US OCC Enforcement Actions
Published OCC enforcement actions involving institutions, companies, and individuals.
Source availability
Available for screening
6,071 source records are available in the current dataset.
Records can overlap across lists; this is not a count of unique people or organizations.
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- Our refresh schedule
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Data overview
OCC Enforcement Actions is published by Office of the Comptroller of the Currency.
The available version contains 6,071 source records before any name search.
The entity-type breakdown is 3,361 people and 2,710 organizations.
- Source records
- 6,071
- Publicly browsable records
- 6,071
- Entity types present
- 2
Record types and how to read these counts
Records by entity type
- People
- 3,361
- Organizations
- 2,710
- Other / unspecified
- 0
What these numbers mean
Counts describe this source’s current available records, before any name search. Records can overlap within and across lists. They are not counts of unique entities.
Publicly browsable records are the portion available in the public directory. A record’s presence does not by itself establish an active sanction.
Organizations include companies and other bodies. Other / unspecified means the source record has no more specific supported type.
What this source covers
The official export includes action types, start dates, termination dates, document references, amounts, and subject matters. It includes historical and terminated actions and is not guaranteed comprehensive. Certain pre-December 23, 2022 prohibition notifications are excluded by the publisher, and older OTS actions are in a separate archive.
Distinguish the action from its current effect
An enforcement action is not automatically a financial sanction or an ongoing prohibition. Consult the original order and current OCC search for its scope, modification, and termination. Exact termination dates end current screening eligibility; missing or N/A dates remain explicitly uncertain. Inconsistent publisher dates are preserved and flagged.
- Read the stated action type and procedural status.
- Check the decision, dates and later amendments.
- Keep different orders about the same named party distinct.
Public source records
- Forrest City Bank, National AssociationOffice of the Comptroller of the Currency records “Formal Agreement” for Forrest City Bank, National Association. The recorded action date is 5 Aug 2003. This source entry is excluded from current screening matches.OrganizationOCC Enforcement Actions
- New Richmond National BankOffice of the Comptroller of the Currency records “Cease-and-Desist Order (C&D) or Personal Cease-and-Desist Order (PC&D)” for New Richmond National Bank. The recorded action date is 25 Oct 1991. This source entry is excluded from current screening matches.OrganizationOCC Enforcement Actions
- Barbieri, VincentinaOffice of the Comptroller of the Currency records “C&D or PC&D Requiring Restitution” for Barbieri, Vincentina. The recorded action date is 27 Apr 1993.PersonOCC Enforcement Actions
- Bank of ChinaOffice of the Comptroller of the Currency records “Cease-and-Desist Order (C&D) or Personal Cease-and-Desist Order (PC&D)” for Bank of China. The recorded action date is 7 Sep 2005. This source entry is excluded from current screening matches.OrganizationOCC Enforcement Actions
- Schultz, JaredOffice of the Comptroller of the Currency records “Prohibition/Removal Orders” for Schultz, Jared. The recorded action date is 20 Sep 2021.PersonOCC Enforcement Actions
- Strong, Ronald E.Office of the Comptroller of the Currency records “Cease-and-Desist Order (C&D) or Personal Cease-and-Desist Order (PC&D)” for Strong, Ronald E.. The recorded action date is 12 May 2006.PersonOCC Enforcement Actions
- Firstier Bank, N.A.Office of the Comptroller of the Currency records “Civil Money Penalty (CMP)” for Firstier Bank, N.A.. The recorded action date is 24 Jan 1992.OrganizationOCC Enforcement Actions
- Liberty Bank, National AssociationOffice of the Comptroller of the Currency records “Formal Agreement” for Liberty Bank, National Association. The recorded action date is 25 Jan 2011. This source entry is excluded from current screening matches.OrganizationOCC Enforcement Actions
- First National Bank Northwest FloridaOffice of the Comptroller of the Currency records “Formal Agreement” for First National Bank Northwest Florida. The recorded action date is 7 Apr 2011. This source entry is excluded from current screening matches.OrganizationOCC Enforcement Actions
- Dodier, Jose A.Office of the Comptroller of the Currency records “C&D or PC&D Requiring Restitution” for Dodier, Jose A.. The recorded action date is 8 Apr 1992.PersonOCC Enforcement Actions
- First National Bank Of FletcherOffice of the Comptroller of the Currency records “Formal Agreement” for First National Bank Of Fletcher. The recorded action date is 14 Jan 1999. This source entry is excluded from current screening matches.OrganizationOCC Enforcement Actions
- The National Bank of North EastOffice of the Comptroller of the Currency records “Formal Agreement” for The National Bank of North East. The recorded action date is 16 Dec 2004. This source entry is excluded from current screening matches.OrganizationOCC Enforcement Actions
- Hogg, MattOffice of the Comptroller of the Currency records “Civil Money Penalty (CMP)” for Hogg, Matt. The recorded action date is 7 Jun 2004.PersonOCC Enforcement Actions
- McCarthy, MichaelOffice of the Comptroller of the Currency records “Prohibition/Removal Orders” for McCarthy, Michael. The recorded action date is 25 Oct 2017.PersonOCC Enforcement Actions
- Carolina Federal Savings BankOffice of the Comptroller of the Currency records “Prompt Corrective Action (PCA) Directive” for Carolina Federal Savings Bank. The recorded action date is 9 May 2012. This source entry is excluded from current screening matches.OrganizationOCC Enforcement Actions
- Commonwealth National BankOffice of the Comptroller of the Currency records “Cease-and-Desist Order (C&D) or Personal Cease-and-Desist Order (PC&D)” for Commonwealth National Bank. The recorded action date is 18 Dec 2015. This source entry is excluded from current screening matches.OrganizationOCC Enforcement Actions
- First National Bank of Baldwin CountyOffice of the Comptroller of the Currency records “Cease-and-Desist Order (C&D) or Personal Cease-and-Desist Order (PC&D)” for First National Bank of Baldwin County. The recorded action date is 28 Dec 2009. This source entry is excluded from current screening matches.OrganizationOCC Enforcement Actions
- Southbank, A Federal Savings BankOffice of the Comptroller of the Currency records “Cease-and-Desist Order (C&D) or Personal Cease-and-Desist Order (PC&D)” for Southbank, A Federal Savings Bank. The recorded action date is 21 May 2009. This source entry is excluded from current screening matches.OrganizationOCC Enforcement Actions
- Hartke, VanceOffice of the Comptroller of the Currency records “C&D or PC&D Requiring Restitution” for Hartke, Vance. The recorded action date is 23 Feb 1994.PersonOCC Enforcement Actions
- Dahlman, JeffreyOffice of the Comptroller of the Currency records “C&D or PC&D Requiring Restitution” for Dahlman, Jeffrey. The recorded action date is 20 Apr 1999.PersonOCC Enforcement Actions
- First National Bank & Trust CompanyOffice of the Comptroller of the Currency records “Formal Agreement” for First National Bank & Trust Company. The recorded action date is 19 Apr 2000. This source entry is excluded from current screening matches.OrganizationOCC Enforcement Actions
- The State National Bank of GarfieldOffice of the Comptroller of the Currency records “Formal Agreement” for The State National Bank of Garfield. The recorded action date is 17 Jul 2001. This source entry is excluded from current screening matches.OrganizationOCC Enforcement Actions
- First National BankOffice of the Comptroller of the Currency records “Cease-and-Desist Order (C&D) or Personal Cease-and-Desist Order (PC&D)” for First National Bank. The recorded action date is 6 Feb 1992. This source entry is excluded from current screening matches.OrganizationOCC Enforcement Actions
- Morrison, R.G.Office of the Comptroller of the Currency records “Civil Money Penalty (CMP)” for Morrison, R.G.. The recorded action date is 30 Sep 1991.PersonOCC Enforcement Actions
- Metropolitan National BankOffice of the Comptroller of the Currency records “Formal Agreement” for Metropolitan National Bank. The recorded action date is 23 Jul 2009. This source entry is excluded from current screening matches.OrganizationOCC Enforcement Actions
- First National Bank of The RockiesOffice of the Comptroller of the Currency records “Formal Agreement” for First National Bank of The Rockies. The recorded action date is 6 Mar 2008. This source entry is excluded from current screening matches.OrganizationOCC Enforcement Actions
- Paoli, SusanOffice of the Comptroller of the Currency records “Civil Money Penalty (CMP)” for Paoli, Susan. The recorded action date is 26 Sep 2012.PersonOCC Enforcement Actions
- Bransford, Tom N.Office of the Comptroller of the Currency records “C&D or PC&D Requiring Restitution” for Bransford, Tom N.. The recorded action date is 17 Nov 1999.PersonOCC Enforcement Actions
- Crown Charter National BankOffice of the Comptroller of the Currency records “Formal Agreement” for Crown Charter National Bank. The recorded action date is 15 Apr 1991. This source entry is excluded from current screening matches.OrganizationOCC Enforcement Actions
- Dahlman, Philip C.Office of the Comptroller of the Currency records “Civil Money Penalty (CMP)” for Dahlman, Philip C.. The recorded action date is 12 Jul 1999.PersonOCC Enforcement Actions
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Questions about US OCC Enforcement Actions
Who publishes US OCC Enforcement Actions?
The catalog identifies Office of the Comptroller of the Currency as the publisher in United States. Open the publisher reference. SanctionsKit’s source profile is separate from that publisher’s original records and notices.
Can I select US OCC Enforcement Actions for screening?
The current source snapshot marks US OCC Enforcement Actions as available for screening. Select its source ID, us-occ-enforcement, when your policy requires it. Check availability again when you run a request. This status does not by itself grant public browsing or export rights.
Can I browse current US OCC Enforcement Actions records here?
Current public records from US OCC Enforcement Actions can be browsed here. The current source contains 6,071 records. This counts source records, not distinct people, companies or assets. An empty name search is not a completed screening check.
May I reuse or export US OCC Enforcement Actions records?
Access to US OCC Enforcement Actions does not grant every right to copy, export or redistribute it. Read the source reuse terms and the attribution notice for the version you use. A public record page or working screening integration is not an export permission. Follow the conditions that apply to your intended use.
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Source discovery reference: OpenSanctions source catalog, captured . Import and record counts above come from SanctionsKit.