US OCC Enforcement Actions
Published OCC enforcement actions involving institutions, companies, and individuals.
Source availability
Available for screening
6,071 source records are available in the current dataset.
Records can overlap across lists; this is not a count of unique people or organizations.
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- Our refresh schedule
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Data overview
OCC Enforcement Actions is published by Office of the Comptroller of the Currency.
The available version contains 6,071 source records before any name search.
The entity-type breakdown is 3,361 people and 2,710 organizations.
- Source records
- 6,071
- Publicly browsable records
- 6,071
- Entity types present
- 2
Record types and how to read these counts
Records by entity type
- People
- 3,361
- Organizations
- 2,710
- Other / unspecified
- 0
What these numbers mean
Counts describe this source’s current available records, before any name search. Records can overlap within and across lists. They are not counts of unique entities.
Publicly browsable records are the portion available in the public directory. A record’s presence does not by itself establish an active sanction.
Organizations include companies and other bodies. Other / unspecified means the source record has no more specific supported type.
What this source covers
The official export includes action types, start dates, termination dates, document references, amounts, and subject matters. It includes historical and terminated actions and is not guaranteed comprehensive. Certain pre-December 23, 2022 prohibition notifications are excluded by the publisher, and older OTS actions are in a separate archive.
Distinguish the action from its current effect
An enforcement action is not automatically a financial sanction or an ongoing prohibition. Consult the original order and current OCC search for its scope, modification, and termination. Exact termination dates end current screening eligibility; missing or N/A dates remain explicitly uncertain. Inconsistent publisher dates are preserved and flagged.
- Read the stated action type and procedural status.
- Check the decision, dates and later amendments.
- Keep different orders about the same named party distinct.
Public source records
- Bank of ChinaOffice of the Comptroller of the Currency records “Cease-and-Desist Order (C&D) or Personal Cease-and-Desist Order (PC&D)” for Bank of China. The recorded action date is 17 Jan 2002. This source entry is excluded from current screening matches.OrganizationOCC Enforcement Actions
- Markman, JackOffice of the Comptroller of the Currency records “Prohibition/Removal Orders” for Markman, Jack. The recorded action date is 26 Jul 2001.PersonOCC Enforcement Actions
- Brannan, StephenOffice of the Comptroller of the Currency records “Cease-and-Desist Order (C&D) or Personal Cease-and-Desist Order (PC&D)” for Brannan, Stephen. The recorded action date is 3 Dec 1991.PersonOCC Enforcement Actions
- First Liberty National BankOffice of the Comptroller of the Currency records “Formal Agreement” for First Liberty National Bank. The recorded action date is 28 Oct 1993. This source entry is excluded from current screening matches.OrganizationOCC Enforcement Actions
- Simpson, William A.Office of the Comptroller of the Currency records “Civil Money Penalty (CMP)” for Simpson, William A.. The recorded action date is 2 Aug 1991.PersonOCC Enforcement Actions
- Ward, HenryOffice of the Comptroller of the Currency records “Civil Money Penalty (CMP)” for Ward, Henry. The recorded action date is 3 Dec 1991.PersonOCC Enforcement Actions
- Schimmele, DavidOffice of the Comptroller of the Currency records “Prohibition/Removal Orders” for Schimmele, David. The recorded action date is 11 Feb 2008.PersonOCC Enforcement Actions
- Hill, Vernon W.Office of the Comptroller of the Currency records “Cease-and-Desist Order (C&D) or Personal Cease-and-Desist Order (PC&D)” for Hill, Vernon W.. The recorded action date is 17 Nov 2008.PersonOCC Enforcement Actions
- Sheets, EvelynOffice of the Comptroller of the Currency records “Prohibition/Removal Orders” for Sheets, Evelyn. The recorded action date is 25 Mar 2004.PersonOCC Enforcement Actions
- City National BankOffice of the Comptroller of the Currency records “Formal Agreement” for City National Bank. The recorded action date is 18 Nov 1992. This source entry is excluded from current screening matches.OrganizationOCC Enforcement Actions
- First National Bank in HowellOffice of the Comptroller of the Currency records “Cease-and-Desist Order (C&D) or Personal Cease-and-Desist Order (PC&D)” for First National Bank in Howell. The recorded action date is 24 Sep 2009. This source entry is excluded from current screening matches.OrganizationOCC Enforcement Actions
- King, ElrayOffice of the Comptroller of the Currency records “C&D or PC&D Requiring Restitution” for King, Elray. The recorded action date is 1 Dec 1999.PersonOCC Enforcement Actions
- Western American National BankOffice of the Comptroller of the Currency records “Formal Agreement” for Western American National Bank. The recorded action date is 29 Jan 1991. This source entry is excluded from current screening matches.OrganizationOCC Enforcement Actions
- Boyle, ConnieOffice of the Comptroller of the Currency records “Civil Money Penalty (CMP)” for Boyle, Connie. The recorded action date is 21 Feb 2012.PersonOCC Enforcement Actions
- Cordani, RaymondOffice of the Comptroller of the Currency records “Prohibition/Removal Orders” for Cordani, Raymond. The recorded action date is 15 Jun 1993.PersonOCC Enforcement Actions
- The Farmers National Bank Of RidgewayOffice of the Comptroller of the Currency records “Cease-and-Desist Order (C&D) or Personal Cease-and-Desist Order (PC&D)” for The Farmers National Bank Of Ridgeway. The recorded action date is 10 Jul 1992. This source entry is excluded from current screening matches.OrganizationOCC Enforcement Actions
- PNC Bank, National AssociationOffice of the Comptroller of the Currency records “Civil Money Penalty (CMP)” for PNC Bank, National Association. The recorded action date is 1 May 2018.OrganizationOCC Enforcement Actions
- Choi, DavidOffice of the Comptroller of the Currency records “Civil Money Penalty (CMP)” for Choi, David. The recorded action date is 10 Jun 2022.PersonOCC Enforcement Actions
- First National Bank of Chester CountyOffice of the Comptroller of the Currency records “Formal Agreement” for First National Bank of Chester County. The recorded action date is 27 Aug 2010. This source entry is excluded from current screening matches.OrganizationOCC Enforcement Actions
- First Fidelity Bank, N.A., New JerseyOffice of the Comptroller of the Currency records “Securities Enforcement Action” for First Fidelity Bank, N.A., New Jersey. The recorded action date is 17 Jan 1992. This source entry is excluded from current screening matches.OrganizationOCC Enforcement Actions
- Hamilton National BankOffice of the Comptroller of the Currency records “Cease-and-Desist Order (C&D) or Personal Cease-and-Desist Order (PC&D)” for Hamilton National Bank. The recorded action date is 3 May 1991. This source entry is excluded from current screening matches.OrganizationOCC Enforcement Actions
- Houser, Richard L.Office of the Comptroller of the Currency records “Civil Money Penalty (CMP)” for Houser, Richard L.. The recorded action date is 30 Oct 1992.PersonOCC Enforcement Actions
- Orrahood, James W.Office of the Comptroller of the Currency records “C&D or PC&D Requiring Restitution” for Orrahood, James W.. The recorded action date is 24 Aug 2005.PersonOCC Enforcement Actions
- First National Bank in Las VegasOffice of the Comptroller of the Currency records “Formal Agreement” for First National Bank in Las Vegas. The recorded action date is 7 Sep 2004. This source entry is excluded from current screening matches.OrganizationOCC Enforcement Actions
- Frisbie, Michelle L.Office of the Comptroller of the Currency records “Prohibition/Removal Orders” for Frisbie, Michelle L.. The recorded action date is 9 May 2006.PersonOCC Enforcement Actions
- Terrabank National AssociationOffice of the Comptroller of the Currency records “Cease-and-Desist Order (C&D) or Personal Cease-and-Desist Order (PC&D)” for Terrabank National Association. The recorded action date is 15 Nov 2005. This source entry is excluded from current screening matches.OrganizationOCC Enforcement Actions
- Roberson, EricaOffice of the Comptroller of the Currency records “1829 Prohibition Notification” for Roberson, Erica. The recorded action date is 1 Apr 2024.PersonOCC Enforcement Actions
- Walter, TedOffice of the Comptroller of the Currency records “Civil Money Penalty (CMP)” for Walter, Ted. The recorded action date is 20 Dec 2007.PersonOCC Enforcement Actions
- First National Bank Of MaldenOffice of the Comptroller of the Currency records “Formal Agreement” for First National Bank Of Malden. The recorded action date is 8 Mar 1993. This source entry is excluded from current screening matches.OrganizationOCC Enforcement Actions
- Steensland, RichardOffice of the Comptroller of the Currency records “Civil Money Penalty (CMP)” for Steensland, Richard. The recorded action date is 25 Oct 1991.PersonOCC Enforcement Actions
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Questions about US OCC Enforcement Actions
Who publishes US OCC Enforcement Actions?
The catalog identifies Office of the Comptroller of the Currency as the publisher in United States. Open the publisher reference. SanctionsKit’s source profile is separate from that publisher’s original records and notices.
Can I select US OCC Enforcement Actions for screening?
The current source snapshot marks US OCC Enforcement Actions as available for screening. Select its source ID, us-occ-enforcement, when your policy requires it. Check availability again when you run a request. This status does not by itself grant public browsing or export rights.
Can I browse current US OCC Enforcement Actions records here?
Current public records from US OCC Enforcement Actions can be browsed here. The current source contains 6,071 records. This counts source records, not distinct people, companies or assets. An empty name search is not a completed screening check.
May I reuse or export US OCC Enforcement Actions records?
Access to US OCC Enforcement Actions does not grant every right to copy, export or redistribute it. Read the source reuse terms and the attribution notice for the version you use. A public record page or working screening integration is not an export permission. Follow the conditions that apply to your intended use.
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Source discovery reference: OpenSanctions source catalog, captured . Import and record counts above come from SanctionsKit.