US OCC Enforcement Actions
Published OCC enforcement actions involving institutions, companies, and individuals.
Data overview
- Source records
- 6,058
- Publicly browsable records
- 6,058
- Entity types present
- 2
Records by entity type
- People
- 3,351
- Organizations
- 2,707
- Other / unspecified
- 0
What these numbers mean
Counts describe this source’s current available records, before any name search. Records can overlap within and across lists. They are not counts of unique entities.
Publicly browsable records are the portion available in the public directory. A record’s presence does not by itself establish an active sanction.
Organizations include companies and other bodies. Other / unspecified means the source record has no more specific supported type.
What this source covers
The official export includes action types, start dates, termination dates, document references, amounts, and subject matters. It includes historical and terminated actions and is not guaranteed comprehensive. Certain pre-December 23, 2022 prohibition notifications are excluded by the publisher, and older OTS actions are in a separate archive.
How to interpret this source
An enforcement action is not automatically a financial sanction or an ongoing prohibition. Consult the original order and current OCC search for its scope, modification, and termination. Exact termination dates end current screening eligibility; missing or N/A dates remain explicitly uncertain. Inconsistent publisher dates are preserved and flagged.
Source availability
Records available
6,058 source records are available in the current dataset.
Records can overlap across lists; this is not a count of unique people or organizations.
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- Our refresh schedule
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Public source records
- Markman, JackProhibition/Removal OrdersPersonOCC Enforcement Actions
- Brannan, StephenCease-and-Desist Order (C&D) or Personal Cease-and-Desist Order (PC&D)PersonOCC Enforcement Actions
- First Liberty National BankFormal AgreementOrganizationOCC Enforcement Actions
- Simpson, William A.Civil Money Penalty (CMP)PersonOCC Enforcement Actions
- Ward, HenryCivil Money Penalty (CMP)PersonOCC Enforcement Actions
- Schimmele, DavidProhibition/Removal OrdersPersonOCC Enforcement Actions
- Hill, Vernon W.Cease-and-Desist Order (C&D) or Personal Cease-and-Desist Order (PC&D)PersonOCC Enforcement Actions
- Sheets, EvelynProhibition/Removal OrdersPersonOCC Enforcement Actions
- City National BankFormal AgreementOrganizationOCC Enforcement Actions
- First National Bank in HowellCease-and-Desist Order (C&D) or Personal Cease-and-Desist Order (PC&D)OrganizationOCC Enforcement Actions
- King, ElrayC&D or PC&D Requiring RestitutionPersonOCC Enforcement Actions
- Western American National BankFormal AgreementOrganizationOCC Enforcement Actions
- Boyle, ConnieCivil Money Penalty (CMP)PersonOCC Enforcement Actions
- Cordani, RaymondProhibition/Removal OrdersPersonOCC Enforcement Actions
- The Farmers National Bank Of RidgewayCease-and-Desist Order (C&D) or Personal Cease-and-Desist Order (PC&D)OrganizationOCC Enforcement Actions
- PNC Bank, National AssociationCivil Money Penalty (CMP)OrganizationOCC Enforcement Actions
- Choi, DavidCivil Money Penalty (CMP)PersonOCC Enforcement Actions
- First National Bank of Chester CountyFormal AgreementOrganizationOCC Enforcement Actions
- First Fidelity Bank, N.A., New JerseySecurities Enforcement ActionOrganizationOCC Enforcement Actions
- Hamilton National BankCease-and-Desist Order (C&D) or Personal Cease-and-Desist Order (PC&D)OrganizationOCC Enforcement Actions
- Houser, Richard L.Civil Money Penalty (CMP)PersonOCC Enforcement Actions
- Orrahood, James W.C&D or PC&D Requiring RestitutionPersonOCC Enforcement Actions
- First National Bank in Las VegasFormal AgreementOrganizationOCC Enforcement Actions
- Frisbie, Michelle L.Prohibition/Removal OrdersPersonOCC Enforcement Actions
- Terrabank National AssociationCease-and-Desist Order (C&D) or Personal Cease-and-Desist Order (PC&D)OrganizationOCC Enforcement Actions
- Roberson, Erica1829 Prohibition NotificationPersonOCC Enforcement Actions
- Walter, TedCivil Money Penalty (CMP)PersonOCC Enforcement Actions
- First National Bank Of MaldenFormal AgreementOrganizationOCC Enforcement Actions
- Steensland, RichardCivil Money Penalty (CMP)PersonOCC Enforcement Actions
- Doepke, DavidCivil Money Penalty (CMP)PersonOCC Enforcement Actions
Continue exploring
Source discovery reference: OpenSanctions source catalog, captured 2026-09-16. Import and record counts above come from SanctionsKit.