US OCC Enforcement Actions
Published OCC enforcement actions involving institutions, companies, and individuals.
Source availability
Available for screening
6,071 source records are available in the current dataset.
Records can overlap across lists; this is not a count of unique people or organizations.
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- Our refresh schedule
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Data overview
OCC Enforcement Actions is published by Office of the Comptroller of the Currency.
The available version contains 6,071 source records before any name search.
The entity-type breakdown is 3,361 people and 2,710 organizations.
- Source records
- 6,071
- Publicly browsable records
- 6,071
- Entity types present
- 2
Record types and how to read these counts
Records by entity type
- People
- 3,361
- Organizations
- 2,710
- Other / unspecified
- 0
What these numbers mean
Counts describe this source’s current available records, before any name search. Records can overlap within and across lists. They are not counts of unique entities.
Publicly browsable records are the portion available in the public directory. A record’s presence does not by itself establish an active sanction.
Organizations include companies and other bodies. Other / unspecified means the source record has no more specific supported type.
What this source covers
The official export includes action types, start dates, termination dates, document references, amounts, and subject matters. It includes historical and terminated actions and is not guaranteed comprehensive. Certain pre-December 23, 2022 prohibition notifications are excluded by the publisher, and older OTS actions are in a separate archive.
Distinguish the action from its current effect
An enforcement action is not automatically a financial sanction or an ongoing prohibition. Consult the original order and current OCC search for its scope, modification, and termination. Exact termination dates end current screening eligibility; missing or N/A dates remain explicitly uncertain. Inconsistent publisher dates are preserved and flagged.
- Read the stated action type and procedural status.
- Check the decision, dates and later amendments.
- Keep different orders about the same named party distinct.
Public source records
- Kostakopoulos, Yasemin K.Office of the Comptroller of the Currency records “Cease-and-Desist Order (C&D) or Personal Cease-and-Desist Order (PC&D)” for Kostakopoulos, Yasemin K.. The recorded action date is 21 Jan 2016.PersonOCC Enforcement Actions
- Hawkins, AdrianOffice of the Comptroller of the Currency records “Prohibition/Removal Orders” for Hawkins, Adrian. The recorded action date is 26 Aug 2019.PersonOCC Enforcement Actions
- Peoples National BankOffice of the Comptroller of the Currency records “Cease-and-Desist Order (C&D) or Personal Cease-and-Desist Order (PC&D)” for Peoples National Bank. The recorded action date is 11 May 2011. This source entry is excluded from current screening matches.OrganizationOCC Enforcement Actions
- Signet Bank, N.A.Office of the Comptroller of the Currency records “Formal Agreement” for Signet Bank, N.A.. The recorded action date is 11 Jun 1992. This source entry is excluded from current screening matches.OrganizationOCC Enforcement Actions
- Kay, DonOffice of the Comptroller of the Currency records “Civil Money Penalty (CMP)” for Kay, Don. The recorded action date is 10 May 1999.PersonOCC Enforcement Actions
- Martins, Brenda K.Office of the Comptroller of the Currency records “Prohibition/Removal Orders” for Martins, Brenda K.. The recorded action date is 26 Apr 2006.PersonOCC Enforcement Actions
- Mitchell, Cynthia T.Office of the Comptroller of the Currency records “Civil Money Penalty (CMP)” for Mitchell, Cynthia T.. The recorded action date is 30 Sep 2002.PersonOCC Enforcement Actions
- Keller, David E.Office of the Comptroller of the Currency records “Prohibition/Removal Orders” for Keller, David E.. The recorded action date is 2 Apr 1991.PersonOCC Enforcement Actions
- Arocho-Burgos, BenedictaOffice of the Comptroller of the Currency records “Prohibition/Removal Orders” for Arocho-Burgos, Benedicta. The recorded action date is 8 Jul 2003.PersonOCC Enforcement Actions
- First Fidelity Bank, N.A., New JerseyOffice of the Comptroller of the Currency records “Civil Money Penalty (CMP)” for First Fidelity Bank, N.A., New Jersey. The recorded action date is 17 Jan 1992.OrganizationOCC Enforcement Actions
- Big Lake National BankOffice of the Comptroller of the Currency records “Formal Agreement” for Big Lake National Bank. The recorded action date is 19 Oct 2005. This source entry is excluded from current screening matches.OrganizationOCC Enforcement Actions
- First National Bank Of AmeniaOffice of the Comptroller of the Currency records “Formal Agreement” for First National Bank Of Amenia. The recorded action date is 22 Mar 1993. This source entry is excluded from current screening matches.OrganizationOCC Enforcement Actions
- The Oculina BankOffice of the Comptroller of the Currency records “Formal Agreement” for The Oculina Bank. The recorded action date is 18 Jul 2012. This source entry is excluded from current screening matches.OrganizationOCC Enforcement Actions
- McKeith, Ann TranOffice of the Comptroller of the Currency records “Cease-and-Desist Order (C&D) or Personal Cease-and-Desist Order (PC&D)” for McKeith, Ann Tran. The recorded action date is 23 Sep 1997.PersonOCC Enforcement Actions
- Magee, James L.Office of the Comptroller of the Currency records “Civil Money Penalty (CMP)” for Magee, James L.. The recorded action date is 16 Jun 1994.PersonOCC Enforcement Actions
- Bartensky, EllenOffice of the Comptroller of the Currency records “Civil Money Penalty (CMP)” for Bartensky, Ellen. The recorded action date is 27 Jan 1993.PersonOCC Enforcement Actions
- Jones, Jimmy K.Office of the Comptroller of the Currency records “C&D or PC&D Requiring Restitution” for Jones, Jimmy K.. The recorded action date is 22 Mar 1993.PersonOCC Enforcement Actions
- Garner, GeraldOffice of the Comptroller of the Currency records “Prohibition/Removal Orders” for Garner, Gerald. The recorded action date is 20 Feb 1996.PersonOCC Enforcement Actions
- Kumar, Dr. ShailendraOffice of the Comptroller of the Currency records “Civil Money Penalty (CMP)” for Kumar, Dr. Shailendra. The recorded action date is 22 Sep 2004.PersonOCC Enforcement Actions
- Kruchten, DemianOffice of the Comptroller of the Currency records “Civil Money Penalty (CMP)” for Kruchten, Demian. The recorded action date is 12 Jul 2005.PersonOCC Enforcement Actions
- Scarberry, Kermit BlaneOffice of the Comptroller of the Currency records “Civil Money Penalty (CMP)” for Scarberry, Kermit Blane. The recorded action date is 17 Jan 2007.PersonOCC Enforcement Actions
- Allison, John B.Office of the Comptroller of the Currency records “Civil Money Penalty (CMP)” for Allison, John B.. The recorded action date is 1 Dec 1992.PersonOCC Enforcement Actions
- Bank 360Office of the Comptroller of the Currency records “Cease-and-Desist Order (C&D) or Personal Cease-and-Desist Order (PC&D)” for Bank 360. The recorded action date is 17 Mar 2010. This source entry is excluded from current screening matches.OrganizationOCC Enforcement Actions
- The First National Bank of St. IgnaceOffice of the Comptroller of the Currency records “Formal Agreement” for The First National Bank of St. Ignace. The recorded action date is 19 Jan 2024. This source entry is excluded from current screening matches.OrganizationOCC Enforcement Actions
- Cross, Nancy J.Office of the Comptroller of the Currency records “Prohibition/Removal Orders” for Cross, Nancy J.. The recorded action date is 28 Apr 2003.PersonOCC Enforcement Actions
- Fuentes, JoseOffice of the Comptroller of the Currency records “Prohibition/Removal Orders” for Fuentes, Jose. The recorded action date is 4 Nov 1992.PersonOCC Enforcement Actions
- Vickery, Charles R.Office of the Comptroller of the Currency records “Prohibition/Removal Orders” for Vickery, Charles R.. The recorded action date is 14 Apr 1997.PersonOCC Enforcement Actions
- Eisenberg, David S.Office of the Comptroller of the Currency records “Prohibition/Removal Orders” for Eisenberg, David S.. The recorded action date is 20 Oct 2008.PersonOCC Enforcement Actions
- Gough, GalalOffice of the Comptroller of the Currency records “Civil Money Penalty (CMP)” for Gough, Galal. The recorded action date is 8 Aug 1995.PersonOCC Enforcement Actions
- Stemmons Northwest Bank, N.A.Office of the Comptroller of the Currency records “Formal Agreement” for Stemmons Northwest Bank, N.A.. The recorded action date is 15 Apr 1991. This source entry is excluded from current screening matches.OrganizationOCC Enforcement Actions
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Questions about US OCC Enforcement Actions
Who publishes US OCC Enforcement Actions?
The catalog identifies Office of the Comptroller of the Currency as the publisher in United States. Open the publisher reference. SanctionsKit’s source profile is separate from that publisher’s original records and notices.
Can I select US OCC Enforcement Actions for screening?
The current source snapshot marks US OCC Enforcement Actions as available for screening. Select its source ID, us-occ-enforcement, when your policy requires it. Check availability again when you run a request. This status does not by itself grant public browsing or export rights.
Can I browse current US OCC Enforcement Actions records here?
Current public records from US OCC Enforcement Actions can be browsed here. The current source contains 6,071 records. This counts source records, not distinct people, companies or assets. An empty name search is not a completed screening check.
May I reuse or export US OCC Enforcement Actions records?
Access to US OCC Enforcement Actions does not grant every right to copy, export or redistribute it. Read the source reuse terms and the attribution notice for the version you use. A public record page or working screening integration is not an export permission. Follow the conditions that apply to your intended use.
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Source discovery reference: OpenSanctions source catalog, captured . Import and record counts above come from SanctionsKit.