US OCC Enforcement Actions
Published OCC enforcement actions involving institutions, companies, and individuals.
Source availability
Available for screening
6,071 source records are available in the current dataset.
Records can overlap across lists; this is not a count of unique people or organizations.
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- Our refresh schedule
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Data overview
OCC Enforcement Actions is published by Office of the Comptroller of the Currency.
The available version contains 6,071 source records before any name search.
The entity-type breakdown is 3,361 people and 2,710 organizations.
- Source records
- 6,071
- Publicly browsable records
- 6,071
- Entity types present
- 2
Record types and how to read these counts
Records by entity type
- People
- 3,361
- Organizations
- 2,710
- Other / unspecified
- 0
What these numbers mean
Counts describe this source’s current available records, before any name search. Records can overlap within and across lists. They are not counts of unique entities.
Publicly browsable records are the portion available in the public directory. A record’s presence does not by itself establish an active sanction.
Organizations include companies and other bodies. Other / unspecified means the source record has no more specific supported type.
What this source covers
The official export includes action types, start dates, termination dates, document references, amounts, and subject matters. It includes historical and terminated actions and is not guaranteed comprehensive. Certain pre-December 23, 2022 prohibition notifications are excluded by the publisher, and older OTS actions are in a separate archive.
Distinguish the action from its current effect
An enforcement action is not automatically a financial sanction or an ongoing prohibition. Consult the original order and current OCC search for its scope, modification, and termination. Exact termination dates end current screening eligibility; missing or N/A dates remain explicitly uncertain. Inconsistent publisher dates are preserved and flagged.
- Read the stated action type and procedural status.
- Check the decision, dates and later amendments.
- Keep different orders about the same named party distinct.
Public source records
- Widmer, William J.Office of the Comptroller of the Currency records “C&D or PC&D Requiring Restitution” for Widmer, William J.. The recorded action date is 18 Nov 2014.PersonOCC Enforcement Actions
- First National BankOffice of the Comptroller of the Currency records “Civil Money Penalty (CMP)” for First National Bank. The recorded action date is 19 Jun 2006.OrganizationOCC Enforcement Actions
- Quisenberry, J.R.Office of the Comptroller of the Currency records “Civil Money Penalty (CMP)” for Quisenberry, J.R.. The recorded action date is 17 Jun 1991.PersonOCC Enforcement Actions
- Legacy Bank, National AssociationOffice of the Comptroller of the Currency records “Formal Agreement” for Legacy Bank, National Association. The recorded action date is 22 Dec 2006. This source entry is excluded from current screening matches.OrganizationOCC Enforcement Actions
- Tullis, R. MatthewOffice of the Comptroller of the Currency records “Civil Money Penalty (CMP)” for Tullis, R. Matthew. The recorded action date is 21 Feb 2002.PersonOCC Enforcement Actions
- Ragos, Andres L.Office of the Comptroller of the Currency records “Civil Money Penalty (CMP)” for Ragos, Andres L.. The recorded action date is 8 Dec 1998.PersonOCC Enforcement Actions
- First National Bank in BrookingsOffice of the Comptroller of the Currency records “C&D or PC&D Requiring Restitution” for First National Bank in Brookings. The recorded action date is 17 Jan 2003. This source entry is excluded from current screening matches.OrganizationOCC Enforcement Actions
- Chen, TinaOffice of the Comptroller of the Currency records “Notice of Charges” for Chen, Tina. The recorded action date is 25 Oct 2022. This source entry is excluded from current screening matches.PersonOCC Enforcement Actions
- Corcoran, Helen S.Office of the Comptroller of the Currency records “Prohibition/Removal Orders” for Corcoran, Helen S.. The recorded action date is 11 Jul 2001.PersonOCC Enforcement Actions
- The First National Bank of Mt. PulaskiOffice of the Comptroller of the Currency records “Cease-and-Desist Order (C&D) or Personal Cease-and-Desist Order (PC&D)” for The First National Bank of Mt. Pulaski. The recorded action date is 17 Dec 2002. This source entry is excluded from current screening matches.OrganizationOCC Enforcement Actions
- Citibank, N.A.Office of the Comptroller of the Currency records “Civil Money Penalty (CMP)” for Citibank, N.A.. The recorded action date is 11 Oct 2019.OrganizationOCC Enforcement Actions
- Hart, VictoriaOffice of the Comptroller of the Currency records “Prohibition/Removal Orders” for Hart, Victoria. The recorded action date is 1 Jul 2020.PersonOCC Enforcement Actions
- The First National Bank Of PeterstownOffice of the Comptroller of the Currency records “Civil Money Penalty (CMP)” for The First National Bank Of Peterstown. The recorded action date is 27 Aug 1991.OrganizationOCC Enforcement Actions
- Navarro, LailaOffice of the Comptroller of the Currency records “Cease-and-Desist Order (C&D) or Personal Cease-and-Desist Order (PC&D)” for Navarro, Laila. The recorded action date is 18 Oct 2007.PersonOCC Enforcement Actions
- The First National Bank Of SterlingOffice of the Comptroller of the Currency records “Cease-and-Desist Order (C&D) or Personal Cease-and-Desist Order (PC&D)” for The First National Bank Of Sterling. The recorded action date is 2 Dec 1993. This source entry is excluded from current screening matches.OrganizationOCC Enforcement Actions
- Johnson, R. EdgarOffice of the Comptroller of the Currency records “Civil Money Penalty (CMP)” for Johnson, R. Edgar. The recorded action date is 22 Dec 1992.PersonOCC Enforcement Actions
- Edmond, StephanieOffice of the Comptroller of the Currency records “C&D or PC&D Requiring Restitution” for Edmond, Stephanie. The recorded action date is 14 Jul 2004.PersonOCC Enforcement Actions
- Amarillo National BankOffice of the Comptroller of the Currency records “Civil Money Penalty (CMP)” for Amarillo National Bank. The recorded action date is 15 Mar 2013.OrganizationOCC Enforcement Actions
- Communitybank of Texas, National AssociationOffice of the Comptroller of the Currency records “Formal Agreement” for Communitybank of Texas, National Association. The recorded action date is 18 Jun 2020. This source entry is excluded from current screening matches.OrganizationOCC Enforcement Actions
- Colombo BankOffice of the Comptroller of the Currency records “Cease-and-Desist Order (C&D) or Personal Cease-and-Desist Order (PC&D)” for Colombo Bank. The recorded action date is 28 Oct 2009. This source entry is excluded from current screening matches.OrganizationOCC Enforcement Actions
- Lokey, Paul E.Office of the Comptroller of the Currency records “Civil Money Penalty (CMP)” for Lokey, Paul E.. The recorded action date is 14 Nov 1990.PersonOCC Enforcement Actions
- National Bank of AndoverOffice of the Comptroller of the Currency records “Formal Agreement” for National Bank of Andover. The recorded action date is 26 Sep 2002. This source entry is excluded from current screening matches.OrganizationOCC Enforcement Actions
- Cureton, MarvinOffice of the Comptroller of the Currency records “Cease-and-Desist Order (C&D) or Personal Cease-and-Desist Order (PC&D)” for Cureton, Marvin. The recorded action date is 24 Nov 1999.PersonOCC Enforcement Actions
- Bihlmaier, CherylOffice of the Comptroller of the Currency records “Civil Money Penalty (CMP)” for Bihlmaier, Cheryl. The recorded action date is 3 Jul 2007.PersonOCC Enforcement Actions
- Edmonds, JohnOffice of the Comptroller of the Currency records “Prohibition/Removal Orders” for Edmonds, John. The recorded action date is 30 Jan 2024.PersonOCC Enforcement Actions
- First National Bank of VicksburgOffice of the Comptroller of the Currency records “Cease-and-Desist Order (C&D) or Personal Cease-and-Desist Order (PC&D)” for First National Bank of Vicksburg. The recorded action date is 30 May 1996. This source entry is excluded from current screening matches.OrganizationOCC Enforcement Actions
- Gateway National Bank of St. LouisOffice of the Comptroller of the Currency records “Formal Agreement” for Gateway National Bank of St. Louis. The recorded action date is 27 Oct 2000. This source entry is excluded from current screening matches.OrganizationOCC Enforcement Actions
- Douglass, WilliamOffice of the Comptroller of the Currency records “Prohibition/Removal Orders” for Douglass, William. The recorded action date is 1 Oct 1990.PersonOCC Enforcement Actions
- Skaggs, Jr., Tommy V.Office of the Comptroller of the Currency records “Prohibition/Removal Orders” for Skaggs, Jr., Tommy V.. The recorded action date is 8 Nov 2022.PersonOCC Enforcement Actions
- The National Bank Of Oak HarborOffice of the Comptroller of the Currency records “Formal Agreement” for The National Bank Of Oak Harbor. The recorded action date is 11 Dec 1991. This source entry is excluded from current screening matches.OrganizationOCC Enforcement Actions
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Questions about US OCC Enforcement Actions
Who publishes US OCC Enforcement Actions?
The catalog identifies Office of the Comptroller of the Currency as the publisher in United States. Open the publisher reference. SanctionsKit’s source profile is separate from that publisher’s original records and notices.
Can I select US OCC Enforcement Actions for screening?
The current source snapshot marks US OCC Enforcement Actions as available for screening. Select its source ID, us-occ-enforcement, when your policy requires it. Check availability again when you run a request. This status does not by itself grant public browsing or export rights.
Can I browse current US OCC Enforcement Actions records here?
Current public records from US OCC Enforcement Actions can be browsed here. The current source contains 6,071 records. This counts source records, not distinct people, companies or assets. An empty name search is not a completed screening check.
May I reuse or export US OCC Enforcement Actions records?
Access to US OCC Enforcement Actions does not grant every right to copy, export or redistribute it. Read the source reuse terms and the attribution notice for the version you use. A public record page or working screening integration is not an export permission. Follow the conditions that apply to your intended use.
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Source discovery reference: OpenSanctions source catalog, captured . Import and record counts above come from SanctionsKit.