US OCC Enforcement Actions
Published OCC enforcement actions involving institutions, companies, and individuals.
Source availability
Available for screening
6,071 source records are available in the current dataset.
Records can overlap across lists; this is not a count of unique people or organizations.
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- Our refresh schedule
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Data overview
OCC Enforcement Actions is published by Office of the Comptroller of the Currency.
The available version contains 6,071 source records before any name search.
The entity-type breakdown is 3,361 people and 2,710 organizations.
- Source records
- 6,071
- Publicly browsable records
- 6,071
- Entity types present
- 2
Record types and how to read these counts
Records by entity type
- People
- 3,361
- Organizations
- 2,710
- Other / unspecified
- 0
What these numbers mean
Counts describe this source’s current available records, before any name search. Records can overlap within and across lists. They are not counts of unique entities.
Publicly browsable records are the portion available in the public directory. A record’s presence does not by itself establish an active sanction.
Organizations include companies and other bodies. Other / unspecified means the source record has no more specific supported type.
What this source covers
The official export includes action types, start dates, termination dates, document references, amounts, and subject matters. It includes historical and terminated actions and is not guaranteed comprehensive. Certain pre-December 23, 2022 prohibition notifications are excluded by the publisher, and older OTS actions are in a separate archive.
Distinguish the action from its current effect
An enforcement action is not automatically a financial sanction or an ongoing prohibition. Consult the original order and current OCC search for its scope, modification, and termination. Exact termination dates end current screening eligibility; missing or N/A dates remain explicitly uncertain. Inconsistent publisher dates are preserved and flagged.
- Read the stated action type and procedural status.
- Check the decision, dates and later amendments.
- Keep different orders about the same named party distinct.
Public source records
- Murphy, Warren L.Office of the Comptroller of the Currency records “Civil Money Penalty (CMP)” for Murphy, Warren L.. The recorded action date is 29 Feb 2000.PersonOCC Enforcement Actions
- First National Bank of PlattevilleOffice of the Comptroller of the Currency records “Civil Money Penalty (CMP)” for First National Bank of Platteville. The recorded action date is 7 May 2009.OrganizationOCC Enforcement Actions
- USAA Federal Savings BankOffice of the Comptroller of the Currency records “Civil Money Penalty (CMP)” for USAA Federal Savings Bank. The recorded action date is 11 Nov 2020.OrganizationOCC Enforcement Actions
- Richie, Linda J.Office of the Comptroller of the Currency records “Prohibition/Removal Orders” for Richie, Linda J.. The recorded action date is 6 Aug 1991.PersonOCC Enforcement Actions
- The First National Bank Of Enfield IllinoisOffice of the Comptroller of the Currency records “Formal Agreement” for The First National Bank Of Enfield Illinois. The recorded action date is 24 Oct 1995. This source entry is excluded from current screening matches.OrganizationOCC Enforcement Actions
- Wilkinson, Cyndi SueOffice of the Comptroller of the Currency records “Prohibition/Removal Orders” for Wilkinson, Cyndi Sue. The recorded action date is 20 Jun 2018.PersonOCC Enforcement Actions
- Smith, Gerald E. M.Office of the Comptroller of the Currency records “Civil Money Penalty (CMP)” for Smith, Gerald E. M.. The recorded action date is 24 Nov 1999.PersonOCC Enforcement Actions
- Regas, James A.Office of the Comptroller of the Currency records “C&D or PC&D Requiring Restitution” for Regas, James A.. The recorded action date is 13 Mar 2013.PersonOCC Enforcement Actions
- Gorman, DeweyOffice of the Comptroller of the Currency records “Civil Money Penalty (CMP)” for Gorman, Dewey. The recorded action date is 6 Jan 2003.PersonOCC Enforcement Actions
- Pabian, Hunter J.Office of the Comptroller of the Currency records “Prohibition/Removal Orders” for Pabian, Hunter J.. The recorded action date is 11 Dec 2018.PersonOCC Enforcement Actions
- Salinas, RudyOffice of the Comptroller of the Currency records “Civil Money Penalty (CMP)” for Salinas, Rudy. The recorded action date is 27 Jan 1993.PersonOCC Enforcement Actions
- Villanueva, William G.Office of the Comptroller of the Currency records “Prohibition/Removal Orders” for Villanueva, William G.. The recorded action date is 28 Mar 2000.PersonOCC Enforcement Actions
- Gilyard, TyronOffice of the Comptroller of the Currency records “1829 Prohibition Notification” for Gilyard, Tyron. The recorded action date is 23 May 2024.PersonOCC Enforcement Actions
- Hardesty, Robert G.Office of the Comptroller of the Currency records “Civil Money Penalty (CMP)” for Hardesty, Robert G.. The recorded action date is 18 Feb 1992.PersonOCC Enforcement Actions
- First Horizon Home Loan CorporationOffice of the Comptroller of the Currency records “Civil Money Penalty (CMP)” for First Horizon Home Loan Corporation. The recorded action date is 20 Apr 2007.OrganizationOCC Enforcement Actions
- Pinkett, Preston D.Office of the Comptroller of the Currency records “Civil Money Penalty (CMP)” for Pinkett, Preston D.. The recorded action date is 18 Aug 2020.PersonOCC Enforcement Actions
- Brannan, DavidOffice of the Comptroller of the Currency records “Civil Money Penalty (CMP)” for Brannan, David. The recorded action date is 3 Dec 1991.PersonOCC Enforcement Actions
- Harrington, BrianOffice of the Comptroller of the Currency records “Civil Money Penalty (CMP)” for Harrington, Brian. The recorded action date is 3 May 1993.PersonOCC Enforcement Actions
- Guaranty BankOffice of the Comptroller of the Currency records “Cease-and-Desist Order (C&D) or Personal Cease-and-Desist Order (PC&D)” for Guaranty Bank. The recorded action date is 11 Mar 2009. This source entry is excluded from current screening matches.OrganizationOCC Enforcement Actions
- Sangster, ChristopherOffice of the Comptroller of the Currency records “Notice of Charges” for Sangster, Christopher. The recorded action date is 6 Feb 2020. This source entry is excluded from current screening matches.PersonOCC Enforcement Actions
- Rogers, DavidOffice of the Comptroller of the Currency records “Notice of Charges” for Rogers, David. The recorded action date is 25 Sep 2017.PersonOCC Enforcement Actions
- Johnson, Jenai J.Office of the Comptroller of the Currency records “Prohibition/Removal Orders” for Johnson, Jenai J.. The recorded action date is 24 Aug 2017.PersonOCC Enforcement Actions
- McEvoy, PatrickOffice of the Comptroller of the Currency records “Cease-and-Desist Order (C&D) or Personal Cease-and-Desist Order (PC&D)” for McEvoy, Patrick. The recorded action date is 9 Mar 2015.PersonOCC Enforcement Actions
- The Morris County National Bank of NaplesOffice of the Comptroller of the Currency records “Formal Agreement” for The Morris County National Bank of Naples. The recorded action date is 15 Apr 2008. This source entry is excluded from current screening matches.OrganizationOCC Enforcement Actions
- Cadence Bank, National AssociationOffice of the Comptroller of the Currency records “Cease-and-Desist Order (C&D) or Personal Cease-and-Desist Order (PC&D)” for Cadence Bank, National Association. The recorded action date is 4 Mar 2011. This source entry is excluded from current screening matches.OrganizationOCC Enforcement Actions
- The Blanco National BankOffice of the Comptroller of the Currency records “Cease-and-Desist Order (C&D) or Personal Cease-and-Desist Order (PC&D)” for The Blanco National Bank. The recorded action date is 27 Jun 1991. This source entry is excluded from current screening matches.OrganizationOCC Enforcement Actions
- Dodier, Jose A.Office of the Comptroller of the Currency records “C&D or PC&D Requiring Restitution” for Dodier, Jose A.. The recorded action date is 8 Apr 1992. This source entry is excluded from current screening matches.PersonOCC Enforcement Actions
- Doss, RoddyOffice of the Comptroller of the Currency records “Civil Money Penalty (CMP)” for Doss, Roddy. The recorded action date is 12 May 2004.PersonOCC Enforcement Actions
- McCarthy, Susan DiehlOffice of the Comptroller of the Currency records “Civil Money Penalty (CMP)” for McCarthy, Susan Diehl. The recorded action date is 2 Sep 2003.PersonOCC Enforcement Actions
- McMath, Heys EdwardOffice of the Comptroller of the Currency records “Prohibition/Removal Orders” for McMath, Heys Edward. The recorded action date is 20 Aug 2014.PersonOCC Enforcement Actions
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Questions about US OCC Enforcement Actions
Who publishes US OCC Enforcement Actions?
The catalog identifies Office of the Comptroller of the Currency as the publisher in United States. Open the publisher reference. SanctionsKit’s source profile is separate from that publisher’s original records and notices.
Can I select US OCC Enforcement Actions for screening?
The current source snapshot marks US OCC Enforcement Actions as available for screening. Select its source ID, us-occ-enforcement, when your policy requires it. Check availability again when you run a request. This status does not by itself grant public browsing or export rights.
Can I browse current US OCC Enforcement Actions records here?
Current public records from US OCC Enforcement Actions can be browsed here. The current source contains 6,071 records. This counts source records, not distinct people, companies or assets. An empty name search is not a completed screening check.
May I reuse or export US OCC Enforcement Actions records?
Access to US OCC Enforcement Actions does not grant every right to copy, export or redistribute it. Read the source reuse terms and the attribution notice for the version you use. A public record page or working screening integration is not an export permission. Follow the conditions that apply to your intended use.
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Source discovery reference: OpenSanctions source catalog, captured . Import and record counts above come from SanctionsKit.