US OCC Enforcement Actions
Published OCC enforcement actions involving institutions, companies, and individuals.
Source availability
Available for screening
6,071 source records are available in the current dataset.
Records can overlap across lists; this is not a count of unique people or organizations.
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- Our refresh schedule
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Data overview
OCC Enforcement Actions is published by Office of the Comptroller of the Currency.
The available version contains 6,071 source records before any name search.
The entity-type breakdown is 3,361 people and 2,710 organizations.
- Source records
- 6,071
- Publicly browsable records
- 6,071
- Entity types present
- 2
Record types and how to read these counts
Records by entity type
- People
- 3,361
- Organizations
- 2,710
- Other / unspecified
- 0
What these numbers mean
Counts describe this source’s current available records, before any name search. Records can overlap within and across lists. They are not counts of unique entities.
Publicly browsable records are the portion available in the public directory. A record’s presence does not by itself establish an active sanction.
Organizations include companies and other bodies. Other / unspecified means the source record has no more specific supported type.
What this source covers
The official export includes action types, start dates, termination dates, document references, amounts, and subject matters. It includes historical and terminated actions and is not guaranteed comprehensive. Certain pre-December 23, 2022 prohibition notifications are excluded by the publisher, and older OTS actions are in a separate archive.
Distinguish the action from its current effect
An enforcement action is not automatically a financial sanction or an ongoing prohibition. Consult the original order and current OCC search for its scope, modification, and termination. Exact termination dates end current screening eligibility; missing or N/A dates remain explicitly uncertain. Inconsistent publisher dates are preserved and flagged.
- Read the stated action type and procedural status.
- Check the decision, dates and later amendments.
- Keep different orders about the same named party distinct.
Public source records
- Cummins, Edward F.Office of the Comptroller of the Currency records “Civil Money Penalty (CMP)” for Cummins, Edward F.. The recorded action date is 13 Nov 1992.PersonOCC Enforcement Actions
- CommerceWest Bank, National AssociationOffice of the Comptroller of the Currency records “Formal Agreement” for CommerceWest Bank, National Association. The recorded action date is 15 Jan 2010. This source entry is excluded from current screening matches.OrganizationOCC Enforcement Actions
- Citibank, National AssociationOffice of the Comptroller of the Currency records “Cease-and-Desist Order (C&D) or Personal Cease-and-Desist Order (PC&D)” for Citibank, National Association. The recorded action date is 11 Nov 2014. This source entry is excluded from current screening matches.OrganizationOCC Enforcement Actions
- McReynolds, JerryOffice of the Comptroller of the Currency records “Civil Money Penalty (CMP)” for McReynolds, Jerry. The recorded action date is 3 Jul 2007.PersonOCC Enforcement Actions
- Community National BankOffice of the Comptroller of the Currency records “Prompt Corrective Action (PCA) Directive” for Community National Bank. The recorded action date is 19 Jun 2008. This source entry is excluded from current screening matches.OrganizationOCC Enforcement Actions
- Mercantile Bank Of St. Louis, N.A.Office of the Comptroller of the Currency records “Securities Enforcement Action” for Mercantile Bank Of St. Louis, N.A.. The recorded action date is 17 Jan 1992. This source entry is excluded from current screening matches.OrganizationOCC Enforcement Actions
- Fremont First National BankOffice of the Comptroller of the Currency records “Safety and Soundness Order (issued under 12 CFR 30)” for Fremont First National Bank. The recorded action date is 30 Apr 1999. This source entry is excluded from current screening matches.OrganizationOCC Enforcement Actions
- Clear Lake National BankOffice of the Comptroller of the Currency records “Formal Agreement” for Clear Lake National Bank. The recorded action date is 20 Jun 2001. This source entry is excluded from current screening matches.OrganizationOCC Enforcement Actions
- Intercredit Bank, National AssociationOffice of the Comptroller of the Currency records “Cease-and-Desist Order (C&D) or Personal Cease-and-Desist Order (PC&D)” for Intercredit Bank, National Association. The recorded action date is 9 Sep 2008. This source entry is excluded from current screening matches.OrganizationOCC Enforcement Actions
- First National Bank of PascoOffice of the Comptroller of the Currency records “Formal Agreement” for First National Bank of Pasco. The recorded action date is 27 Sep 2011. This source entry is excluded from current screening matches.OrganizationOCC Enforcement Actions
- Aguirre, JohnOffice of the Comptroller of the Currency records “Prohibition/Removal Orders” for Aguirre, John. The recorded action date is 5 May 1998.PersonOCC Enforcement Actions
- Johnson, Dolores A.Office of the Comptroller of the Currency records “Civil Money Penalty (CMP)” for Johnson, Dolores A.. The recorded action date is 24 Feb 1993.PersonOCC Enforcement Actions
- Minton, RussOffice of the Comptroller of the Currency records “Civil Money Penalty (CMP)” for Minton, Russ. The recorded action date is 23 Dec 2009.PersonOCC Enforcement Actions
- First National Bank Of ShelbyvilleOffice of the Comptroller of the Currency records “Formal Agreement” for First National Bank Of Shelbyville. The recorded action date is 26 Mar 1991. This source entry is excluded from current screening matches.OrganizationOCC Enforcement Actions
- Held, Allen R.Office of the Comptroller of the Currency records “Civil Money Penalty (CMP)” for Held, Allen R.. The recorded action date is 6 Jun 1990.PersonOCC Enforcement Actions
- Mulder, William BrianOffice of the Comptroller of the Currency records “Notice of Charges” for Mulder, William Brian. The recorded action date is 11 Jul 2019. This source entry is excluded from current screening matches.PersonOCC Enforcement Actions
- Williams, DyemondOffice of the Comptroller of the Currency records “Prohibition/Removal Orders” for Williams, Dyemond. The recorded action date is 1 Apr 2026.PersonOCC Enforcement Actions
- First National Bank Of FairfieldOffice of the Comptroller of the Currency records “Civil Money Penalty (CMP)” for First National Bank Of Fairfield. The recorded action date is 23 Apr 1992.OrganizationOCC Enforcement Actions
- The Upstate National BankOffice of the Comptroller of the Currency records “Cease-and-Desist Order (C&D) or Personal Cease-and-Desist Order (PC&D)” for The Upstate National Bank. The recorded action date is 4 Nov 2004. This source entry is excluded from current screening matches.OrganizationOCC Enforcement Actions
- Figlweski, JohnOffice of the Comptroller of the Currency records “Prohibition/Removal Orders” for Figlweski, John. The recorded action date is 3 Mar 2016.PersonOCC Enforcement Actions
- First Philson Bank, National AssociationOffice of the Comptroller of the Currency records “Formal Agreement” for First Philson Bank, National Association. The recorded action date is 13 Oct 1992. This source entry is excluded from current screening matches.OrganizationOCC Enforcement Actions
- First National BankOffice of the Comptroller of the Currency records “Formal Agreement” for First National Bank. The recorded action date is 27 Jun 2023. This source entry is excluded from current screening matches.OrganizationOCC Enforcement Actions
- Campbell, Mary PatriciaOffice of the Comptroller of the Currency records “Cease-and-Desist Order (C&D) or Personal Cease-and-Desist Order (PC&D)” for Campbell, Mary Patricia. The recorded action date is 20 Jun 2018.PersonOCC Enforcement Actions
- The Adams National BankOffice of the Comptroller of the Currency records “Formal Agreement” for The Adams National Bank. The recorded action date is 1 Oct 2008. This source entry is excluded from current screening matches.OrganizationOCC Enforcement Actions
- Perez, YeceniaOffice of the Comptroller of the Currency records “Prohibition/Removal Orders” for Perez, Yecenia. The recorded action date is 16 Oct 2023.PersonOCC Enforcement Actions
- Fidelity National BankOffice of the Comptroller of the Currency records “Civil Money Penalty (CMP)” for Fidelity National Bank. The recorded action date is 8 Oct 2002.OrganizationOCC Enforcement Actions
- Korenek, AlbertOffice of the Comptroller of the Currency records “Civil Money Penalty (CMP)” for Korenek, Albert. The recorded action date is 3 May 1993.PersonOCC Enforcement Actions
- Southwest Bank, National AssociationOffice of the Comptroller of the Currency records “Formal Agreement” for Southwest Bank, National Association. The recorded action date is 17 Aug 1999. This source entry is excluded from current screening matches.OrganizationOCC Enforcement Actions
- Great Plains National BankOffice of the Comptroller of the Currency records “Civil Money Penalty (CMP)” for Great Plains National Bank. The recorded action date is 3 Dec 2013.OrganizationOCC Enforcement Actions
- White, MiltonOffice of the Comptroller of the Currency records “Civil Money Penalty (CMP)” for White, Milton. The recorded action date is 1 Dec 1992.PersonOCC Enforcement Actions
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Questions about US OCC Enforcement Actions
Who publishes US OCC Enforcement Actions?
The catalog identifies Office of the Comptroller of the Currency as the publisher in United States. Open the publisher reference. SanctionsKit’s source profile is separate from that publisher’s original records and notices.
Can I select US OCC Enforcement Actions for screening?
The current source snapshot marks US OCC Enforcement Actions as available for screening. Select its source ID, us-occ-enforcement, when your policy requires it. Check availability again when you run a request. This status does not by itself grant public browsing or export rights.
Can I browse current US OCC Enforcement Actions records here?
Current public records from US OCC Enforcement Actions can be browsed here. The current source contains 6,071 records. This counts source records, not distinct people, companies or assets. An empty name search is not a completed screening check.
May I reuse or export US OCC Enforcement Actions records?
Access to US OCC Enforcement Actions does not grant every right to copy, export or redistribute it. Read the source reuse terms and the attribution notice for the version you use. A public record page or working screening integration is not an export permission. Follow the conditions that apply to your intended use.
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Source discovery reference: OpenSanctions source catalog, captured . Import and record counts above come from SanctionsKit.