US OCC Enforcement Actions
Published OCC enforcement actions involving institutions, companies, and individuals.
Source availability
Available for screening
6,071 source records are available in the current dataset.
Records can overlap across lists; this is not a count of unique people or organizations.
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- Our refresh schedule
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Data overview
OCC Enforcement Actions is published by Office of the Comptroller of the Currency.
The available version contains 6,071 source records before any name search.
The entity-type breakdown is 3,361 people and 2,710 organizations.
- Source records
- 6,071
- Publicly browsable records
- 6,071
- Entity types present
- 2
Record types and how to read these counts
Records by entity type
- People
- 3,361
- Organizations
- 2,710
- Other / unspecified
- 0
What these numbers mean
Counts describe this source’s current available records, before any name search. Records can overlap within and across lists. They are not counts of unique entities.
Publicly browsable records are the portion available in the public directory. A record’s presence does not by itself establish an active sanction.
Organizations include companies and other bodies. Other / unspecified means the source record has no more specific supported type.
What this source covers
The official export includes action types, start dates, termination dates, document references, amounts, and subject matters. It includes historical and terminated actions and is not guaranteed comprehensive. Certain pre-December 23, 2022 prohibition notifications are excluded by the publisher, and older OTS actions are in a separate archive.
Distinguish the action from its current effect
An enforcement action is not automatically a financial sanction or an ongoing prohibition. Consult the original order and current OCC search for its scope, modification, and termination. Exact termination dates end current screening eligibility; missing or N/A dates remain explicitly uncertain. Inconsistent publisher dates are preserved and flagged.
- Read the stated action type and procedural status.
- Check the decision, dates and later amendments.
- Keep different orders about the same named party distinct.
Public source records
- American Express Bank, FSBOffice of the Comptroller of the Currency records “Civil Money Penalty (CMP)” for American Express Bank, FSB. The recorded action date is 19 Dec 2013.OrganizationOCC Enforcement Actions
- Cortez, TanyaOffice of the Comptroller of the Currency records “Prohibition/Removal Orders” for Cortez, Tanya. The recorded action date is 24 Sep 2024.PersonOCC Enforcement Actions
- Carr, BruceOffice of the Comptroller of the Currency records “Civil Money Penalty (CMP)” for Carr, Bruce. The recorded action date is 13 Jul 2005.PersonOCC Enforcement Actions
- Jones, KatrinaOffice of the Comptroller of the Currency records “1829 Prohibition Notification” for Jones, Katrina. The recorded action date is 27 Jul 2026.PersonOCC Enforcement Actions
- Whitehead, TomOffice of the Comptroller of the Currency records “Prohibition/Removal Orders” for Whitehead, Tom. The recorded action date is 21 Nov 2017.PersonOCC Enforcement Actions
- Herrington, Donna K.Office of the Comptroller of the Currency records “Prohibition/Removal Orders” for Herrington, Donna K.. The recorded action date is 31 Dec 1999.PersonOCC Enforcement Actions
- Oskey, Warren A.Office of the Comptroller of the Currency records “Prohibition/Removal Orders” for Oskey, Warren A.. The recorded action date is 17 Dec 1996.PersonOCC Enforcement Actions
- National Bank of Commerce in PawhuskaOffice of the Comptroller of the Currency records “Cease-and-Desist Order (C&D) or Personal Cease-and-Desist Order (PC&D)” for National Bank of Commerce in Pawhuska. The recorded action date is 26 Jun 1990. This source entry is excluded from current screening matches.OrganizationOCC Enforcement Actions
- Gibraltar BankOffice of the Comptroller of the Currency records “Formal Agreement” for Gibraltar Bank. The recorded action date is 3 Feb 2016. This source entry is excluded from current screening matches.OrganizationOCC Enforcement Actions
- Anderson, DonaldOffice of the Comptroller of the Currency records “Civil Money Penalty (CMP)” for Anderson, Donald. The recorded action date is 10 Apr 1998.PersonOCC Enforcement Actions
- Snyder, LarryOffice of the Comptroller of the Currency records “Civil Money Penalty (CMP)” for Snyder, Larry. The recorded action date is 1 Jun 2015.PersonOCC Enforcement Actions
- Sangster, ChristopherOffice of the Comptroller of the Currency records “Civil Money Penalty (CMP)” for Sangster, Christopher. The recorded action date is 17 May 2021.PersonOCC Enforcement Actions
- First National Bank Of GeorgetownOffice of the Comptroller of the Currency records “Cease-and-Desist Order (C&D) or Personal Cease-and-Desist Order (PC&D)” for First National Bank Of Georgetown. The recorded action date is 22 Mar 1991. This source entry is excluded from current screening matches.OrganizationOCC Enforcement Actions
- Munn, Amy SueOffice of the Comptroller of the Currency records “Prohibition/Removal Orders” for Munn, Amy Sue. The recorded action date is 21 Apr 1997.PersonOCC Enforcement Actions
- First National BankOffice of the Comptroller of the Currency records “Cease-and-Desist Order (C&D) or Personal Cease-and-Desist Order (PC&D)” for First National Bank. The recorded action date is 23 Jun 2009. This source entry is excluded from current screening matches.OrganizationOCC Enforcement Actions
- American National BankOffice of the Comptroller of the Currency records “Cease-and-Desist Order (C&D) or Personal Cease-and-Desist Order (PC&D)” for American National Bank. The recorded action date is 22 Sep 2009. This source entry is excluded from current screening matches.OrganizationOCC Enforcement Actions
- Hartwig, Christopher R.Office of the Comptroller of the Currency records “Civil Money Penalty (CMP)” for Hartwig, Christopher R.. The recorded action date is 17 May 2010.PersonOCC Enforcement Actions
- Intercredit Bank, National AssociationOffice of the Comptroller of the Currency records “Cease-and-Desist Order (C&D) or Personal Cease-and-Desist Order (PC&D)” for Intercredit Bank, National Association. The recorded action date is 8 Aug 2011. This source entry is excluded from current screening matches.OrganizationOCC Enforcement Actions
- Urquiola, JoaquinOffice of the Comptroller of the Currency records “Civil Money Penalty (CMP)” for Urquiola, Joaquin. The recorded action date is 14 Apr 2011.PersonOCC Enforcement Actions
- CornerstonebankOffice of the Comptroller of the Currency records “Cease-and-Desist Order (C&D) or Personal Cease-and-Desist Order (PC&D)” for Cornerstonebank. The recorded action date is 11 Dec 2012. This source entry is excluded from current screening matches.OrganizationOCC Enforcement Actions
- Admirals BankOffice of the Comptroller of the Currency records “Cease-and-Desist Order (C&D) or Personal Cease-and-Desist Order (PC&D)” for Admirals Bank. The recorded action date is 30 Mar 2017. This source entry is excluded from current screening matches.OrganizationOCC Enforcement Actions
- Franco, John J.Office of the Comptroller of the Currency records “Civil Money Penalty (CMP)” for Franco, John J.. The recorded action date is 27 Apr 1993.PersonOCC Enforcement Actions
- First Capital BankOffice of the Comptroller of the Currency records “Formal Agreement” for First Capital Bank. The recorded action date is 3 Jul 2012. This source entry is excluded from current screening matches.OrganizationOCC Enforcement Actions
- National Bank And TrustOffice of the Comptroller of the Currency records “Formal Agreement” for National Bank And Trust. The recorded action date is 6 Mar 2000. This source entry is excluded from current screening matches.OrganizationOCC Enforcement Actions
- Campbell, Mary PatriciaOffice of the Comptroller of the Currency records “Civil Money Penalty (CMP)” for Campbell, Mary Patricia. The recorded action date is 20 Jun 2018.PersonOCC Enforcement Actions
- Klein, James L.Office of the Comptroller of the Currency records “Prohibition/Removal Orders” for Klein, James L.. The recorded action date is 1 Nov 2010.PersonOCC Enforcement Actions
- Osborne, Susan E.Office of the Comptroller of the Currency records “C&D or PC&D Requiring Restitution” for Osborne, Susan E.. The recorded action date is 27 Jul 2006.PersonOCC Enforcement Actions
- Williams, Lisa S.Office of the Comptroller of the Currency records “Prohibition/Removal Orders” for Williams, Lisa S.. The recorded action date is 27 Dec 2001.PersonOCC Enforcement Actions
- The Rawlins National BankOffice of the Comptroller of the Currency records “Civil Money Penalty (CMP)” for The Rawlins National Bank. The recorded action date is 18 Sep 1991.OrganizationOCC Enforcement Actions
- First FS & LA of KewaneeOffice of the Comptroller of the Currency records “Formal Agreement” for First FS & LA of Kewanee. The recorded action date is 24 Aug 2010. This source entry is excluded from current screening matches.OrganizationOCC Enforcement Actions
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Questions about US OCC Enforcement Actions
Who publishes US OCC Enforcement Actions?
The catalog identifies Office of the Comptroller of the Currency as the publisher in United States. Open the publisher reference. SanctionsKit’s source profile is separate from that publisher’s original records and notices.
Can I select US OCC Enforcement Actions for screening?
The current source snapshot marks US OCC Enforcement Actions as available for screening. Select its source ID, us-occ-enforcement, when your policy requires it. Check availability again when you run a request. This status does not by itself grant public browsing or export rights.
Can I browse current US OCC Enforcement Actions records here?
Current public records from US OCC Enforcement Actions can be browsed here. The current source contains 6,071 records. This counts source records, not distinct people, companies or assets. An empty name search is not a completed screening check.
May I reuse or export US OCC Enforcement Actions records?
Access to US OCC Enforcement Actions does not grant every right to copy, export or redistribute it. Read the source reuse terms and the attribution notice for the version you use. A public record page or working screening integration is not an export permission. Follow the conditions that apply to your intended use.
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Source discovery reference: OpenSanctions source catalog, captured . Import and record counts above come from SanctionsKit.