US OCC Enforcement Actions
Published OCC enforcement actions involving institutions, companies, and individuals.
Source availability
Available for screening
6,071 source records are available in the current dataset.
Records can overlap across lists; this is not a count of unique people or organizations.
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- Our refresh schedule
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Data overview
OCC Enforcement Actions is published by Office of the Comptroller of the Currency.
The available version contains 6,071 source records before any name search.
The entity-type breakdown is 3,361 people and 2,710 organizations.
- Source records
- 6,071
- Publicly browsable records
- 6,071
- Entity types present
- 2
Record types and how to read these counts
Records by entity type
- People
- 3,361
- Organizations
- 2,710
- Other / unspecified
- 0
What these numbers mean
Counts describe this source’s current available records, before any name search. Records can overlap within and across lists. They are not counts of unique entities.
Publicly browsable records are the portion available in the public directory. A record’s presence does not by itself establish an active sanction.
Organizations include companies and other bodies. Other / unspecified means the source record has no more specific supported type.
What this source covers
The official export includes action types, start dates, termination dates, document references, amounts, and subject matters. It includes historical and terminated actions and is not guaranteed comprehensive. Certain pre-December 23, 2022 prohibition notifications are excluded by the publisher, and older OTS actions are in a separate archive.
Distinguish the action from its current effect
An enforcement action is not automatically a financial sanction or an ongoing prohibition. Consult the original order and current OCC search for its scope, modification, and termination. Exact termination dates end current screening eligibility; missing or N/A dates remain explicitly uncertain. Inconsistent publisher dates are preserved and flagged.
- Read the stated action type and procedural status.
- Check the decision, dates and later amendments.
- Keep different orders about the same named party distinct.
Public source records
- EH National BankOffice of the Comptroller of the Currency records “Cease-and-Desist Order (C&D) or Personal Cease-and-Desist Order (PC&D)” for EH National Bank. The recorded action date is 29 Apr 2025. This source entry is excluded from current screening matches.OrganizationOCC Enforcement Actions
- Northland National BankOffice of the Comptroller of the Currency records “Formal Agreement” for Northland National Bank. The recorded action date is 2 Sep 1993. This source entry is excluded from current screening matches.OrganizationOCC Enforcement Actions
- Cavender, R. StephenOffice of the Comptroller of the Currency records “C&D or PC&D Requiring Restitution” for Cavender, R. Stephen. The recorded action date is 1 Feb 2002.PersonOCC Enforcement Actions
- Martha's Vineyard National BankOffice of the Comptroller of the Currency records “Formal Agreement” for Martha's Vineyard National Bank. The recorded action date is 22 Aug 1991. This source entry is excluded from current screening matches.OrganizationOCC Enforcement Actions
- Green, EmeryOffice of the Comptroller of the Currency records “C&D or PC&D Requiring Restitution” for Green, Emery. The recorded action date is 20 Nov 1992.PersonOCC Enforcement Actions
- Disla, MarvinOffice of the Comptroller of the Currency records “C&D or PC&D Requiring Restitution” for Disla, Marvin. The recorded action date is 15 Feb 2006.PersonOCC Enforcement Actions
- JPMorgan Chase Bank, National AssociationOffice of the Comptroller of the Currency records “Cease-and-Desist Order (C&D) or Personal Cease-and-Desist Order (PC&D)” for JPMorgan Chase Bank, National Association. The recorded action date is 18 Sep 2013. This source entry is excluded from current screening matches.OrganizationOCC Enforcement Actions
- Kidd, TracyOffice of the Comptroller of the Currency records “Civil Money Penalty (CMP)” for Kidd, Tracy. The recorded action date is 21 Sep 2020.PersonOCC Enforcement Actions
- Arnold, Jenny R.Office of the Comptroller of the Currency records “Prohibition/Removal Orders” for Arnold, Jenny R.. The recorded action date is 30 May 2000.PersonOCC Enforcement Actions
- Walker, Stephen RobertOffice of the Comptroller of the Currency records “Civil Money Penalty (CMP)” for Walker, Stephen Robert. The recorded action date is 25 Sep 2006.PersonOCC Enforcement Actions
- 1st National BankOffice of the Comptroller of the Currency records “Formal Agreement” for 1st National Bank. The recorded action date is 25 Jul 2024. This source entry is excluded from current screening matches.OrganizationOCC Enforcement Actions
- Keating, John J.Office of the Comptroller of the Currency records “Civil Money Penalty (CMP)” for Keating, John J.. The recorded action date is 4 Mar 1994.PersonOCC Enforcement Actions
- Gardner, Joseph S.Office of the Comptroller of the Currency records “Prohibition/Removal Orders” for Gardner, Joseph S.. The recorded action date is 8 Feb 2000.PersonOCC Enforcement Actions
- Benson, TimothyOffice of the Comptroller of the Currency records “C&D or PC&D Requiring Restitution” for Benson, Timothy. The recorded action date is 22 Sep 2003.PersonOCC Enforcement Actions
- Burkholder, JackOffice of the Comptroller of the Currency records “Civil Money Penalty (CMP)” for Burkholder, Jack. The recorded action date is 24 Oct 1989.PersonOCC Enforcement Actions
- Dominion Bank Of Washington, N.A.Office of the Comptroller of the Currency records “Formal Agreement” for Dominion Bank Of Washington, N.A.. The recorded action date is 11 Sep 1992. This source entry is excluded from current screening matches.OrganizationOCC Enforcement Actions
- Clifford, Jack J.Office of the Comptroller of the Currency records “Civil Money Penalty (CMP)” for Clifford, Jack J.. The recorded action date is 20 Feb 1991.PersonOCC Enforcement Actions
- Mohan, MadhuOffice of the Comptroller of the Currency records “Civil Money Penalty (CMP)” for Mohan, Madhu. The recorded action date is 22 Sep 2004.PersonOCC Enforcement Actions
- Camp, JoAnnOffice of the Comptroller of the Currency records “Prohibition/Removal Orders” for Camp, JoAnn. The recorded action date is 18 May 2017.PersonOCC Enforcement Actions
- Bernace, CarlosOffice of the Comptroller of the Currency records “Civil Money Penalty (CMP)” for Bernace, Carlos. The recorded action date is 31 Oct 2003.PersonOCC Enforcement Actions
- Barrett, David A.Office of the Comptroller of the Currency records “Civil Money Penalty (CMP)” for Barrett, David A.. The recorded action date is 24 Jun 2005.PersonOCC Enforcement Actions
- Landmark Community Bank, National AssociationOffice of the Comptroller of the Currency records “Formal Agreement” for Landmark Community Bank, National Association. The recorded action date is 26 Jun 2008. This source entry is excluded from current screening matches.OrganizationOCC Enforcement Actions
- Community West Bank, National AssociationOffice of the Comptroller of the Currency records “Cease-and-Desist Order (C&D) or Personal Cease-and-Desist Order (PC&D)” for Community West Bank, National Association. The recorded action date is 26 Jan 2012. This source entry is excluded from current screening matches.OrganizationOCC Enforcement Actions
- Taylor, RichardOffice of the Comptroller of the Currency records “Prohibition/Removal Orders” for Taylor, Richard. The recorded action date is 13 Mar 1992.PersonOCC Enforcement Actions
- Nordstrom, Marcie A.Office of the Comptroller of the Currency records “Civil Money Penalty (CMP)” for Nordstrom, Marcie A.. The recorded action date is 5 Jun 1996.PersonOCC Enforcement Actions
- Cortez, David R.Office of the Comptroller of the Currency records “Civil Money Penalty (CMP)” for Cortez, David R.. The recorded action date is 8 Apr 1992.PersonOCC Enforcement Actions
- Gronlie, DebraOffice of the Comptroller of the Currency records “C&D or PC&D Requiring Restitution” for Gronlie, Debra. The recorded action date is 6 Jun 2000.PersonOCC Enforcement Actions
- Southwestern National BankOffice of the Comptroller of the Currency records “Formal Agreement” for Southwestern National Bank. The recorded action date is 8 Feb 2021. This source entry is excluded from current screening matches.OrganizationOCC Enforcement Actions
- Ellsworth, Steven J.Office of the Comptroller of the Currency records “Prohibition/Removal Orders” for Ellsworth, Steven J.. The recorded action date is 23 Mar 2016.PersonOCC Enforcement Actions
- First National Bank Of MarinOffice of the Comptroller of the Currency records “Cease-and-Desist Order (C&D) or Personal Cease-and-Desist Order (PC&D)” for First National Bank Of Marin. The recorded action date is 23 Nov 1992. This source entry is excluded from current screening matches.OrganizationOCC Enforcement Actions
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Questions about US OCC Enforcement Actions
Who publishes US OCC Enforcement Actions?
The catalog identifies Office of the Comptroller of the Currency as the publisher in United States. Open the publisher reference. SanctionsKit’s source profile is separate from that publisher’s original records and notices.
Can I select US OCC Enforcement Actions for screening?
The current source snapshot marks US OCC Enforcement Actions as available for screening. Select its source ID, us-occ-enforcement, when your policy requires it. Check availability again when you run a request. This status does not by itself grant public browsing or export rights.
Can I browse current US OCC Enforcement Actions records here?
Current public records from US OCC Enforcement Actions can be browsed here. The current source contains 6,071 records. This counts source records, not distinct people, companies or assets. An empty name search is not a completed screening check.
May I reuse or export US OCC Enforcement Actions records?
Access to US OCC Enforcement Actions does not grant every right to copy, export or redistribute it. Read the source reuse terms and the attribution notice for the version you use. A public record page or working screening integration is not an export permission. Follow the conditions that apply to your intended use.
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Source discovery reference: OpenSanctions source catalog, captured . Import and record counts above come from SanctionsKit.