US OCC Enforcement Actions
Published OCC enforcement actions involving institutions, companies, and individuals.
Data overview
- Source records
- 6,058
- Publicly browsable records
- 6,058
- Entity types present
- 2
Records by entity type
- People
- 3,351
- Organizations
- 2,707
- Other / unspecified
- 0
What these numbers mean
Counts describe this source’s current available records, before any name search. Records can overlap within and across lists. They are not counts of unique entities.
Publicly browsable records are the portion available in the public directory. A record’s presence does not by itself establish an active sanction.
Organizations include companies and other bodies. Other / unspecified means the source record has no more specific supported type.
What this source covers
The official export includes action types, start dates, termination dates, document references, amounts, and subject matters. It includes historical and terminated actions and is not guaranteed comprehensive. Certain pre-December 23, 2022 prohibition notifications are excluded by the publisher, and older OTS actions are in a separate archive.
How to interpret this source
An enforcement action is not automatically a financial sanction or an ongoing prohibition. Consult the original order and current OCC search for its scope, modification, and termination. Exact termination dates end current screening eligibility; missing or N/A dates remain explicitly uncertain. Inconsistent publisher dates are preserved and flagged.
Source availability
Records available
6,058 source records are available in the current dataset.
Records can overlap across lists; this is not a count of unique people or organizations.
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- Our refresh schedule
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Public source records
- Johnson, Carl B.Cease-and-Desist Order (C&D) or Personal Cease-and-Desist Order (PC&D)PersonOCC Enforcement Actions
- Citibank, National AssociationCivil Money Penalty (CMP)OrganizationOCC Enforcement Actions
- Moore, John P.Civil Money Penalty (CMP)PersonOCC Enforcement Actions
- Gibraltar Private Bank & Trust Co.Cease-and-Desist Order (C&D) or Personal Cease-and-Desist Order (PC&D)OrganizationOCC Enforcement Actions
- Eversman, FrancisProhibition/Removal OrdersPersonOCC Enforcement Actions
- Blue Ridge Bank, National AssociationFormal AgreementOrganizationOCC Enforcement Actions
- Durham, Thomas E.Suspension Order for Criminal ConductPersonOCC Enforcement Actions
- Diamond, Jaime J.Civil Money Penalty (CMP)PersonOCC Enforcement Actions
- The Bank National AssociationCivil Money Penalty (CMP)OrganizationOCC Enforcement Actions
- Wilshire Center Bank, National AssociationCease-and-Desist Order (C&D) or Personal Cease-and-Desist Order (PC&D)OrganizationOCC Enforcement Actions
- Charoenlert, NudchanartCivil Money Penalty (CMP)PersonOCC Enforcement Actions
- Szesny, James A.Prohibition/Removal OrdersPersonOCC Enforcement Actions
- Sprang, MatthewCease-and-Desist Order (C&D) or Personal Cease-and-Desist Order (PC&D)PersonOCC Enforcement Actions
- Marquette Bank Minneapolis, National AssociationCivil Money Penalty (CMP)OrganizationOCC Enforcement Actions
- Canyon Community Bank, National AssociationFormal AgreementOrganizationOCC Enforcement Actions
- First City, Texas - Houston, N.A.Civil Money Penalty (CMP)OrganizationOCC Enforcement Actions
- Banctexas Houston N.A.Formal AgreementOrganizationOCC Enforcement Actions
- Culbertson, Elizabeth M.Prohibition/Removal OrdersPersonOCC Enforcement Actions
- Metrobank of Philadelphia National AssociationFormal AgreementOrganizationOCC Enforcement Actions
- Mandujano, AliciaCease-and-Desist Order (C&D) or Personal Cease-and-Desist Order (PC&D)PersonOCC Enforcement Actions
- Valley National Bank of Arizona, TheSecurities Enforcement ActionOrganizationOCC Enforcement Actions
- Bank 360Cease-and-Desist Order (C&D) or Personal Cease-and-Desist Order (PC&D)OrganizationOCC Enforcement Actions
- Charoenlert, NudchanartProhibition/Removal OrdersPersonOCC Enforcement Actions
- Gray, John M.Civil Money Penalty (CMP)PersonOCC Enforcement Actions
- Stone, Van C.Civil Money Penalty (CMP)PersonOCC Enforcement Actions
- National Bank Of CommerceFormal AgreementOrganizationOCC Enforcement Actions
- The Dublin National BankFormal AgreementOrganizationOCC Enforcement Actions
- Grayson National BankFormal AgreementOrganizationOCC Enforcement Actions
- Bennett, ErinProhibition/Removal OrdersPersonOCC Enforcement Actions
- 1st Century Bank, National AssociationCease-and-Desist Order (C&D) or Personal Cease-and-Desist Order (PC&D)OrganizationOCC Enforcement Actions
Continue exploring
Source discovery reference: OpenSanctions source catalog, captured 2026-09-17. Import and record counts above come from SanctionsKit.