US OCC Enforcement Actions
Published OCC enforcement actions involving institutions, companies, and individuals.
Source availability
Available for screening
6,071 source records are available in the current dataset.
Records can overlap across lists; this is not a count of unique people or organizations.
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- Our refresh schedule
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Data overview
OCC Enforcement Actions is published by Office of the Comptroller of the Currency.
The available version contains 6,071 source records before any name search.
The entity-type breakdown is 3,361 people and 2,710 organizations.
- Source records
- 6,071
- Publicly browsable records
- 6,071
- Entity types present
- 2
Record types and how to read these counts
Records by entity type
- People
- 3,361
- Organizations
- 2,710
- Other / unspecified
- 0
What these numbers mean
Counts describe this source’s current available records, before any name search. Records can overlap within and across lists. They are not counts of unique entities.
Publicly browsable records are the portion available in the public directory. A record’s presence does not by itself establish an active sanction.
Organizations include companies and other bodies. Other / unspecified means the source record has no more specific supported type.
What this source covers
The official export includes action types, start dates, termination dates, document references, amounts, and subject matters. It includes historical and terminated actions and is not guaranteed comprehensive. Certain pre-December 23, 2022 prohibition notifications are excluded by the publisher, and older OTS actions are in a separate archive.
Distinguish the action from its current effect
An enforcement action is not automatically a financial sanction or an ongoing prohibition. Consult the original order and current OCC search for its scope, modification, and termination. Exact termination dates end current screening eligibility; missing or N/A dates remain explicitly uncertain. Inconsistent publisher dates are preserved and flagged.
- Read the stated action type and procedural status.
- Check the decision, dates and later amendments.
- Keep different orders about the same named party distinct.
Public source records
- Kinder, Nancy A.Office of the Comptroller of the Currency records “Cease-and-Desist Order (C&D) or Personal Cease-and-Desist Order (PC&D)” for Kinder, Nancy A.. The recorded action date is 20 Oct 2003.PersonOCC Enforcement Actions
- Fleming, W. ThomasOffice of the Comptroller of the Currency records “Civil Money Penalty (CMP)” for Fleming, W. Thomas. The recorded action date is 20 Mar 1992.PersonOCC Enforcement Actions
- Seifer, KendraOffice of the Comptroller of the Currency records “1829 Prohibition Notification” for Seifer, Kendra. The recorded action date is 10 Nov 2025.PersonOCC Enforcement Actions
- Wilber National BankOffice of the Comptroller of the Currency records “Formal Agreement” for Wilber National Bank. The recorded action date is 13 Oct 2010. This source entry is excluded from current screening matches.OrganizationOCC Enforcement Actions
- Bank of America, National AssociationOffice of the Comptroller of the Currency records “Civil Money Penalty (CMP)” for Bank of America, National Association. The recorded action date is 13 Oct 2026.OrganizationOCC Enforcement Actions
- Beck, Dennis C.Office of the Comptroller of the Currency records “Civil Money Penalty (CMP)” for Beck, Dennis C.. The recorded action date is 14 Aug 2001.PersonOCC Enforcement Actions
- Fitzgerald, Barry W.Office of the Comptroller of the Currency records “Prohibition/Removal Orders” for Fitzgerald, Barry W.. The recorded action date is 9 Sep 1992.PersonOCC Enforcement Actions
- O'Donnell, RichardOffice of the Comptroller of the Currency records “Civil Money Penalty (CMP)” for O'Donnell, Richard. The recorded action date is 3 May 1993.PersonOCC Enforcement Actions
- Kenney, TimothyOffice of the Comptroller of the Currency records “Civil Money Penalty (CMP)” for Kenney, Timothy. The recorded action date is 23 Nov 2010.PersonOCC Enforcement Actions
- First Southern National BankOffice of the Comptroller of the Currency records “Cease-and-Desist Order (C&D) or Personal Cease-and-Desist Order (PC&D)” for First Southern National Bank. The recorded action date is 30 Nov 2010. This source entry is excluded from current screening matches.OrganizationOCC Enforcement Actions
- McKinley, KeithOffice of the Comptroller of the Currency records “Civil Money Penalty (CMP)” for McKinley, Keith. The recorded action date is 24 Jul 1995.PersonOCC Enforcement Actions
- Miller, Courtney LeighOffice of the Comptroller of the Currency records “Prohibition/Removal Orders” for Miller, Courtney Leigh. The recorded action date is 29 Jan 2001.PersonOCC Enforcement Actions
- United BankOffice of the Comptroller of the Currency records “Cease-and-Desist Order (C&D) or Personal Cease-and-Desist Order (PC&D)” for United Bank. The recorded action date is 19 Apr 2012. This source entry is excluded from current screening matches.OrganizationOCC Enforcement Actions
- Midsouth Bank, National AssociationOffice of the Comptroller of the Currency records “Formal Agreement” for Midsouth Bank, National Association. The recorded action date is 19 Jul 2017. This source entry is excluded from current screening matches.OrganizationOCC Enforcement Actions
- Towe, ThomasOffice of the Comptroller of the Currency records “Civil Money Penalty (CMP)” for Towe, Thomas. The recorded action date is 25 Jul 1997.PersonOCC Enforcement Actions
- Capital One Bank (USA), National AssociationOffice of the Comptroller of the Currency records “Civil Money Penalty (CMP)” for Capital One Bank (USA), National Association. The recorded action date is 5 Aug 2020.OrganizationOCC Enforcement Actions
- Freeman, James O.Office of the Comptroller of the Currency records “Civil Money Penalty (CMP)” for Freeman, James O.. The recorded action date is 26 Feb 1992.PersonOCC Enforcement Actions
- The Farmers National Bank of BuhlOffice of the Comptroller of the Currency records “Cease-and-Desist Order (C&D) or Personal Cease-and-Desist Order (PC&D)” for The Farmers National Bank of Buhl. The recorded action date is 8 Dec 2009. This source entry is excluded from current screening matches.OrganizationOCC Enforcement Actions
- Kaumans, William W.Office of the Comptroller of the Currency records “Civil Money Penalty (CMP)” for Kaumans, William W.. The recorded action date is 11 Jun 2003.PersonOCC Enforcement Actions
- First Community Bank, National AssociationOffice of the Comptroller of the Currency records “Cease-and-Desist Order (C&D) or Personal Cease-and-Desist Order (PC&D)” for First Community Bank, National Association. The recorded action date is 19 Nov 2009. This source entry is excluded from current screening matches.OrganizationOCC Enforcement Actions
- Semlinger, Douglas H.Office of the Comptroller of the Currency records “Civil Money Penalty (CMP)” for Semlinger, Douglas H.. The recorded action date is 12 Sep 1990.PersonOCC Enforcement Actions
- First National Bank Of CommerceOffice of the Comptroller of the Currency records “Civil Money Penalty (CMP)” for First National Bank Of Commerce. The recorded action date is 17 Jan 1992.OrganizationOCC Enforcement Actions
- Green, EmeryOffice of the Comptroller of the Currency records “Prohibition/Removal Orders” for Green, Emery. The recorded action date is 1 Dec 1992.PersonOCC Enforcement Actions
- Morera, MiguelOffice of the Comptroller of the Currency records “Prohibition/Removal Orders” for Morera, Miguel. The recorded action date is 9 Sep 2010.PersonOCC Enforcement Actions
- Luczak, MarianneOffice of the Comptroller of the Currency records “Civil Money Penalty (CMP)” for Luczak, Marianne. The recorded action date is 26 Jan 1998.PersonOCC Enforcement Actions
- Roberts, DanielOffice of the Comptroller of the Currency records “Civil Money Penalty (CMP)” for Roberts, Daniel. The recorded action date is 27 Jun 2012.PersonOCC Enforcement Actions
- Bank 2000, National AssociationOffice of the Comptroller of the Currency records “Cease-and-Desist Order (C&D) or Personal Cease-and-Desist Order (PC&D)” for Bank 2000, National Association. The recorded action date is 6 Feb 1991. This source entry is excluded from current screening matches.OrganizationOCC Enforcement Actions
- The Farmers National Bank Of ForneyOffice of the Comptroller of the Currency records “Cease-and-Desist Order (C&D) or Personal Cease-and-Desist Order (PC&D)” for The Farmers National Bank Of Forney. The recorded action date is 21 Mar 1991. This source entry is excluded from current screening matches.OrganizationOCC Enforcement Actions
- Herrick, BrianOffice of the Comptroller of the Currency records “Civil Money Penalty (CMP)” for Herrick, Brian. The recorded action date is 26 Mar 1990.PersonOCC Enforcement Actions
- Katschke, DeidreOffice of the Comptroller of the Currency records “Prohibition/Removal Orders” for Katschke, Deidre. The recorded action date is 8 Jul 2024.PersonOCC Enforcement Actions
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Questions about US OCC Enforcement Actions
Who publishes US OCC Enforcement Actions?
The catalog identifies Office of the Comptroller of the Currency as the publisher in United States. Open the publisher reference. SanctionsKit’s source profile is separate from that publisher’s original records and notices.
Can I select US OCC Enforcement Actions for screening?
The current source snapshot marks US OCC Enforcement Actions as available for screening. Select its source ID, us-occ-enforcement, when your policy requires it. Check availability again when you run a request. This status does not by itself grant public browsing or export rights.
Can I browse current US OCC Enforcement Actions records here?
Current public records from US OCC Enforcement Actions can be browsed here. The current source contains 6,071 records. This counts source records, not distinct people, companies or assets. An empty name search is not a completed screening check.
May I reuse or export US OCC Enforcement Actions records?
Access to US OCC Enforcement Actions does not grant every right to copy, export or redistribute it. Read the source reuse terms and the attribution notice for the version you use. A public record page or working screening integration is not an export permission. Follow the conditions that apply to your intended use.
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Source discovery reference: OpenSanctions source catalog, captured . Import and record counts above come from SanctionsKit.