US OCC Enforcement Actions
Published OCC enforcement actions involving institutions, companies, and individuals.
Source availability
Available for screening
6,071 source records are available in the current dataset.
Records can overlap across lists; this is not a count of unique people or organizations.
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- Our refresh schedule
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Data overview
OCC Enforcement Actions is published by Office of the Comptroller of the Currency.
The available version contains 6,071 source records before any name search.
The entity-type breakdown is 3,361 people and 2,710 organizations.
- Source records
- 6,071
- Publicly browsable records
- 6,071
- Entity types present
- 2
Record types and how to read these counts
Records by entity type
- People
- 3,361
- Organizations
- 2,710
- Other / unspecified
- 0
What these numbers mean
Counts describe this source’s current available records, before any name search. Records can overlap within and across lists. They are not counts of unique entities.
Publicly browsable records are the portion available in the public directory. A record’s presence does not by itself establish an active sanction.
Organizations include companies and other bodies. Other / unspecified means the source record has no more specific supported type.
What this source covers
The official export includes action types, start dates, termination dates, document references, amounts, and subject matters. It includes historical and terminated actions and is not guaranteed comprehensive. Certain pre-December 23, 2022 prohibition notifications are excluded by the publisher, and older OTS actions are in a separate archive.
Distinguish the action from its current effect
An enforcement action is not automatically a financial sanction or an ongoing prohibition. Consult the original order and current OCC search for its scope, modification, and termination. Exact termination dates end current screening eligibility; missing or N/A dates remain explicitly uncertain. Inconsistent publisher dates are preserved and flagged.
- Read the stated action type and procedural status.
- Check the decision, dates and later amendments.
- Keep different orders about the same named party distinct.
Public source records
- Doepke, DavidOffice of the Comptroller of the Currency records “Civil Money Penalty (CMP)” for Doepke, David. The recorded action date is 13 Dec 2018.PersonOCC Enforcement Actions
- The Marion Center National BankOffice of the Comptroller of the Currency records “Civil Money Penalty (CMP)” for The Marion Center National Bank. The recorded action date is 30 Mar 2005.OrganizationOCC Enforcement Actions
- Meadows, CassandraOffice of the Comptroller of the Currency records “Prohibition/Removal Orders” for Meadows, Cassandra. The recorded action date is 4 Dec 2024.PersonOCC Enforcement Actions
- Eversman, FrancisOffice of the Comptroller of the Currency records “Civil Money Penalty (CMP)” for Eversman, Francis. The recorded action date is 15 Feb 2022.PersonOCC Enforcement Actions
- Hartke, WayneOffice of the Comptroller of the Currency records “Cease-and-Desist Order (C&D) or Personal Cease-and-Desist Order (PC&D)” for Hartke, Wayne. The recorded action date is 23 Feb 1994. This source entry is excluded from current screening matches.PersonOCC Enforcement Actions
- University Bank, National AssociationOffice of the Comptroller of the Currency records “Cease-and-Desist Order (C&D) or Personal Cease-and-Desist Order (PC&D)” for University Bank, National Association. The recorded action date is 1 Feb 1991. This source entry is excluded from current screening matches.OrganizationOCC Enforcement Actions
- McMahan, Joanne S.Office of the Comptroller of the Currency records “Prohibition/Removal Orders” for McMahan, Joanne S.. The recorded action date is 17 Nov 1994.PersonOCC Enforcement Actions
- Inb National BankOffice of the Comptroller of the Currency records “Civil Money Penalty (CMP)” for Inb National Bank. The recorded action date is 17 Jan 1992.OrganizationOCC Enforcement Actions
- The First National Bank of EvantOffice of the Comptroller of the Currency records “Formal Agreement” for The First National Bank of Evant. The recorded action date is 13 Jul 2004. This source entry is excluded from current screening matches.OrganizationOCC Enforcement Actions
- Luther, SarahOffice of the Comptroller of the Currency records “Prohibition/Removal Orders” for Luther, Sarah. The recorded action date is 6 Jan 2021.PersonOCC Enforcement Actions
- Bank of America, National AssociationOffice of the Comptroller of the Currency records “Formal Agreement” for Bank of America, National Association. The recorded action date is 27 Feb 2012. This source entry is excluded from current screening matches.OrganizationOCC Enforcement Actions
- Smith, Gerald E. M.Office of the Comptroller of the Currency records “Cease-and-Desist Order (C&D) or Personal Cease-and-Desist Order (PC&D)” for Smith, Gerald E. M.. The recorded action date is 24 Nov 1999.PersonOCC Enforcement Actions
- Williams, EmersonOffice of the Comptroller of the Currency records “Civil Money Penalty (CMP)” for Williams, Emerson. The recorded action date is 30 Sep 2002.PersonOCC Enforcement Actions
- Angiulli, Anthony M.Office of the Comptroller of the Currency records “Prohibition/Removal Orders” for Angiulli, Anthony M.. The recorded action date is 27 Jun 1991. This source entry is excluded from current screening matches.PersonOCC Enforcement Actions
- Howison, John MOffice of the Comptroller of the Currency records “Civil Money Penalty (CMP)” for Howison, John M. The recorded action date is 26 Mar 1990.PersonOCC Enforcement Actions
- Ramos, EstelaOffice of the Comptroller of the Currency records “Prohibition/Removal Orders” for Ramos, Estela. The recorded action date is 28 Aug 2006.PersonOCC Enforcement Actions
- U.S. Bank National AssociationOffice of the Comptroller of the Currency records “Civil Money Penalty (CMP)” for U.S. Bank National Association. The recorded action date is 25 Apr 2017.OrganizationOCC Enforcement Actions
- Lehman Brothers Bank, FSBOffice of the Comptroller of the Currency records “Cease-and-Desist Order (C&D) or Personal Cease-and-Desist Order (PC&D)” for Lehman Brothers Bank, FSB. The recorded action date is 26 Jan 2009. This source entry is excluded from current screening matches.OrganizationOCC Enforcement Actions
- Schueler, William A.Office of the Comptroller of the Currency records “Civil Money Penalty (CMP)” for Schueler, William A.. The recorded action date is 17 Aug 1995.PersonOCC Enforcement Actions
- First Consumers National BankOffice of the Comptroller of the Currency records “Formal Agreement” for First Consumers National Bank. The recorded action date is 31 Jul 2003. This source entry is excluded from current screening matches.OrganizationOCC Enforcement Actions
- Myska, GingerOffice of the Comptroller of the Currency records “Cease-and-Desist Order (C&D) or Personal Cease-and-Desist Order (PC&D)” for Myska, Ginger. The recorded action date is 16 Oct 2014.PersonOCC Enforcement Actions
- Laseman, GlendaOffice of the Comptroller of the Currency records “Civil Money Penalty (CMP)” for Laseman, Glenda. The recorded action date is 13 May 1993.PersonOCC Enforcement Actions
- McIntyre-Kolpin, MelindaOffice of the Comptroller of the Currency records “Civil Money Penalty (CMP)” for McIntyre-Kolpin, Melinda. The recorded action date is 21 Jan 2003.PersonOCC Enforcement Actions
- Slominski, Kenneth J.Office of the Comptroller of the Currency records “Civil Money Penalty (CMP)” for Slominski, Kenneth J.. The recorded action date is 28 Jun 1998.PersonOCC Enforcement Actions
- Mission National BankOffice of the Comptroller of the Currency records “Cease-and-Desist Order (C&D) or Personal Cease-and-Desist Order (PC&D)” for Mission National Bank. The recorded action date is 14 Apr 2020. This source entry is excluded from current screening matches.OrganizationOCC Enforcement Actions
- The First National Bank - Fox ValleyOffice of the Comptroller of the Currency records “Formal Agreement” for The First National Bank - Fox Valley. The recorded action date is 14 Dec 2006. This source entry is excluded from current screening matches.OrganizationOCC Enforcement Actions
- Zara, NicholasOffice of the Comptroller of the Currency records “Prohibition/Removal Orders” for Zara, Nicholas. The recorded action date is 24 May 2021.PersonOCC Enforcement Actions
- Harris, Richard DonOffice of the Comptroller of the Currency records “Civil Money Penalty (CMP)” for Harris, Richard Don. The recorded action date is 14 Jan 1993.PersonOCC Enforcement Actions
- Steele, LarryOffice of the Comptroller of the Currency records “Prohibition/Removal Orders” for Steele, Larry. The recorded action date is 24 Jan 1990.PersonOCC Enforcement Actions
- Jackson, Perry C.Office of the Comptroller of the Currency records “Prohibition/Removal Orders” for Jackson, Perry C.. The recorded action date is 7 May 2007.PersonOCC Enforcement Actions
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Questions about US OCC Enforcement Actions
Who publishes US OCC Enforcement Actions?
The catalog identifies Office of the Comptroller of the Currency as the publisher in United States. Open the publisher reference. SanctionsKit’s source profile is separate from that publisher’s original records and notices.
Can I select US OCC Enforcement Actions for screening?
The current source snapshot marks US OCC Enforcement Actions as available for screening. Select its source ID, us-occ-enforcement, when your policy requires it. Check availability again when you run a request. This status does not by itself grant public browsing or export rights.
Can I browse current US OCC Enforcement Actions records here?
Current public records from US OCC Enforcement Actions can be browsed here. The current source contains 6,071 records. This counts source records, not distinct people, companies or assets. An empty name search is not a completed screening check.
May I reuse or export US OCC Enforcement Actions records?
Access to US OCC Enforcement Actions does not grant every right to copy, export or redistribute it. Read the source reuse terms and the attribution notice for the version you use. A public record page or working screening integration is not an export permission. Follow the conditions that apply to your intended use.
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Source discovery reference: OpenSanctions source catalog, captured . Import and record counts above come from SanctionsKit.