US OCC Enforcement Actions
Published OCC enforcement actions involving institutions, companies, and individuals.
Source availability
Available for screening
6,071 source records are available in the current dataset.
Records can overlap across lists; this is not a count of unique people or organizations.
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- Our refresh schedule
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Data overview
OCC Enforcement Actions is published by Office of the Comptroller of the Currency.
The available version contains 6,071 source records before any name search.
The entity-type breakdown is 3,361 people and 2,710 organizations.
- Source records
- 6,071
- Publicly browsable records
- 6,071
- Entity types present
- 2
Record types and how to read these counts
Records by entity type
- People
- 3,361
- Organizations
- 2,710
- Other / unspecified
- 0
What these numbers mean
Counts describe this source’s current available records, before any name search. Records can overlap within and across lists. They are not counts of unique entities.
Publicly browsable records are the portion available in the public directory. A record’s presence does not by itself establish an active sanction.
Organizations include companies and other bodies. Other / unspecified means the source record has no more specific supported type.
What this source covers
The official export includes action types, start dates, termination dates, document references, amounts, and subject matters. It includes historical and terminated actions and is not guaranteed comprehensive. Certain pre-December 23, 2022 prohibition notifications are excluded by the publisher, and older OTS actions are in a separate archive.
Distinguish the action from its current effect
An enforcement action is not automatically a financial sanction or an ongoing prohibition. Consult the original order and current OCC search for its scope, modification, and termination. Exact termination dates end current screening eligibility; missing or N/A dates remain explicitly uncertain. Inconsistent publisher dates are preserved and flagged.
- Read the stated action type and procedural status.
- Check the decision, dates and later amendments.
- Keep different orders about the same named party distinct.
Public source records
- Kruchten, DemianOffice of the Comptroller of the Currency records “Cease-and-Desist Order (C&D) or Personal Cease-and-Desist Order (PC&D)” for Kruchten, Demian. The recorded action date is 29 Jun 2010.PersonOCC Enforcement Actions
- Schmidtberger, RandyOffice of the Comptroller of the Currency records “Civil Money Penalty (CMP)” for Schmidtberger, Randy. The recorded action date is 7 Feb 2012.PersonOCC Enforcement Actions
- Vantine, PearlOffice of the Comptroller of the Currency records “Civil Money Penalty (CMP)” for Vantine, Pearl. The recorded action date is 6 May 1992.PersonOCC Enforcement Actions
- Millard, BrianOffice of the Comptroller of the Currency records “Civil Money Penalty (CMP)” for Millard, Brian. The recorded action date is 13 Aug 2002.PersonOCC Enforcement Actions
- First Tennessee Bank National AssociationOffice of the Comptroller of the Currency records “Securities Enforcement Action” for First Tennessee Bank National Association. The recorded action date is 17 Jan 1992.OrganizationOCC Enforcement Actions
- Rbs Citizens, National AssociationOffice of the Comptroller of the Currency records “Civil Money Penalty (CMP)” for Rbs Citizens, National Association. The recorded action date is 29 Apr 2013.OrganizationOCC Enforcement Actions
- Nicholson, IsaiahOffice of the Comptroller of the Currency records “Prohibition/Removal Orders” for Nicholson, Isaiah. The recorded action date is 11 Dec 2024.PersonOCC Enforcement Actions
- Summit National BankOffice of the Comptroller of the Currency records “Cease-and-Desist Order (C&D) or Personal Cease-and-Desist Order (PC&D)” for Summit National Bank. The recorded action date is 4 Jun 2024.OrganizationOCC Enforcement Actions
- Verell, Thomas H.Office of the Comptroller of the Currency records “Civil Money Penalty (CMP)” for Verell, Thomas H.. The recorded action date is 6 Aug 1993.PersonOCC Enforcement Actions
- Kyzar, Raymond J.Office of the Comptroller of the Currency records “Prohibition/Removal Orders” for Kyzar, Raymond J.. The recorded action date is 5 Jul 2011.PersonOCC Enforcement Actions
- Bubel, Peter J.Office of the Comptroller of the Currency records “Civil Money Penalty (CMP)” for Bubel, Peter J.. The recorded action date is 25 May 2007.PersonOCC Enforcement Actions
- Stewart, Charles ClayOffice of the Comptroller of the Currency records “Prohibition/Removal Orders” for Stewart, Charles Clay. The recorded action date is 15 Mar 2004.PersonOCC Enforcement Actions
- Lee, Robert E.Office of the Comptroller of the Currency records “Cease-and-Desist Order (C&D) or Personal Cease-and-Desist Order (PC&D)” for Lee, Robert E.. The recorded action date is 26 Feb 2010.PersonOCC Enforcement Actions
- Spencer, Barry B.Office of the Comptroller of the Currency records “Prohibition/Removal Orders” for Spencer, Barry B.. The recorded action date is 18 Feb 1992.PersonOCC Enforcement Actions
- Trejo, JoaquinOffice of the Comptroller of the Currency records “Prohibition/Removal Orders” for Trejo, Joaquin. The recorded action date is 10 Jul 2006.PersonOCC Enforcement Actions
- Rhnb National Bank Of North CarolinaOffice of the Comptroller of the Currency records “Formal Agreement” for Rhnb National Bank Of North Carolina. The recorded action date is 26 Jun 1991. This source entry is excluded from current screening matches.OrganizationOCC Enforcement Actions
- Stewart, Charles ClayOffice of the Comptroller of the Currency records “C&D or PC&D Requiring Restitution” for Stewart, Charles Clay. The recorded action date is 15 Mar 2004.PersonOCC Enforcement Actions
- McMinn, Mark S.Office of the Comptroller of the Currency records “Civil Money Penalty (CMP)” for McMinn, Mark S.. The recorded action date is 17 Sep 2008.PersonOCC Enforcement Actions
- Elison, Timothy TroyOffice of the Comptroller of the Currency records “Cease-and-Desist Order (C&D) or Personal Cease-and-Desist Order (PC&D)” for Elison, Timothy Troy. The recorded action date is 9 Feb 2009.PersonOCC Enforcement Actions
- Trujillo, MichaelOffice of the Comptroller of the Currency records “Prohibition/Removal Orders” for Trujillo, Michael. The recorded action date is 1 May 2018.PersonOCC Enforcement Actions
- Downey, RobertOffice of the Comptroller of the Currency records “Civil Money Penalty (CMP)” for Downey, Robert. The recorded action date is 17 Sep 2009.PersonOCC Enforcement Actions
- Citizens Financial BankOffice of the Comptroller of the Currency records “Formal Agreement” for Citizens Financial Bank. The recorded action date is 18 Dec 2012. This source entry is excluded from current screening matches.OrganizationOCC Enforcement Actions
- Green, Andrea LynnOffice of the Comptroller of the Currency records “Prohibition/Removal Orders” for Green, Andrea Lynn. The recorded action date is 8 Nov 2006.PersonOCC Enforcement Actions
- Department Stores National BankOffice of the Comptroller of the Currency records “C&D or PC&D Requiring Restitution” for Department Stores National Bank. The recorded action date is 20 Jul 2015.OrganizationOCC Enforcement Actions
- Morgan, RobertOffice of the Comptroller of the Currency records “Civil Money Penalty (CMP)” for Morgan, Robert. The recorded action date is 15 Aug 2000.PersonOCC Enforcement Actions
- McCaslin, HenryOffice of the Comptroller of the Currency records “Civil Money Penalty (CMP)” for McCaslin, Henry. The recorded action date is 5 May 1994.PersonOCC Enforcement Actions
- Riley, GingerOffice of the Comptroller of the Currency records “Prohibition/Removal Orders” for Riley, Ginger. The recorded action date is 21 Feb 2019.PersonOCC Enforcement Actions
- Ford, Monica LynnOffice of the Comptroller of the Currency records “C&D or PC&D Requiring Restitution” for Ford, Monica Lynn. The recorded action date is 6 Aug 1997.PersonOCC Enforcement Actions
- Wright, Alexander W.Office of the Comptroller of the Currency records “Prohibition/Removal Orders” for Wright, Alexander W.. The recorded action date is 21 May 2013.PersonOCC Enforcement Actions
- Belmont National BankOffice of the Comptroller of the Currency records “Cease-and-Desist Order (C&D) or Personal Cease-and-Desist Order (PC&D)” for Belmont National Bank. The recorded action date is 14 Mar 1991. This source entry is excluded from current screening matches.OrganizationOCC Enforcement Actions
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Questions about US OCC Enforcement Actions
Who publishes US OCC Enforcement Actions?
The catalog identifies Office of the Comptroller of the Currency as the publisher in United States. Open the publisher reference. SanctionsKit’s source profile is separate from that publisher’s original records and notices.
Can I select US OCC Enforcement Actions for screening?
The current source snapshot marks US OCC Enforcement Actions as available for screening. Select its source ID, us-occ-enforcement, when your policy requires it. Check availability again when you run a request. This status does not by itself grant public browsing or export rights.
Can I browse current US OCC Enforcement Actions records here?
Current public records from US OCC Enforcement Actions can be browsed here. The current source contains 6,071 records. This counts source records, not distinct people, companies or assets. An empty name search is not a completed screening check.
May I reuse or export US OCC Enforcement Actions records?
Access to US OCC Enforcement Actions does not grant every right to copy, export or redistribute it. Read the source reuse terms and the attribution notice for the version you use. A public record page or working screening integration is not an export permission. Follow the conditions that apply to your intended use.
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Source discovery reference: OpenSanctions source catalog, captured . Import and record counts above come from SanctionsKit.