US OCC Enforcement Actions
Published OCC enforcement actions involving institutions, companies, and individuals.
Source availability
Available for screening
6,071 source records are available in the current dataset.
Records can overlap across lists; this is not a count of unique people or organizations.
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- Our refresh schedule
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Data overview
OCC Enforcement Actions is published by Office of the Comptroller of the Currency.
The available version contains 6,071 source records before any name search.
The entity-type breakdown is 3,361 people and 2,710 organizations.
- Source records
- 6,071
- Publicly browsable records
- 6,071
- Entity types present
- 2
Record types and how to read these counts
Records by entity type
- People
- 3,361
- Organizations
- 2,710
- Other / unspecified
- 0
What these numbers mean
Counts describe this source’s current available records, before any name search. Records can overlap within and across lists. They are not counts of unique entities.
Publicly browsable records are the portion available in the public directory. A record’s presence does not by itself establish an active sanction.
Organizations include companies and other bodies. Other / unspecified means the source record has no more specific supported type.
What this source covers
The official export includes action types, start dates, termination dates, document references, amounts, and subject matters. It includes historical and terminated actions and is not guaranteed comprehensive. Certain pre-December 23, 2022 prohibition notifications are excluded by the publisher, and older OTS actions are in a separate archive.
Distinguish the action from its current effect
An enforcement action is not automatically a financial sanction or an ongoing prohibition. Consult the original order and current OCC search for its scope, modification, and termination. Exact termination dates end current screening eligibility; missing or N/A dates remain explicitly uncertain. Inconsistent publisher dates are preserved and flagged.
- Read the stated action type and procedural status.
- Check the decision, dates and later amendments.
- Keep different orders about the same named party distinct.
Public source records
- Hanneken, Gregory J.Office of the Comptroller of the Currency records “Prohibition/Removal Orders” for Hanneken, Gregory J.. The recorded action date is 19 Jul 1996.PersonOCC Enforcement Actions
- Capitol National BankOffice of the Comptroller of the Currency records “Cease-and-Desist Order (C&D) or Personal Cease-and-Desist Order (PC&D)” for Capitol National Bank. The recorded action date is 30 Jan 2015. This source entry is excluded from current screening matches.OrganizationOCC Enforcement Actions
- Berry, GeraldOffice of the Comptroller of the Currency records “C&D or PC&D Requiring Restitution” for Berry, Gerald. The recorded action date is 17 Dec 1996.PersonOCC Enforcement Actions
- EverbankOffice of the Comptroller of the Currency records “Cease-and-Desist Order (C&D) or Personal Cease-and-Desist Order (PC&D)” for Everbank. The recorded action date is 13 Apr 2011. This source entry is excluded from current screening matches.OrganizationOCC Enforcement Actions
- O'Brien, Patrick M.Office of the Comptroller of the Currency records “Cease-and-Desist Order (C&D) or Personal Cease-and-Desist Order (PC&D)” for O'Brien, Patrick M.. The recorded action date is 27 Feb 2006.PersonOCC Enforcement Actions
- Ellis, JamieOffice of the Comptroller of the Currency records “Prohibition/Removal Orders” for Ellis, Jamie. The recorded action date is 24 Feb 2004.PersonOCC Enforcement Actions
- The First National Bank of FloridaOffice of the Comptroller of the Currency records “Formal Agreement” for The First National Bank of Florida. The recorded action date is 29 Jun 2000. This source entry is excluded from current screening matches.OrganizationOCC Enforcement Actions
- Brannan, DavidOffice of the Comptroller of the Currency records “Prohibition/Removal Orders” for Brannan, David. The recorded action date is 3 Dec 1991.PersonOCC Enforcement Actions
- Doherty, ToddOffice of the Comptroller of the Currency records “Prohibition/Removal Orders” for Doherty, Todd. The recorded action date is 20 Apr 1999.PersonOCC Enforcement Actions
- Lopp, ThomasOffice of the Comptroller of the Currency records “Prohibition/Removal Orders” for Lopp, Thomas. The recorded action date is 13 Feb 2024.PersonOCC Enforcement Actions
- Pera, LindaOffice of the Comptroller of the Currency records “Civil Money Penalty (CMP)” for Pera, Linda. The recorded action date is 10 May 2010.PersonOCC Enforcement Actions
- First National BankOffice of the Comptroller of the Currency records “Civil Money Penalty (CMP)” for First National Bank. The recorded action date is 10 Jan 2005.OrganizationOCC Enforcement Actions
- Peoples National BankOffice of the Comptroller of the Currency records “Cease-and-Desist Order (C&D) or Personal Cease-and-Desist Order (PC&D)” for Peoples National Bank. The recorded action date is 30 Jan 2003. This source entry is excluded from current screening matches.OrganizationOCC Enforcement Actions
- Community National BankOffice of the Comptroller of the Currency records “Formal Agreement” for Community National Bank. The recorded action date is 11 Mar 2008. This source entry is excluded from current screening matches.OrganizationOCC Enforcement Actions
- Eskew, Julie A.Office of the Comptroller of the Currency records “Prohibition/Removal Orders” for Eskew, Julie A.. The recorded action date is 18 Jun 2009.PersonOCC Enforcement Actions
- The First National Bank of Slippery RockOffice of the Comptroller of the Currency records “Civil Money Penalty (CMP)” for The First National Bank of Slippery Rock. The recorded action date is 10 Jun 2003.OrganizationOCC Enforcement Actions
- Brannan, DavidOffice of the Comptroller of the Currency records “Civil Money Penalty (CMP)” for Brannan, David. The recorded action date is 3 Dec 1991.PersonOCC Enforcement Actions
- First National Bank - ColoradoOffice of the Comptroller of the Currency records “Formal Agreement” for First National Bank - Colorado. The recorded action date is 18 Dec 2003. This source entry is excluded from current screening matches.OrganizationOCC Enforcement Actions
- Bank Of The Rockies, N.A.Office of the Comptroller of the Currency records “Formal Agreement” for Bank Of The Rockies, N.A.. The recorded action date is 13 Jun 1991. This source entry is excluded from current screening matches.OrganizationOCC Enforcement Actions
- American National Bank & Trust CompanyOffice of the Comptroller of the Currency records “Civil Money Penalty (CMP)” for American National Bank & Trust Company. The recorded action date is 24 Jan 1992.OrganizationOCC Enforcement Actions
- Atlas, Sidney F.Office of the Comptroller of the Currency records “Civil Money Penalty (CMP)” for Atlas, Sidney F.. The recorded action date is 9 Jul 1991.PersonOCC Enforcement Actions
- Chavez, Lloyd G.Office of the Comptroller of the Currency records “Civil Money Penalty (CMP)” for Chavez, Lloyd G.. The recorded action date is 22 Apr 1994.PersonOCC Enforcement Actions
- First National Bank of Osceola CountyOffice of the Comptroller of the Currency records “Formal Agreement” for First National Bank of Osceola County. The recorded action date is 13 Jan 2003. This source entry is excluded from current screening matches.OrganizationOCC Enforcement Actions
- Banccentral, National AssociationOffice of the Comptroller of the Currency records “Cease-and-Desist Order (C&D) or Personal Cease-and-Desist Order (PC&D)” for Banccentral, National Association. The recorded action date is 9 Nov 2021. This source entry is excluded from current screening matches.OrganizationOCC Enforcement Actions
- The First National Bank of GermantownOffice of the Comptroller of the Currency records “Cease-and-Desist Order (C&D) or Personal Cease-and-Desist Order (PC&D)” for The First National Bank of Germantown. The recorded action date is 23 May 2002. This source entry is excluded from current screening matches.OrganizationOCC Enforcement Actions
- First Fidelity Trust, National Association, FloridaOffice of the Comptroller of the Currency records “Civil Money Penalty (CMP)” for First Fidelity Trust, National Association, Florida. The recorded action date is 5 Aug 1991.OrganizationOCC Enforcement Actions
- Armed Forces Bank, National AssociationOffice of the Comptroller of the Currency records “Cease-and-Desist Order (C&D) or Personal Cease-and-Desist Order (PC&D)” for Armed Forces Bank, National Association. The recorded action date is 11 May 2010. This source entry is excluded from current screening matches.OrganizationOCC Enforcement Actions
- The Oakland National BankOffice of the Comptroller of the Currency records “Civil Money Penalty (CMP)” for The Oakland National Bank. The recorded action date is 12 Feb 1990.OrganizationOCC Enforcement Actions
- The Exchange National Bank of Cottonwood FallsOffice of the Comptroller of the Currency records “Formal Agreement” for The Exchange National Bank of Cottonwood Falls. The recorded action date is 17 Jun 2005. This source entry is excluded from current screening matches.OrganizationOCC Enforcement Actions
- Neri, JesusOffice of the Comptroller of the Currency records “Cease-and-Desist Order (C&D) or Personal Cease-and-Desist Order (PC&D)” for Neri, Jesus. The recorded action date is 6 Apr 2017.PersonOCC Enforcement Actions
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Questions about US OCC Enforcement Actions
Who publishes US OCC Enforcement Actions?
The catalog identifies Office of the Comptroller of the Currency as the publisher in United States. Open the publisher reference. SanctionsKit’s source profile is separate from that publisher’s original records and notices.
Can I select US OCC Enforcement Actions for screening?
The current source snapshot marks US OCC Enforcement Actions as available for screening. Select its source ID, us-occ-enforcement, when your policy requires it. Check availability again when you run a request. This status does not by itself grant public browsing or export rights.
Can I browse current US OCC Enforcement Actions records here?
Current public records from US OCC Enforcement Actions can be browsed here. The current source contains 6,071 records. This counts source records, not distinct people, companies or assets. An empty name search is not a completed screening check.
May I reuse or export US OCC Enforcement Actions records?
Access to US OCC Enforcement Actions does not grant every right to copy, export or redistribute it. Read the source reuse terms and the attribution notice for the version you use. A public record page or working screening integration is not an export permission. Follow the conditions that apply to your intended use.
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Source discovery reference: OpenSanctions source catalog, captured . Import and record counts above come from SanctionsKit.