Aug 1997.PersonOCC Enforcement Actions
- National Bank Of CommerceOffice of the Comptroller of the Currency records “Cease-and-Desist Order (C&D) or Personal Cease-and-Desist Order (PC&D)” for National Bank Of Commerce. The recorded action date is 2 Aug 1991. This source entry is excluded from current screening matches.OrganizationOCC Enforcement Actions
- Eagle Bank Of Champaign County National AssociationOffice of the Comptroller of the Currency records “Cease-and-Desist Order (C&D) or Personal Cease-and-Desist Order (PC&D)” for Eagle Bank Of Champaign County National Association. The recorded action date is 13 Jan 1992. This source entry is excluded from current screening matches.OrganizationOCC Enforcement Actions
- Stuart, Robert B.Office of the Comptroller of the Currency records “Civil Money Penalty (CMP)” for Stuart, Robert B.. The recorded action date is 23 Feb 1999.PersonOCC Enforcement Actions
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Questions about US OCC Enforcement Actions
Who publishes US OCC Enforcement Actions?
The catalog identifies Office of the Comptroller of the Currency as the publisher in United States. Open the publisher reference. SanctionsKit’s source profile is separate from that publisher’s original records and notices.
Can I select US OCC Enforcement Actions for screening?
The current source snapshot marks US OCC Enforcement Actions as available for screening. Select its source ID, us-occ-enforcement, when your policy requires it. Check availability again when you run a request. This status does not by itself grant public browsing or export rights.
Can I browse current US OCC Enforcement Actions records here?
Current public records from US OCC Enforcement Actions can be browsed here. The current source contains 6,071 records. This counts source records, not distinct people, companies or assets. An empty name search is not a completed screening check.
May I reuse or export US OCC Enforcement Actions records?
Access to US OCC Enforcement Actions does not grant every right to copy, export or redistribute it. Read the source reuse terms and the attribution notice for the version you use. A public record page or working screening integration is not an export permission. Follow the conditions that apply to your intended use.
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Source discovery reference: OpenSanctions source catalog, captured . Import and record counts above come from SanctionsKit.