US OCC Enforcement Actions
Published OCC enforcement actions involving institutions, companies, and individuals.
Source availability
Available for screening
6,071 source records are available in the current dataset.
Records can overlap across lists; this is not a count of unique people or organizations.
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- Our refresh schedule
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Data overview
OCC Enforcement Actions is published by Office of the Comptroller of the Currency.
The available version contains 6,071 source records before any name search.
The entity-type breakdown is 3,361 people and 2,710 organizations.
- Source records
- 6,071
- Publicly browsable records
- 6,071
- Entity types present
- 2
Record types and how to read these counts
Records by entity type
- People
- 3,361
- Organizations
- 2,710
- Other / unspecified
- 0
What these numbers mean
Counts describe this source’s current available records, before any name search. Records can overlap within and across lists. They are not counts of unique entities.
Publicly browsable records are the portion available in the public directory. A record’s presence does not by itself establish an active sanction.
Organizations include companies and other bodies. Other / unspecified means the source record has no more specific supported type.
What this source covers
The official export includes action types, start dates, termination dates, document references, amounts, and subject matters. It includes historical and terminated actions and is not guaranteed comprehensive. Certain pre-December 23, 2022 prohibition notifications are excluded by the publisher, and older OTS actions are in a separate archive.
Distinguish the action from its current effect
An enforcement action is not automatically a financial sanction or an ongoing prohibition. Consult the original order and current OCC search for its scope, modification, and termination. Exact termination dates end current screening eligibility; missing or N/A dates remain explicitly uncertain. Inconsistent publisher dates are preserved and flagged.
- Read the stated action type and procedural status.
- Check the decision, dates and later amendments.
- Keep different orders about the same named party distinct.
Public source records
- The Home National BankOffice of the Comptroller of the Currency records “Formal Agreement” for The Home National Bank. The recorded action date is 13 Dec 1994. This source entry is excluded from current screening matches.OrganizationOCC Enforcement Actions
- Johnson, Carl B.Office of the Comptroller of the Currency records “Cease-and-Desist Order (C&D) or Personal Cease-and-Desist Order (PC&D)” for Johnson, Carl B.. The recorded action date is 15 Aug 2007.PersonOCC Enforcement Actions
- Citibank, National AssociationOffice of the Comptroller of the Currency records “Civil Money Penalty (CMP)” for Citibank, National Association. The recorded action date is 7 Oct 2020.OrganizationOCC Enforcement Actions
- Moore, John P.Office of the Comptroller of the Currency records “Civil Money Penalty (CMP)” for Moore, John P.. The recorded action date is 1 Oct 1991.PersonOCC Enforcement Actions
- Gibraltar Private Bank & Trust Co.Office of the Comptroller of the Currency records “Cease-and-Desist Order (C&D) or Personal Cease-and-Desist Order (PC&D)” for Gibraltar Private Bank & Trust Co.. The recorded action date is 15 Oct 2010. This source entry is excluded from current screening matches.OrganizationOCC Enforcement Actions
- Eversman, FrancisOffice of the Comptroller of the Currency records “Prohibition/Removal Orders” for Eversman, Francis. The recorded action date is 15 Feb 2022.PersonOCC Enforcement Actions
- Blue Ridge Bank, National AssociationOffice of the Comptroller of the Currency records “Formal Agreement” for Blue Ridge Bank, National Association. The recorded action date is 29 Aug 2022. This source entry is excluded from current screening matches.OrganizationOCC Enforcement Actions
- Durham, Thomas E.Office of the Comptroller of the Currency records “Suspension Order for Criminal Conduct” for Durham, Thomas E.. The recorded action date is 23 May 2012. This source entry is excluded from current screening matches.PersonOCC Enforcement Actions
- Diamond, Jaime J.Office of the Comptroller of the Currency records “Civil Money Penalty (CMP)” for Diamond, Jaime J.. The recorded action date is 20 Nov 2013.PersonOCC Enforcement Actions
- The Bank National AssociationOffice of the Comptroller of the Currency records “Civil Money Penalty (CMP)” for The Bank National Association. The recorded action date is 28 Jan 2011.OrganizationOCC Enforcement Actions
- Wilshire Center Bank, National AssociationOffice of the Comptroller of the Currency records “Cease-and-Desist Order (C&D) or Personal Cease-and-Desist Order (PC&D)” for Wilshire Center Bank, National Association. The recorded action date is 25 Sep 1989. This source entry is excluded from current screening matches.OrganizationOCC Enforcement Actions
- Charoenlert, NudchanartOffice of the Comptroller of the Currency records “Civil Money Penalty (CMP)” for Charoenlert, Nudchanart. The recorded action date is 6 May 2004.PersonOCC Enforcement Actions
- Szesny, James A.Office of the Comptroller of the Currency records “Prohibition/Removal Orders” for Szesny, James A.. The recorded action date is 7 Apr 1992.PersonOCC Enforcement Actions
- Sprang, MatthewOffice of the Comptroller of the Currency records “Cease-and-Desist Order (C&D) or Personal Cease-and-Desist Order (PC&D)” for Sprang, Matthew. The recorded action date is 21 Nov 2022.PersonOCC Enforcement Actions
- Marquette Bank Minneapolis, National AssociationOffice of the Comptroller of the Currency records “Civil Money Penalty (CMP)” for Marquette Bank Minneapolis, National Association. The recorded action date is 17 Jan 1992.OrganizationOCC Enforcement Actions
- Canyon Community Bank, National AssociationOffice of the Comptroller of the Currency records “Formal Agreement” for Canyon Community Bank, National Association. The recorded action date is 27 Jan 2011. This source entry is excluded from current screening matches.OrganizationOCC Enforcement Actions
- First City, Texas - Houston, N.A.Office of the Comptroller of the Currency records “Civil Money Penalty (CMP)” for First City, Texas - Houston, N.A.. The recorded action date is 17 Jan 1992.OrganizationOCC Enforcement Actions
- Banctexas Houston N.A.Office of the Comptroller of the Currency records “Formal Agreement” for Banctexas Houston N.A.. The recorded action date is 28 Apr 1992. This source entry is excluded from current screening matches.OrganizationOCC Enforcement Actions
- Culbertson, Elizabeth M.Office of the Comptroller of the Currency records “Prohibition/Removal Orders” for Culbertson, Elizabeth M.. The recorded action date is 29 May 2008.PersonOCC Enforcement Actions
- Metrobank of Philadelphia National AssociationOffice of the Comptroller of the Currency records “Formal Agreement” for Metrobank of Philadelphia National Association. The recorded action date is 18 Mar 1993. This source entry is excluded from current screening matches.OrganizationOCC Enforcement Actions
- Mandujano, AliciaOffice of the Comptroller of the Currency records “Cease-and-Desist Order (C&D) or Personal Cease-and-Desist Order (PC&D)” for Mandujano, Alicia. The recorded action date is 9 Sep 2022.PersonOCC Enforcement Actions
- Valley National Bank of Arizona, TheOffice of the Comptroller of the Currency records “Securities Enforcement Action” for Valley National Bank of Arizona, The. The recorded action date is 15 Jan 1992.OrganizationOCC Enforcement Actions
- Bank 360Office of the Comptroller of the Currency records “Cease-and-Desist Order (C&D) or Personal Cease-and-Desist Order (PC&D)” for Bank 360. The recorded action date is 13 Feb 2012. This source entry is excluded from current screening matches.OrganizationOCC Enforcement Actions
- Charoenlert, NudchanartOffice of the Comptroller of the Currency records “Prohibition/Removal Orders” for Charoenlert, Nudchanart. The recorded action date is 6 May 2004.PersonOCC Enforcement Actions
- Gray, John M.Office of the Comptroller of the Currency records “Civil Money Penalty (CMP)” for Gray, John M.. The recorded action date is 9 Jan 1992.PersonOCC Enforcement Actions
- Stone, Van C.Office of the Comptroller of the Currency records “Civil Money Penalty (CMP)” for Stone, Van C.. The recorded action date is 7 May 1991.PersonOCC Enforcement Actions
- National Bank Of CommerceOffice of the Comptroller of the Currency records “Formal Agreement” for National Bank Of Commerce. The recorded action date is 28 Apr 1992. This source entry is excluded from current screening matches.OrganizationOCC Enforcement Actions
- The Dublin National BankOffice of the Comptroller of the Currency records “Formal Agreement” for The Dublin National Bank. The recorded action date is 17 Dec 2002. This source entry is excluded from current screening matches.OrganizationOCC Enforcement Actions
- Grayson National BankOffice of the Comptroller of the Currency records “Formal Agreement” for Grayson National Bank. The recorded action date is 9 Aug 2011. This source entry is excluded from current screening matches.OrganizationOCC Enforcement Actions
- American Express National BankOffice of the Comptroller of the Currency records “Civil Money Penalty (CMP)” for American Express National Bank. The recorded action date is 8 Oct 2026.OrganizationOCC Enforcement Actions
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Questions about US OCC Enforcement Actions
Who publishes US OCC Enforcement Actions?
The catalog identifies Office of the Comptroller of the Currency as the publisher in United States. Open the publisher reference. SanctionsKit’s source profile is separate from that publisher’s original records and notices.
Can I select US OCC Enforcement Actions for screening?
The current source snapshot marks US OCC Enforcement Actions as available for screening. Select its source ID, us-occ-enforcement, when your policy requires it. Check availability again when you run a request. This status does not by itself grant public browsing or export rights.
Can I browse current US OCC Enforcement Actions records here?
Current public records from US OCC Enforcement Actions can be browsed here. The current source contains 6,071 records. This counts source records, not distinct people, companies or assets. An empty name search is not a completed screening check.
May I reuse or export US OCC Enforcement Actions records?
Access to US OCC Enforcement Actions does not grant every right to copy, export or redistribute it. Read the source reuse terms and the attribution notice for the version you use. A public record page or working screening integration is not an export permission. Follow the conditions that apply to your intended use.
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Source discovery reference: OpenSanctions source catalog, captured . Import and record counts above come from SanctionsKit.