US OCC Enforcement Actions
Published OCC enforcement actions involving institutions, companies, and individuals.
Source availability
Available for screening
6,071 source records are available in the current dataset.
Records can overlap across lists; this is not a count of unique people or organizations.
- Latest successful check
- Our refresh schedule
- Every 24 hours
Data overview
OCC Enforcement Actions is published by Office of the Comptroller of the Currency.
The available version contains 6,071 source records before any name search.
The entity-type breakdown is 3,361 people and 2,710 organizations.
- Source records
- 6,071
- Publicly browsable records
- 6,071
- Entity types present
- 2
Record types and how to read these counts
Records by entity type
- People
- 3,361
- Organizations
- 2,710
- Other / unspecified
- 0
What these numbers mean
Counts describe this source’s current available records, before any name search. Records can overlap within and across lists. They are not counts of unique entities.
Publicly browsable records are the portion available in the public directory. A record’s presence does not by itself establish an active sanction.
Organizations include companies and other bodies. Other / unspecified means the source record has no more specific supported type.
What this source covers
The official export includes action types, start dates, termination dates, document references, amounts, and subject matters. It includes historical and terminated actions and is not guaranteed comprehensive. Certain pre-December 23, 2022 prohibition notifications are excluded by the publisher, and older OTS actions are in a separate archive.
Distinguish the action from its current effect
An enforcement action is not automatically a financial sanction or an ongoing prohibition. Consult the original order and current OCC search for its scope, modification, and termination. Exact termination dates end current screening eligibility; missing or N/A dates remain explicitly uncertain. Inconsistent publisher dates are preserved and flagged.
- Read the stated action type and procedural status.
- Check the decision, dates and later amendments.
- Keep different orders about the same named party distinct.
Public source records
- Toth, Victoria A.Office of the Comptroller of the Currency records “Prohibition/Removal Orders” for Toth, Victoria A.. The recorded action date is 9 Jul 2010.PersonOCC Enforcement Actions
- Mendieta, UrielOffice of the Comptroller of the Currency records “C&D or PC&D Requiring Restitution” for Mendieta, Uriel. The recorded action date is 25 May 2006.PersonOCC Enforcement Actions
- The National Bank Of Walton CountyOffice of the Comptroller of the Currency records “Formal Agreement” for The National Bank Of Walton County. The recorded action date is 28 Apr 1993. This source entry is excluded from current screening matches.OrganizationOCC Enforcement Actions
- Hemmingway, JoanneOffice of the Comptroller of the Currency records “Civil Money Penalty (CMP)” for Hemmingway, Joanne. The recorded action date is 25 Oct 1991.PersonOCC Enforcement Actions
- Highlands Community Bank, N.A.Office of the Comptroller of the Currency records “Cease-and-Desist Order (C&D) or Personal Cease-and-Desist Order (PC&D)” for Highlands Community Bank, N.A.. The recorded action date is 13 Mar 1992. This source entry is excluded from current screening matches.OrganizationOCC Enforcement Actions
- First National Bank of DublinOffice of the Comptroller of the Currency records “Formal Agreement” for First National Bank of Dublin. The recorded action date is 19 Mar 2002. This source entry is excluded from current screening matches.OrganizationOCC Enforcement Actions
- Smith, William H.Office of the Comptroller of the Currency records “Civil Money Penalty (CMP)” for Smith, William H.. The recorded action date is 11 Jun 2003.PersonOCC Enforcement Actions
- Dean, RichardOffice of the Comptroller of the Currency records “Cease-and-Desist Order (C&D) or Personal Cease-and-Desist Order (PC&D)” for Dean, Richard. The recorded action date is 13 Apr 2005.PersonOCC Enforcement Actions
- Plantation Federal BankOffice of the Comptroller of the Currency records “Cease-and-Desist Order (C&D) or Personal Cease-and-Desist Order (PC&D)” for Plantation Federal Bank. The recorded action date is 30 Jun 2010. This source entry is excluded from current screening matches.OrganizationOCC Enforcement Actions
- TD Bank USA, National AssociationOffice of the Comptroller of the Currency records “Cease-and-Desist Order (C&D) or Personal Cease-and-Desist Order (PC&D)” for TD Bank USA, National Association. The recorded action date is 9 Oct 2024.OrganizationOCC Enforcement Actions
- The First National Bank of Newman GroveOffice of the Comptroller of the Currency records “Formal Agreement” for The First National Bank of Newman Grove. The recorded action date is 9 Feb 2004. This source entry is excluded from current screening matches.OrganizationOCC Enforcement Actions
- Wilson, Hazel L.Office of the Comptroller of the Currency records “Prohibition/Removal Orders” for Wilson, Hazel L.. The recorded action date is 8 Apr 2002.PersonOCC Enforcement Actions
- Kohlhepp, Jerome C.Office of the Comptroller of the Currency records “Civil Money Penalty (CMP)” for Kohlhepp, Jerome C.. The recorded action date is 8 Jun 2005.PersonOCC Enforcement Actions
- Central FS & LAOffice of the Comptroller of the Currency records “Formal Agreement” for Central FS & LA. The recorded action date is 30 Aug 2012. This source entry is excluded from current screening matches.OrganizationOCC Enforcement Actions
- Brown, JacquelineOffice of the Comptroller of the Currency records “Prohibition/Removal Orders” for Brown, Jacqueline. The recorded action date is 1 Feb 2022.PersonOCC Enforcement Actions
- Rodriguez, YeseniaOffice of the Comptroller of the Currency records “Prohibition/Removal Orders” for Rodriguez, Yesenia. The recorded action date is 21 Jun 2023.PersonOCC Enforcement Actions
- Community BankOffice of the Comptroller of the Currency records “Formal Agreement” for Community Bank. The recorded action date is 9 Aug 2012. This source entry is excluded from current screening matches.OrganizationOCC Enforcement Actions
- Suarez, Jessica de la CaridadOffice of the Comptroller of the Currency records “Prohibition/Removal Orders” for Suarez, Jessica de la Caridad. The recorded action date is 4 Jan 2019.PersonOCC Enforcement Actions
- Havel, DavidOffice of the Comptroller of the Currency records “Cease-and-Desist Order (C&D) or Personal Cease-and-Desist Order (PC&D)” for Havel, David. The recorded action date is 25 Apr 2011.PersonOCC Enforcement Actions
- Eastside Commercial Bank, National AssociationOffice of the Comptroller of the Currency records “Formal Agreement” for Eastside Commercial Bank, National Association. The recorded action date is 21 Apr 2009. This source entry is excluded from current screening matches.OrganizationOCC Enforcement Actions
- Hines, James E.Office of the Comptroller of the Currency records “Prohibition/Removal Orders” for Hines, James E.. The recorded action date is 29 Jul 1992.PersonOCC Enforcement Actions
- Regas, James A.Office of the Comptroller of the Currency records “Civil Money Penalty (CMP)” for Regas, James A.. The recorded action date is 13 Mar 2013.PersonOCC Enforcement Actions
- Wawel BankOffice of the Comptroller of the Currency records “Cease-and-Desist Order (C&D) or Personal Cease-and-Desist Order (PC&D)” for Wawel Bank. The recorded action date is 26 Oct 2011. This source entry is excluded from current screening matches.OrganizationOCC Enforcement Actions
- Beneficial National BankOffice of the Comptroller of the Currency records “Civil Money Penalty (CMP)” for Beneficial National Bank. The recorded action date is 3 Dec 1990.OrganizationOCC Enforcement Actions
- Buendia, Nichole K.Office of the Comptroller of the Currency records “Cease-and-Desist Order (C&D) or Personal Cease-and-Desist Order (PC&D)” for Buendia, Nichole K.. The recorded action date is 29 Jul 2008.PersonOCC Enforcement Actions
- Bernace, CarlosOffice of the Comptroller of the Currency records “Prohibition/Removal Orders” for Bernace, Carlos. The recorded action date is 31 Oct 2003.PersonOCC Enforcement Actions
- Miranda, EduardoOffice of the Comptroller of the Currency records “Prohibition/Removal Orders” for Miranda, Eduardo. The recorded action date is 15 Jan 1997.PersonOCC Enforcement Actions
- Wiginton, DannyOffice of the Comptroller of the Currency records “Civil Money Penalty (CMP)” for Wiginton, Danny. The recorded action date is 7 Jan 2016.PersonOCC Enforcement Actions
- Duncan, Carl M.Office of the Comptroller of the Currency records “Civil Money Penalty (CMP)” for Duncan, Carl M.. The recorded action date is 23 Mar 1990.PersonOCC Enforcement Actions
- Powell, Thomas J.Office of the Comptroller of the Currency records “Civil Money Penalty (CMP)” for Powell, Thomas J.. The recorded action date is 15 Jul 2015.PersonOCC Enforcement Actions
Screen customers against the US OCC Enforcement Actions
Start free250 free live screenings • One lifetime allowance • API + dashboard • No credit card
Questions about US OCC Enforcement Actions
Who publishes US OCC Enforcement Actions?
The catalog identifies Office of the Comptroller of the Currency as the publisher in United States. Open the publisher reference. SanctionsKit’s source profile is separate from that publisher’s original records and notices.
Can I select US OCC Enforcement Actions for screening?
The current source snapshot marks US OCC Enforcement Actions as available for screening. Select its source ID, us-occ-enforcement, when your policy requires it. Check availability again when you run a request. This status does not by itself grant public browsing or export rights.
Can I browse current US OCC Enforcement Actions records here?
Current public records from US OCC Enforcement Actions can be browsed here. The current source contains 6,071 records. This counts source records, not distinct people, companies or assets. An empty name search is not a completed screening check.
May I reuse or export US OCC Enforcement Actions records?
Access to US OCC Enforcement Actions does not grant every right to copy, export or redistribute it. Read the source reuse terms and the attribution notice for the version you use. A public record page or working screening integration is not an export permission. Follow the conditions that apply to your intended use.
Continue exploring
Source discovery reference: OpenSanctions source catalog, captured . Import and record counts above come from SanctionsKit.