US OCC Enforcement Actions
Published OCC enforcement actions involving institutions, companies, and individuals.
Source availability
Available for screening
6,071 source records are available in the current dataset.
Records can overlap across lists; this is not a count of unique people or organizations.
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- Our refresh schedule
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Data overview
OCC Enforcement Actions is published by Office of the Comptroller of the Currency.
The available version contains 6,071 source records before any name search.
The entity-type breakdown is 3,361 people and 2,710 organizations.
- Source records
- 6,071
- Publicly browsable records
- 6,071
- Entity types present
- 2
Record types and how to read these counts
Records by entity type
- People
- 3,361
- Organizations
- 2,710
- Other / unspecified
- 0
What these numbers mean
Counts describe this source’s current available records, before any name search. Records can overlap within and across lists. They are not counts of unique entities.
Publicly browsable records are the portion available in the public directory. A record’s presence does not by itself establish an active sanction.
Organizations include companies and other bodies. Other / unspecified means the source record has no more specific supported type.
What this source covers
The official export includes action types, start dates, termination dates, document references, amounts, and subject matters. It includes historical and terminated actions and is not guaranteed comprehensive. Certain pre-December 23, 2022 prohibition notifications are excluded by the publisher, and older OTS actions are in a separate archive.
Distinguish the action from its current effect
An enforcement action is not automatically a financial sanction or an ongoing prohibition. Consult the original order and current OCC search for its scope, modification, and termination. Exact termination dates end current screening eligibility; missing or N/A dates remain explicitly uncertain. Inconsistent publisher dates are preserved and flagged.
- Read the stated action type and procedural status.
- Check the decision, dates and later amendments.
- Keep different orders about the same named party distinct.
Public source records
- Greer, RexOffice of the Comptroller of the Currency records “Civil Money Penalty (CMP)” for Greer, Rex. The recorded action date is 17 Jun 2014.PersonOCC Enforcement Actions
- Security Pacific National Trust Company, NaOffice of the Comptroller of the Currency records “Civil Money Penalty (CMP)” for Security Pacific National Trust Company, Na. The recorded action date is 14 Apr 1992.OrganizationOCC Enforcement Actions
- Bihlmaier, StevenOffice of the Comptroller of the Currency records “Civil Money Penalty (CMP)” for Bihlmaier, Steven. The recorded action date is 3 Jul 2007.PersonOCC Enforcement Actions
- Coastal Bend National BankOffice of the Comptroller of the Currency records “Formal Agreement” for Coastal Bend National Bank. The recorded action date is 29 Jan 1991. This source entry is excluded from current screening matches.OrganizationOCC Enforcement Actions
- Kopecky, Kenneth E.Office of the Comptroller of the Currency records “Prohibition/Removal Orders” for Kopecky, Kenneth E.. The recorded action date is 28 Feb 1994.PersonOCC Enforcement Actions
- Schroeder, LeeOffice of the Comptroller of the Currency records “Prohibition/Removal Orders” for Schroeder, Lee. The recorded action date is 10 Apr 1998.PersonOCC Enforcement Actions
- Timm, DwaneOffice of the Comptroller of the Currency records “Cease-and-Desist Order (C&D) or Personal Cease-and-Desist Order (PC&D)” for Timm, Dwane. The recorded action date is 6 May 2013.PersonOCC Enforcement Actions
- Gast, KatherineOffice of the Comptroller of the Currency records “Civil Money Penalty (CMP)” for Gast, Katherine. The recorded action date is 26 Apr 2006.PersonOCC Enforcement Actions
- Garvin, Loren L.Office of the Comptroller of the Currency records “Civil Money Penalty (CMP)” for Garvin, Loren L.. The recorded action date is 19 Aug 1991.PersonOCC Enforcement Actions
- Pinard, Dean Z.Office of the Comptroller of the Currency records “Prohibition/Removal Orders” for Pinard, Dean Z.. The recorded action date is 11 Apr 2013.PersonOCC Enforcement Actions
- First National Bank In CameronOffice of the Comptroller of the Currency records “Formal Agreement” for First National Bank In Cameron. The recorded action date is 2 Aug 1990. This source entry is excluded from current screening matches.OrganizationOCC Enforcement Actions
- Awad, BassimOffice of the Comptroller of the Currency records “Prohibition/Removal Orders” for Awad, Bassim. The recorded action date is 13 Oct 2016.PersonOCC Enforcement Actions
- County National Bank Of South FloridaOffice of the Comptroller of the Currency records “Formal Agreement” for County National Bank Of South Florida. The recorded action date is 22 Nov 1991. This source entry is excluded from current screening matches.OrganizationOCC Enforcement Actions
- Halteman, JayOffice of the Comptroller of the Currency records “Civil Money Penalty (CMP)” for Halteman, Jay. The recorded action date is 13 Jul 1993.PersonOCC Enforcement Actions
- Richardson, William C.Office of the Comptroller of the Currency records “Prohibition/Removal Orders” for Richardson, William C.. The recorded action date is 26 Aug 1994.PersonOCC Enforcement Actions
- Eschberger, JohnOffice of the Comptroller of the Currency records “Civil Money Penalty (CMP)” for Eschberger, John. The recorded action date is 24 Oct 1990.PersonOCC Enforcement Actions
- Skates, RickOffice of the Comptroller of the Currency records “Civil Money Penalty (CMP)” for Skates, Rick. The recorded action date is 13 Dec 2018.PersonOCC Enforcement Actions
- Lamb, R. PatrickOffice of the Comptroller of the Currency records “Civil Money Penalty (CMP)” for Lamb, R. Patrick. The recorded action date is 21 Jun 2006.PersonOCC Enforcement Actions
- Julian, DavidOffice of the Comptroller of the Currency records “Civil Money Penalty (CMP)” for Julian, David. The recorded action date is 14 Jan 2025. This source entry is excluded from current screening matches.PersonOCC Enforcement Actions
- Chagoya, XeniaOffice of the Comptroller of the Currency records “1829 Prohibition Notification” for Chagoya, Xenia. The recorded action date is 6 Feb 2026.PersonOCC Enforcement Actions
- Kalish, DavidOffice of the Comptroller of the Currency records “Civil Money Penalty (CMP)” for Kalish, David. The recorded action date is 3 Nov 2016.PersonOCC Enforcement Actions
- Neri, JesusOffice of the Comptroller of the Currency records “Prohibition/Removal Orders” for Neri, Jesus. The recorded action date is 6 Apr 2017.PersonOCC Enforcement Actions
- First FS & LA of KewaneeOffice of the Comptroller of the Currency records “Formal Agreement” for First FS & LA of Kewanee. The recorded action date is 18 Jan 2012. This source entry is excluded from current screening matches.OrganizationOCC Enforcement Actions
- First National Bank of BrookfieldOffice of the Comptroller of the Currency records “Cease-and-Desist Order (C&D) or Personal Cease-and-Desist Order (PC&D)” for First National Bank of Brookfield. The recorded action date is 9 Dec 2010. This source entry is excluded from current screening matches.OrganizationOCC Enforcement Actions
- Myska, GingerOffice of the Comptroller of the Currency records “C&D or PC&D Requiring Restitution” for Myska, Ginger. The recorded action date is 16 Oct 2014.PersonOCC Enforcement Actions
- Whigham, LemarOffice of the Comptroller of the Currency records “Civil Money Penalty (CMP)” for Whigham, Lemar. The recorded action date is 18 Aug 2020.PersonOCC Enforcement Actions
- Eads, KerryOffice of the Comptroller of the Currency records “Civil Money Penalty (CMP)” for Eads, Kerry. The recorded action date is 16 Sep 1997.PersonOCC Enforcement Actions
- Durbin, Kimberly A.Office of the Comptroller of the Currency records “Prohibition/Removal Orders” for Durbin, Kimberly A.. The recorded action date is 3 Jun 1993.PersonOCC Enforcement Actions
- Wu, DavidOffice of the Comptroller of the Currency records “Prohibition/Removal Orders” for Wu, David. The recorded action date is 20 Dec 2024.PersonOCC Enforcement Actions
- Higgins, JoyceOffice of the Comptroller of the Currency records “Prohibition/Removal Orders” for Higgins, Joyce. The recorded action date is 27 Sep 1996.PersonOCC Enforcement Actions
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Questions about US OCC Enforcement Actions
Who publishes US OCC Enforcement Actions?
The catalog identifies Office of the Comptroller of the Currency as the publisher in United States. Open the publisher reference. SanctionsKit’s source profile is separate from that publisher’s original records and notices.
Can I select US OCC Enforcement Actions for screening?
The current source snapshot marks US OCC Enforcement Actions as available for screening. Select its source ID, us-occ-enforcement, when your policy requires it. Check availability again when you run a request. This status does not by itself grant public browsing or export rights.
Can I browse current US OCC Enforcement Actions records here?
Current public records from US OCC Enforcement Actions can be browsed here. The current source contains 6,071 records. This counts source records, not distinct people, companies or assets. An empty name search is not a completed screening check.
May I reuse or export US OCC Enforcement Actions records?
Access to US OCC Enforcement Actions does not grant every right to copy, export or redistribute it. Read the source reuse terms and the attribution notice for the version you use. A public record page or working screening integration is not an export permission. Follow the conditions that apply to your intended use.
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Source discovery reference: OpenSanctions source catalog, captured . Import and record counts above come from SanctionsKit.