US OCC Enforcement Actions
Published OCC enforcement actions involving institutions, companies, and individuals.
Source availability
Available for screening
6,071 source records are available in the current dataset.
Records can overlap across lists; this is not a count of unique people or organizations.
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- Our refresh schedule
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Data overview
OCC Enforcement Actions is published by Office of the Comptroller of the Currency.
The available version contains 6,071 source records before any name search.
The entity-type breakdown is 3,361 people and 2,710 organizations.
- Source records
- 6,071
- Publicly browsable records
- 6,071
- Entity types present
- 2
Record types and how to read these counts
Records by entity type
- People
- 3,361
- Organizations
- 2,710
- Other / unspecified
- 0
What these numbers mean
Counts describe this source’s current available records, before any name search. Records can overlap within and across lists. They are not counts of unique entities.
Publicly browsable records are the portion available in the public directory. A record’s presence does not by itself establish an active sanction.
Organizations include companies and other bodies. Other / unspecified means the source record has no more specific supported type.
What this source covers
The official export includes action types, start dates, termination dates, document references, amounts, and subject matters. It includes historical and terminated actions and is not guaranteed comprehensive. Certain pre-December 23, 2022 prohibition notifications are excluded by the publisher, and older OTS actions are in a separate archive.
Distinguish the action from its current effect
An enforcement action is not automatically a financial sanction or an ongoing prohibition. Consult the original order and current OCC search for its scope, modification, and termination. Exact termination dates end current screening eligibility; missing or N/A dates remain explicitly uncertain. Inconsistent publisher dates are preserved and flagged.
- Read the stated action type and procedural status.
- Check the decision, dates and later amendments.
- Keep different orders about the same named party distinct.
Public source records
- Banco Economico S.A.Office of the Comptroller of the Currency records “Cease-and-Desist Order (C&D) or Personal Cease-and-Desist Order (PC&D)” for Banco Economico S.A.. The recorded action date is 20 Oct 1995. This source entry is excluded from current screening matches.OrganizationOCC Enforcement Actions
- Dryer, Cathy A.Office of the Comptroller of the Currency records “Cease-and-Desist Order (C&D) or Personal Cease-and-Desist Order (PC&D)” for Dryer, Cathy A.. The recorded action date is 2 Sep 2003.PersonOCC Enforcement Actions
- Williams, BrianOffice of the Comptroller of the Currency records “Prohibition/Removal Orders” for Williams, Brian. The recorded action date is 4 Apr 2011.PersonOCC Enforcement Actions
- Valley National BankOffice of the Comptroller of the Currency records “Formal Agreement” for Valley National Bank. The recorded action date is 15 Oct 1991. This source entry is excluded from current screening matches.OrganizationOCC Enforcement Actions
- Lanier, Jerry L.Office of the Comptroller of the Currency records “Civil Money Penalty (CMP)” for Lanier, Jerry L.. The recorded action date is 30 Mar 1992.PersonOCC Enforcement Actions
- U.S. Bank National AssociationOffice of the Comptroller of the Currency records “Cease-and-Desist Order (C&D) or Personal Cease-and-Desist Order (PC&D)” for U.S. Bank National Association. The recorded action date is 24 Sep 2014. This source entry is excluded from current screening matches.OrganizationOCC Enforcement Actions
- Hasten, Hart N.Office of the Comptroller of the Currency records “Civil Money Penalty (CMP)” for Hasten, Hart N.. The recorded action date is 14 Jan 1992.PersonOCC Enforcement Actions
- Conway Bank, National AssociationOffice of the Comptroller of the Currency records “Cease-and-Desist Order (C&D) or Personal Cease-and-Desist Order (PC&D)” for Conway Bank, National Association. The recorded action date is 22 Mar 2011. This source entry is excluded from current screening matches.OrganizationOCC Enforcement Actions
- McKinsey, Shaun L.Office of the Comptroller of the Currency records “Civil Money Penalty (CMP)” for McKinsey, Shaun L.. The recorded action date is 5 Jan 2007.PersonOCC Enforcement Actions
- Harrington Bank, FSBOffice of the Comptroller of the Currency records “Formal Agreement” for Harrington Bank, FSB. The recorded action date is 17 Dec 2012. This source entry is excluded from current screening matches.OrganizationOCC Enforcement Actions
- Peoples National Bank Of CommerceOffice of the Comptroller of the Currency records “Cease-and-Desist Order (C&D) or Personal Cease-and-Desist Order (PC&D)” for Peoples National Bank Of Commerce. The recorded action date is 19 Jan 1999. This source entry is excluded from current screening matches.OrganizationOCC Enforcement Actions
- Murillo, MarissaOffice of the Comptroller of the Currency records “Prohibition/Removal Orders” for Murillo, Marissa. The recorded action date is 10 Mar 2026.PersonOCC Enforcement Actions
- Ocala National BankOffice of the Comptroller of the Currency records “Formal Agreement” for Ocala National Bank. The recorded action date is 3 Sep 1998. This source entry is excluded from current screening matches.OrganizationOCC Enforcement Actions
- The Laredo National BankOffice of the Comptroller of the Currency records “Formal Agreement” for The Laredo National Bank. The recorded action date is 16 Aug 2006. This source entry is excluded from current screening matches.OrganizationOCC Enforcement Actions
- Plano East National BankOffice of the Comptroller of the Currency records “Formal Agreement” for Plano East National Bank. The recorded action date is 20 Jun 1991. This source entry is excluded from current screening matches.OrganizationOCC Enforcement Actions
- Fleites, RaymondOffice of the Comptroller of the Currency records “Civil Money Penalty (CMP)” for Fleites, Raymond. The recorded action date is 14 Nov 1990.PersonOCC Enforcement Actions
- McLinko, PaulOffice of the Comptroller of the Currency records “Notice of Charges” for McLinko, Paul. The recorded action date is 23 Jan 2020. This source entry is excluded from current screening matches.PersonOCC Enforcement Actions
- Tower, Gregory V.Office of the Comptroller of the Currency records “Prohibition/Removal Orders” for Tower, Gregory V.. The recorded action date is 31 Dec 1992.PersonOCC Enforcement Actions
- Southern First Bank, National AssociationOffice of the Comptroller of the Currency records “Formal Agreement” for Southern First Bank, National Association. The recorded action date is 8 Jun 2010. This source entry is excluded from current screening matches.OrganizationOCC Enforcement Actions
- Eckel, Richard F.Office of the Comptroller of the Currency records “Civil Money Penalty (CMP)” for Eckel, Richard F.. The recorded action date is 28 Jan 1993.PersonOCC Enforcement Actions
- Wiggins, Fred E.Office of the Comptroller of the Currency records “Civil Money Penalty (CMP)” for Wiggins, Fred E.. The recorded action date is 2 Aug 1991.PersonOCC Enforcement Actions
- McLinko, PaulOffice of the Comptroller of the Currency records “Cease-and-Desist Order (C&D) or Personal Cease-and-Desist Order (PC&D)” for McLinko, Paul. The recorded action date is 25 Apr 2025.PersonOCC Enforcement Actions
- Charter National Bank and TrustOffice of the Comptroller of the Currency records “Prompt Corrective Action (PCA) Directive” for Charter National Bank and Trust. The recorded action date is 20 Dec 2011. This source entry is excluded from current screening matches.OrganizationOCC Enforcement Actions
- First Fidelity Trust, N.A.Office of the Comptroller of the Currency records “Civil Money Penalty (CMP)” for First Fidelity Trust, N.A.. The recorded action date is 29 Apr 1991.OrganizationOCC Enforcement Actions
- Industrial Bank, National AssociationOffice of the Comptroller of the Currency records “Formal Agreement” for Industrial Bank, National Association. The recorded action date is 21 Apr 2003. This source entry is excluded from current screening matches.OrganizationOCC Enforcement Actions
- The First National Bank of JeffersonvilleOffice of the Comptroller of the Currency records “Formal Agreement” for The First National Bank of Jeffersonville. The recorded action date is 28 Nov 2006. This source entry is excluded from current screening matches.OrganizationOCC Enforcement Actions
- Eads, KerryOffice of the Comptroller of the Currency records “Civil Money Penalty (CMP)” for Eads, Kerry. The recorded action date is 12 May 1994.PersonOCC Enforcement Actions
- Reliance Bank, FSBOffice of the Comptroller of the Currency records “Prompt Corrective Action (PCA) Directive” for Reliance Bank, FSB. The recorded action date is 1 Mar 2011. This source entry is excluded from current screening matches.OrganizationOCC Enforcement Actions
- First National Bank Of Council BluffsOffice of the Comptroller of the Currency records “Cease-and-Desist Order (C&D) or Personal Cease-and-Desist Order (PC&D)” for First National Bank Of Council Bluffs. The recorded action date is 13 May 1991. This source entry is excluded from current screening matches.OrganizationOCC Enforcement Actions
- Thomas, HarveyOffice of the Comptroller of the Currency records “Civil Money Penalty (CMP)” for Thomas, Harvey. The recorded action date is 24 Oct 1989.PersonOCC Enforcement Actions
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Questions about US OCC Enforcement Actions
Who publishes US OCC Enforcement Actions?
The catalog identifies Office of the Comptroller of the Currency as the publisher in United States. Open the publisher reference. SanctionsKit’s source profile is separate from that publisher’s original records and notices.
Can I select US OCC Enforcement Actions for screening?
The current source snapshot marks US OCC Enforcement Actions as available for screening. Select its source ID, us-occ-enforcement, when your policy requires it. Check availability again when you run a request. This status does not by itself grant public browsing or export rights.
Can I browse current US OCC Enforcement Actions records here?
Current public records from US OCC Enforcement Actions can be browsed here. The current source contains 6,071 records. This counts source records, not distinct people, companies or assets. An empty name search is not a completed screening check.
May I reuse or export US OCC Enforcement Actions records?
Access to US OCC Enforcement Actions does not grant every right to copy, export or redistribute it. Read the source reuse terms and the attribution notice for the version you use. A public record page or working screening integration is not an export permission. Follow the conditions that apply to your intended use.
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Source discovery reference: OpenSanctions source catalog, captured . Import and record counts above come from SanctionsKit.