US OCC Enforcement Actions
Published OCC enforcement actions involving institutions, companies, and individuals.
Source availability
Available for screening
6,071 source records are available in the current dataset.
Records can overlap across lists; this is not a count of unique people or organizations.
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- Our refresh schedule
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Data overview
OCC Enforcement Actions is published by Office of the Comptroller of the Currency.
The available version contains 6,071 source records before any name search.
The entity-type breakdown is 3,361 people and 2,710 organizations.
- Source records
- 6,071
- Publicly browsable records
- 6,071
- Entity types present
- 2
Record types and how to read these counts
Records by entity type
- People
- 3,361
- Organizations
- 2,710
- Other / unspecified
- 0
What these numbers mean
Counts describe this source’s current available records, before any name search. Records can overlap within and across lists. They are not counts of unique entities.
Publicly browsable records are the portion available in the public directory. A record’s presence does not by itself establish an active sanction.
Organizations include companies and other bodies. Other / unspecified means the source record has no more specific supported type.
What this source covers
The official export includes action types, start dates, termination dates, document references, amounts, and subject matters. It includes historical and terminated actions and is not guaranteed comprehensive. Certain pre-December 23, 2022 prohibition notifications are excluded by the publisher, and older OTS actions are in a separate archive.
Distinguish the action from its current effect
An enforcement action is not automatically a financial sanction or an ongoing prohibition. Consult the original order and current OCC search for its scope, modification, and termination. Exact termination dates end current screening eligibility; missing or N/A dates remain explicitly uncertain. Inconsistent publisher dates are preserved and flagged.
- Read the stated action type and procedural status.
- Check the decision, dates and later amendments.
- Keep different orders about the same named party distinct.
Public source records
- Sanchez, YeselinOffice of the Comptroller of the Currency records “Prohibition/Removal Orders” for Sanchez, Yeselin. The recorded action date is 27 Jun 2018.PersonOCC Enforcement Actions
- McNaughton, Earlford FoyOffice of the Comptroller of the Currency records “Prohibition/Removal Orders” for McNaughton, Earlford Foy. The recorded action date is 15 Feb 2007.PersonOCC Enforcement Actions
- National Bank of OhioOffice of the Comptroller of the Currency records “Civil Money Penalty (CMP)” for National Bank of Ohio. The recorded action date is 19 Dec 2013.OrganizationOCC Enforcement Actions
- Clifford, Jack M.Office of the Comptroller of the Currency records “Prohibition/Removal Orders” for Clifford, Jack M.. The recorded action date is 20 Feb 1991.PersonOCC Enforcement Actions
- Lydian Private BankOffice of the Comptroller of the Currency records “Prompt Corrective Action (PCA) Directive” for Lydian Private Bank. The recorded action date is 18 Aug 2011. This source entry is excluded from current screening matches.OrganizationOCC Enforcement Actions
- Ensor, John A.Office of the Comptroller of the Currency records “Civil Money Penalty (CMP)” for Ensor, John A.. The recorded action date is 9 Nov 1989.PersonOCC Enforcement Actions
- Trofimuk, MartinOffice of the Comptroller of the Currency records “Cease-and-Desist Order (C&D) or Personal Cease-and-Desist Order (PC&D)” for Trofimuk, Martin. The recorded action date is 6 Aug 2013.PersonOCC Enforcement Actions
- Cortez, David R.Office of the Comptroller of the Currency records “C&D or PC&D Requiring Restitution” for Cortez, David R.. The recorded action date is 8 Apr 1992.PersonOCC Enforcement Actions
- Grotenhuis, Stanton W.Office of the Comptroller of the Currency records “Prohibition/Removal Orders” for Grotenhuis, Stanton W.. The recorded action date is 29 Jun 1995.PersonOCC Enforcement Actions
- Munoz, Paula E.Office of the Comptroller of the Currency records “Prohibition/Removal Orders” for Munoz, Paula E.. The recorded action date is 2 May 1997.PersonOCC Enforcement Actions
- Citizens Bank, National AssociationOffice of the Comptroller of the Currency records “GLBA Agreement” for Citizens Bank, National Association. The recorded action date is 24 Apr 2014. This source entry is excluded from current screening matches.OrganizationOCC Enforcement Actions
- Merchants Bank of California, National AssociationOffice of the Comptroller of the Currency records “Cease-and-Desist Order (C&D) or Personal Cease-and-Desist Order (PC&D)” for Merchants Bank of California, National Association. The recorded action date is 23 Jun 2010. This source entry is excluded from current screening matches.OrganizationOCC Enforcement Actions
- First Liberty National BankOffice of the Comptroller of the Currency records “Formal Agreement” for First Liberty National Bank. The recorded action date is 11 Dec 1991. This source entry is excluded from current screening matches.OrganizationOCC Enforcement Actions
- JPMorgan Chase Bank, National AssociationOffice of the Comptroller of the Currency records “Civil Money Penalty (CMP)” for JPMorgan Chase Bank, National Association. The recorded action date is 8 Jul 2015.OrganizationOCC Enforcement Actions
- Gorman, L.D.Office of the Comptroller of the Currency records “Prohibition/Removal Orders” for Gorman, L.D.. The recorded action date is 6 Jan 2003.PersonOCC Enforcement Actions
- The First National Bank Of DeportOffice of the Comptroller of the Currency records “Cease-and-Desist Order (C&D) or Personal Cease-and-Desist Order (PC&D)” for The First National Bank Of Deport. The recorded action date is 21 Aug 1990. This source entry is excluded from current screening matches.OrganizationOCC Enforcement Actions
- Mann, ColeOffice of the Comptroller of the Currency records “Prohibition/Removal Orders” for Mann, Cole. The recorded action date is 8 Jan 2024.PersonOCC Enforcement Actions
- First Central Bank, N.A.Office of the Comptroller of the Currency records “Civil Money Penalty (CMP)” for First Central Bank, N.A.. The recorded action date is 12 Feb 1999.OrganizationOCC Enforcement Actions
- Fort Knox National BankOffice of the Comptroller of the Currency records “Formal Agreement” for Fort Knox National Bank. The recorded action date is 20 Dec 1991. This source entry is excluded from current screening matches.OrganizationOCC Enforcement Actions
- Pennington, Robert B.Office of the Comptroller of the Currency records “Prohibition/Removal Orders” for Pennington, Robert B.. The recorded action date is 30 Nov 2012.PersonOCC Enforcement Actions
- Citic Ka Wah Bank LimitedOffice of the Comptroller of the Currency records “Formal Agreement” for Citic Ka Wah Bank Limited. The recorded action date is 17 Jul 1992. This source entry is excluded from current screening matches.OrganizationOCC Enforcement Actions
- Trustco Bank, National AssociationOffice of the Comptroller of the Currency records “Formal Agreement” for Trustco Bank, National Association. The recorded action date is 22 Aug 2002. This source entry is excluded from current screening matches.OrganizationOCC Enforcement Actions
- McGee, J. MichaelOffice of the Comptroller of the Currency records “Prohibition/Removal Orders” for McGee, J. Michael. The recorded action date is 9 Sep 1992.PersonOCC Enforcement Actions
- Citizens National BankOffice of the Comptroller of the Currency records “Formal Agreement” for Citizens National Bank. The recorded action date is 29 Jan 1991. This source entry is excluded from current screening matches.OrganizationOCC Enforcement Actions
- First National Bank Of St. Bernard ParishOffice of the Comptroller of the Currency records “Cease-and-Desist Order (C&D) or Personal Cease-and-Desist Order (PC&D)” for First National Bank Of St. Bernard Parish. The recorded action date is 25 Jun 1991. This source entry is excluded from current screening matches.OrganizationOCC Enforcement Actions
- Schaefer, JerryOffice of the Comptroller of the Currency records “Civil Money Penalty (CMP)” for Schaefer, Jerry. The recorded action date is 24 Jul 2006.PersonOCC Enforcement Actions
- Morgan, Michael R.Office of the Comptroller of the Currency records “Prohibition/Removal Orders” for Morgan, Michael R.. The recorded action date is 5 Apr 2001.PersonOCC Enforcement Actions
- Rosemount National BankOffice of the Comptroller of the Currency records “Cease-and-Desist Order (C&D) or Personal Cease-and-Desist Order (PC&D)” for Rosemount National Bank. The recorded action date is 28 Apr 2010. This source entry is excluded from current screening matches.OrganizationOCC Enforcement Actions
- Holeyfield, JoeOffice of the Comptroller of the Currency records “Civil Money Penalty (CMP)” for Holeyfield, Joe. The recorded action date is 9 Feb 2010.PersonOCC Enforcement Actions
- Douglass National BankOffice of the Comptroller of the Currency records “Formal Agreement” for Douglass National Bank. The recorded action date is 28 Mar 2006. This source entry is excluded from current screening matches.OrganizationOCC Enforcement Actions
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Questions about US OCC Enforcement Actions
Who publishes US OCC Enforcement Actions?
The catalog identifies Office of the Comptroller of the Currency as the publisher in United States. Open the publisher reference. SanctionsKit’s source profile is separate from that publisher’s original records and notices.
Can I select US OCC Enforcement Actions for screening?
The current source snapshot marks US OCC Enforcement Actions as available for screening. Select its source ID, us-occ-enforcement, when your policy requires it. Check availability again when you run a request. This status does not by itself grant public browsing or export rights.
Can I browse current US OCC Enforcement Actions records here?
Current public records from US OCC Enforcement Actions can be browsed here. The current source contains 6,071 records. This counts source records, not distinct people, companies or assets. An empty name search is not a completed screening check.
May I reuse or export US OCC Enforcement Actions records?
Access to US OCC Enforcement Actions does not grant every right to copy, export or redistribute it. Read the source reuse terms and the attribution notice for the version you use. A public record page or working screening integration is not an export permission. Follow the conditions that apply to your intended use.
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Source discovery reference: OpenSanctions source catalog, captured . Import and record counts above come from SanctionsKit.