US OCC Enforcement Actions
Published OCC enforcement actions involving institutions, companies, and individuals.
Source availability
Available for screening
6,071 source records are available in the current dataset.
Records can overlap across lists; this is not a count of unique people or organizations.
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- Our refresh schedule
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Data overview
OCC Enforcement Actions is published by Office of the Comptroller of the Currency.
The available version contains 6,071 source records before any name search.
The entity-type breakdown is 3,361 people and 2,710 organizations.
- Source records
- 6,071
- Publicly browsable records
- 6,071
- Entity types present
- 2
Record types and how to read these counts
Records by entity type
- People
- 3,361
- Organizations
- 2,710
- Other / unspecified
- 0
What these numbers mean
Counts describe this source’s current available records, before any name search. Records can overlap within and across lists. They are not counts of unique entities.
Publicly browsable records are the portion available in the public directory. A record’s presence does not by itself establish an active sanction.
Organizations include companies and other bodies. Other / unspecified means the source record has no more specific supported type.
What this source covers
The official export includes action types, start dates, termination dates, document references, amounts, and subject matters. It includes historical and terminated actions and is not guaranteed comprehensive. Certain pre-December 23, 2022 prohibition notifications are excluded by the publisher, and older OTS actions are in a separate archive.
Distinguish the action from its current effect
An enforcement action is not automatically a financial sanction or an ongoing prohibition. Consult the original order and current OCC search for its scope, modification, and termination. Exact termination dates end current screening eligibility; missing or N/A dates remain explicitly uncertain. Inconsistent publisher dates are preserved and flagged.
- Read the stated action type and procedural status.
- Check the decision, dates and later amendments.
- Keep different orders about the same named party distinct.
Public source records
- Millbury National BankOffice of the Comptroller of the Currency records “Formal Agreement” for Millbury National Bank. The recorded action date is 7 Jan 1992. This source entry is excluded from current screening matches.OrganizationOCC Enforcement Actions
- Security Trust Company, National AssociationOffice of the Comptroller of the Currency records “Cease-and-Desist Order (C&D) or Personal Cease-and-Desist Order (PC&D)” for Security Trust Company, National Association. The recorded action date is 29 Oct 2003. This source entry is excluded from current screening matches.OrganizationOCC Enforcement Actions
- Commonwealth National BankOffice of the Comptroller of the Currency records “Formal Agreement” for Commonwealth National Bank. The recorded action date is 31 Jan 2022. This source entry is excluded from current screening matches.OrganizationOCC Enforcement Actions
- Williams, CharlesOffice of the Comptroller of the Currency records “Cease-and-Desist Order (C&D) or Personal Cease-and-Desist Order (PC&D)” for Williams, Charles. The recorded action date is 3 Jan 2017.PersonOCC Enforcement Actions
- Sequoia National BankOffice of the Comptroller of the Currency records “Cease-and-Desist Order (C&D) or Personal Cease-and-Desist Order (PC&D)” for Sequoia National Bank. The recorded action date is 3 Feb 1993. This source entry is excluded from current screening matches.OrganizationOCC Enforcement Actions
- First National Banking CompanyOffice of the Comptroller of the Currency records “Formal Agreement” for First National Banking Company. The recorded action date is 26 Jun 2009. This source entry is excluded from current screening matches.OrganizationOCC Enforcement Actions
- Charter West National BankOffice of the Comptroller of the Currency records “Formal Agreement” for Charter West National Bank. The recorded action date is 3 Oct 2008. This source entry is excluded from current screening matches.OrganizationOCC Enforcement Actions
- The First National Bank Of Van AlstyneOffice of the Comptroller of the Currency records “Cease-and-Desist Order (C&D) or Personal Cease-and-Desist Order (PC&D)” for The First National Bank Of Van Alstyne. The recorded action date is 12 Dec 1990. This source entry is excluded from current screening matches.OrganizationOCC Enforcement Actions
- HSBC Bank USA, National AssociationOffice of the Comptroller of the Currency records “Cease-and-Desist Order (C&D) or Personal Cease-and-Desist Order (PC&D)” for HSBC Bank USA, National Association. The recorded action date is 16 Jun 2015. This source entry is excluded from current screening matches.OrganizationOCC Enforcement Actions
- Border Capital Bank, National AssociationOffice of the Comptroller of the Currency records “Cease-and-Desist Order (C&D) or Personal Cease-and-Desist Order (PC&D)” for Border Capital Bank, National Association. The recorded action date is 23 Jun 2011. This source entry is excluded from current screening matches.OrganizationOCC Enforcement Actions
- Carlson, Phillip C.Office of the Comptroller of the Currency records “Civil Money Penalty (CMP)” for Carlson, Phillip C.. The recorded action date is 9 Jul 2008.PersonOCC Enforcement Actions
- Thomas, Richard M.Office of the Comptroller of the Currency records “Prohibition/Removal Orders” for Thomas, Richard M.. The recorded action date is 24 Nov 2003.PersonOCC Enforcement Actions
- Loughlin, JoannOffice of the Comptroller of the Currency records “Civil Money Penalty (CMP)” for Loughlin, Joann. The recorded action date is 14 Jun 2022.PersonOCC Enforcement Actions
- Mid-America National Bank Of ChicagoOffice of the Comptroller of the Currency records “Cease-and-Desist Order (C&D) or Personal Cease-and-Desist Order (PC&D)” for Mid-America National Bank Of Chicago. The recorded action date is 30 Mar 1993. This source entry is excluded from current screening matches.OrganizationOCC Enforcement Actions
- Votapka, Gary W.Office of the Comptroller of the Currency records “Civil Money Penalty (CMP)” for Votapka, Gary W.. The recorded action date is 14 Jan 2013.PersonOCC Enforcement Actions
- Charoenlert, NudchanartOffice of the Comptroller of the Currency records “Prohibition/Removal Orders” for Charoenlert, Nudchanart. The recorded action date is 6 May 2004.PersonOCC Enforcement Actions
- Fitzgerald, EdwardOffice of the Comptroller of the Currency records “Civil Money Penalty (CMP)” for Fitzgerald, Edward. The recorded action date is 6 Sep 2017.PersonOCC Enforcement Actions
- Cooper, JustinOffice of the Comptroller of the Currency records “Prohibition/Removal Orders” for Cooper, Justin. The recorded action date is 12 Dec 2024.PersonOCC Enforcement Actions
- The First National Bank of AnthonyOffice of the Comptroller of the Currency records “Cease-and-Desist Order (C&D) or Personal Cease-and-Desist Order (PC&D)” for The First National Bank of Anthony. The recorded action date is 20 Nov 2008. This source entry is excluded from current screening matches.OrganizationOCC Enforcement Actions
- Davis, KeishaOffice of the Comptroller of the Currency records “Prohibition/Removal Orders” for Davis, Keisha. The recorded action date is 21 Apr 2003.PersonOCC Enforcement Actions
- CNB National BankOffice of the Comptroller of the Currency records “Civil Money Penalty (CMP)” for CNB National Bank. The recorded action date is 26 Jul 2004.OrganizationOCC Enforcement Actions
- First National Bank Bienville ParishOffice of the Comptroller of the Currency records “Formal Agreement” for First National Bank Bienville Parish. The recorded action date is 16 May 1990. This source entry is excluded from current screening matches.OrganizationOCC Enforcement Actions
- Boutilier, Vicki L.Office of the Comptroller of the Currency records “Prohibition/Removal Orders” for Boutilier, Vicki L.. The recorded action date is 4 Apr 2003.PersonOCC Enforcement Actions
- Cook, JillOffice of the Comptroller of the Currency records “Prohibition/Removal Orders” for Cook, Jill. The recorded action date is 4 Oct 2016.PersonOCC Enforcement Actions
- The First National Bank of BuhlOffice of the Comptroller of the Currency records “Formal Agreement” for The First National Bank of Buhl. The recorded action date is 19 Sep 2005. This source entry is excluded from current screening matches.OrganizationOCC Enforcement Actions
- Lake Shore Savings BankOffice of the Comptroller of the Currency records “Cease-and-Desist Order (C&D) or Personal Cease-and-Desist Order (PC&D)” for Lake Shore Savings Bank. The recorded action date is 9 Feb 2023. This source entry is excluded from current screening matches.OrganizationOCC Enforcement Actions
- Hughes, Caroline J.Office of the Comptroller of the Currency records “Prohibition/Removal Orders” for Hughes, Caroline J.. The recorded action date is 13 Jul 2020.PersonOCC Enforcement Actions
- The First National Bank Of BowmanOffice of the Comptroller of the Currency records “Cease-and-Desist Order (C&D) or Personal Cease-and-Desist Order (PC&D)” for The First National Bank Of Bowman. The recorded action date is 1 Dec 1989. This source entry is excluded from current screening matches.OrganizationOCC Enforcement Actions
- First National BankOffice of the Comptroller of the Currency records “Cease-and-Desist Order (C&D) or Personal Cease-and-Desist Order (PC&D)” for First National Bank. The recorded action date is 12 May 2010. This source entry is excluded from current screening matches.OrganizationOCC Enforcement Actions
- PNC Bank, National AssociationOffice of the Comptroller of the Currency records “Cease-and-Desist Order (C&D) or Personal Cease-and-Desist Order (PC&D)” for PNC Bank, National Association. The recorded action date is 28 Feb 2013. This source entry is excluded from current screening matches.OrganizationOCC Enforcement Actions
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Questions about US OCC Enforcement Actions
Who publishes US OCC Enforcement Actions?
The catalog identifies Office of the Comptroller of the Currency as the publisher in United States. Open the publisher reference. SanctionsKit’s source profile is separate from that publisher’s original records and notices.
Can I select US OCC Enforcement Actions for screening?
The current source snapshot marks US OCC Enforcement Actions as available for screening. Select its source ID, us-occ-enforcement, when your policy requires it. Check availability again when you run a request. This status does not by itself grant public browsing or export rights.
Can I browse current US OCC Enforcement Actions records here?
Current public records from US OCC Enforcement Actions can be browsed here. The current source contains 6,071 records. This counts source records, not distinct people, companies or assets. An empty name search is not a completed screening check.
May I reuse or export US OCC Enforcement Actions records?
Access to US OCC Enforcement Actions does not grant every right to copy, export or redistribute it. Read the source reuse terms and the attribution notice for the version you use. A public record page or working screening integration is not an export permission. Follow the conditions that apply to your intended use.
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Source discovery reference: OpenSanctions source catalog, captured . Import and record counts above come from SanctionsKit.