US OCC Enforcement Actions
Published OCC enforcement actions involving institutions, companies, and individuals.
Source availability
Available for screening
6,071 source records are available in the current dataset.
Records can overlap across lists; this is not a count of unique people or organizations.
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- Our refresh schedule
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Data overview
OCC Enforcement Actions is published by Office of the Comptroller of the Currency.
The available version contains 6,071 source records before any name search.
The entity-type breakdown is 3,361 people and 2,710 organizations.
- Source records
- 6,071
- Publicly browsable records
- 6,071
- Entity types present
- 2
Record types and how to read these counts
Records by entity type
- People
- 3,361
- Organizations
- 2,710
- Other / unspecified
- 0
What these numbers mean
Counts describe this source’s current available records, before any name search. Records can overlap within and across lists. They are not counts of unique entities.
Publicly browsable records are the portion available in the public directory. A record’s presence does not by itself establish an active sanction.
Organizations include companies and other bodies. Other / unspecified means the source record has no more specific supported type.
What this source covers
The official export includes action types, start dates, termination dates, document references, amounts, and subject matters. It includes historical and terminated actions and is not guaranteed comprehensive. Certain pre-December 23, 2022 prohibition notifications are excluded by the publisher, and older OTS actions are in a separate archive.
Distinguish the action from its current effect
An enforcement action is not automatically a financial sanction or an ongoing prohibition. Consult the original order and current OCC search for its scope, modification, and termination. Exact termination dates end current screening eligibility; missing or N/A dates remain explicitly uncertain. Inconsistent publisher dates are preserved and flagged.
- Read the stated action type and procedural status.
- Check the decision, dates and later amendments.
- Keep different orders about the same named party distinct.
Public source records
- Fornoff, Bradford S.Office of the Comptroller of the Currency records “Cease-and-Desist Order (C&D) or Personal Cease-and-Desist Order (PC&D)” for Fornoff, Bradford S.. The recorded action date is 6 Nov 2006.PersonOCC Enforcement Actions
- Wright, Julie K.Office of the Comptroller of the Currency records “Cease-and-Desist Order (C&D) or Personal Cease-and-Desist Order (PC&D)” for Wright, Julie K.. The recorded action date is 26 Jan 2006.PersonOCC Enforcement Actions
- Marine Midland Bank, N.A.Office of the Comptroller of the Currency records “Civil Money Penalty (CMP)” for Marine Midland Bank, N.A.. The recorded action date is 5 Jul 1990.OrganizationOCC Enforcement Actions
- Atlas BankOffice of the Comptroller of the Currency records “Formal Agreement” for Atlas Bank. The recorded action date is 15 Mar 2012. This source entry is excluded from current screening matches.OrganizationOCC Enforcement Actions
- Burger, John F.Office of the Comptroller of the Currency records “Civil Money Penalty (CMP)” for Burger, John F.. The recorded action date is 10 Mar 2000.PersonOCC Enforcement Actions
- First National BankOffice of the Comptroller of the Currency records “Formal Agreement” for First National Bank. The recorded action date is 20 Dec 2010. This source entry is excluded from current screening matches.OrganizationOCC Enforcement Actions
- Wells Fargo Bank, National AssociationOffice of the Comptroller of the Currency records “Civil Money Penalty (CMP)” for Wells Fargo Bank, National Association. The recorded action date is 20 Apr 2018.OrganizationOCC Enforcement Actions
- Aquino, WilfredoOffice of the Comptroller of the Currency records “1829 Prohibition Notification” for Aquino, Wilfredo. The recorded action date is 4 Aug 2026.PersonOCC Enforcement Actions
- Pomeroy, KennethOffice of the Comptroller of the Currency records “Prohibition/Removal Orders” for Pomeroy, Kenneth. The recorded action date is 21 Oct 2016.PersonOCC Enforcement Actions
- Helmig, Carolyn M.Office of the Comptroller of the Currency records “Civil Money Penalty (CMP)” for Helmig, Carolyn M.. The recorded action date is 9 Jul 2008.PersonOCC Enforcement Actions
- Washington Federal Bank, National AssociationOffice of the Comptroller of the Currency records “Civil Money Penalty (CMP)” for Washington Federal Bank, National Association. The recorded action date is 16 Aug 2021.OrganizationOCC Enforcement Actions
- McClaugherty, George W.Office of the Comptroller of the Currency records “Civil Money Penalty (CMP)” for McClaugherty, George W.. The recorded action date is 4 Mar 1991.PersonOCC Enforcement Actions
- Bookheimer, Clyde H.Office of the Comptroller of the Currency records “Civil Money Penalty (CMP)” for Bookheimer, Clyde H.. The recorded action date is 10 Jun 2008.PersonOCC Enforcement Actions
- Harrington, WardOffice of the Comptroller of the Currency records “C&D or PC&D Requiring Restitution” for Harrington, Ward. The recorded action date is 31 Mar 1999.PersonOCC Enforcement Actions
- Anahuac National BankOffice of the Comptroller of the Currency records “Formal Agreement” for Anahuac National Bank. The recorded action date is 4 Apr 2000. This source entry is excluded from current screening matches.OrganizationOCC Enforcement Actions
- Nazar, Salem E.Office of the Comptroller of the Currency records “Cease-and-Desist Order (C&D) or Personal Cease-and-Desist Order (PC&D)” for Nazar, Salem E.. The recorded action date is 27 Feb 1998.PersonOCC Enforcement Actions
- Terrabank, National AssociationOffice of the Comptroller of the Currency records “Formal Agreement” for Terrabank, National Association. The recorded action date is 7 May 1991. This source entry is excluded from current screening matches.OrganizationOCC Enforcement Actions
- Fundtech CorporationOffice of the Comptroller of the Currency records “Cease-and-Desist Order (C&D) or Personal Cease-and-Desist Order (PC&D)” for Fundtech Corporation. The recorded action date is 5 Dec 2013. This source entry is excluded from current screening matches.OrganizationOCC Enforcement Actions
- Webster, Jimmy R.Office of the Comptroller of the Currency records “Civil Money Penalty (CMP)” for Webster, Jimmy R.. The recorded action date is 6 May 1992.PersonOCC Enforcement Actions
- Overby, Archie G.Office of the Comptroller of the Currency records “C&D or PC&D Requiring Restitution” for Overby, Archie G.. The recorded action date is 24 Mar 2017.PersonOCC Enforcement Actions
- First National BankOffice of the Comptroller of the Currency records “Formal Agreement” for First National Bank. The recorded action date is 18 Jul 2002. This source entry is excluded from current screening matches.OrganizationOCC Enforcement Actions
- Zapata National BankOffice of the Comptroller of the Currency records “Civil Money Penalty (CMP)” for Zapata National Bank. The recorded action date is 27 Jan 1993.OrganizationOCC Enforcement Actions
- Bank of ChinaOffice of the Comptroller of the Currency records “Cease-and-Desist Order (C&D) or Personal Cease-and-Desist Order (PC&D)” for Bank of China. The recorded action date is 17 Jan 2002. This source entry is excluded from current screening matches.OrganizationOCC Enforcement Actions
- Roberts, TheodoreOffice of the Comptroller of the Currency records “Civil Money Penalty (CMP)” for Roberts, Theodore. The recorded action date is 6 Feb 2018.PersonOCC Enforcement Actions
- Nguyen, JulieOffice of the Comptroller of the Currency records “Prohibition/Removal Orders” for Nguyen, Julie. The recorded action date is 25 Aug 1997.PersonOCC Enforcement Actions
- Moorehead, MyronOffice of the Comptroller of the Currency records “Civil Money Penalty (CMP)” for Moorehead, Myron. The recorded action date is 9 Dec 1991.PersonOCC Enforcement Actions
- Frere, BernardOffice of the Comptroller of the Currency records “1829 Prohibition Notification” for Frere, Bernard. The recorded action date is 5 Mar 2026.PersonOCC Enforcement Actions
- Montano, JesseOffice of the Comptroller of the Currency records “Prohibition/Removal Orders” for Montano, Jesse. The recorded action date is 4 Apr 2011.PersonOCC Enforcement Actions
- Johnson, T.RyanOffice of the Comptroller of the Currency records “C&D or PC&D Requiring Restitution” for Johnson, T.Ryan. The recorded action date is 1 Dec 2016.PersonOCC Enforcement Actions
- ServiceLinkHoldings, LLCOffice of the Comptroller of the Currency records “Civil Money Penalty (CMP)” for ServiceLinkHoldings, LLC. The recorded action date is 24 Jan 2017.OrganizationOCC Enforcement Actions
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Questions about US OCC Enforcement Actions
Who publishes US OCC Enforcement Actions?
The catalog identifies Office of the Comptroller of the Currency as the publisher in United States. Open the publisher reference. SanctionsKit’s source profile is separate from that publisher’s original records and notices.
Can I select US OCC Enforcement Actions for screening?
The current source snapshot marks US OCC Enforcement Actions as available for screening. Select its source ID, us-occ-enforcement, when your policy requires it. Check availability again when you run a request. This status does not by itself grant public browsing or export rights.
Can I browse current US OCC Enforcement Actions records here?
Current public records from US OCC Enforcement Actions can be browsed here. The current source contains 6,071 records. This counts source records, not distinct people, companies or assets. An empty name search is not a completed screening check.
May I reuse or export US OCC Enforcement Actions records?
Access to US OCC Enforcement Actions does not grant every right to copy, export or redistribute it. Read the source reuse terms and the attribution notice for the version you use. A public record page or working screening integration is not an export permission. Follow the conditions that apply to your intended use.
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Source discovery reference: OpenSanctions source catalog, captured . Import and record counts above come from SanctionsKit.