US OCC Enforcement Actions
Published OCC enforcement actions involving institutions, companies, and individuals.
Source availability
Available for screening
6,071 source records are available in the current dataset.
Records can overlap across lists; this is not a count of unique people or organizations.
- Latest successful check
- Our refresh schedule
- Every 24 hours
Data overview
OCC Enforcement Actions is published by Office of the Comptroller of the Currency.
The available version contains 6,071 source records before any name search.
The entity-type breakdown is 3,361 people and 2,710 organizations.
- Source records
- 6,071
- Publicly browsable records
- 6,071
- Entity types present
- 2
Record types and how to read these counts
Records by entity type
- People
- 3,361
- Organizations
- 2,710
- Other / unspecified
- 0
What these numbers mean
Counts describe this source’s current available records, before any name search. Records can overlap within and across lists. They are not counts of unique entities.
Publicly browsable records are the portion available in the public directory. A record’s presence does not by itself establish an active sanction.
Organizations include companies and other bodies. Other / unspecified means the source record has no more specific supported type.
What this source covers
The official export includes action types, start dates, termination dates, document references, amounts, and subject matters. It includes historical and terminated actions and is not guaranteed comprehensive. Certain pre-December 23, 2022 prohibition notifications are excluded by the publisher, and older OTS actions are in a separate archive.
Distinguish the action from its current effect
An enforcement action is not automatically a financial sanction or an ongoing prohibition. Consult the original order and current OCC search for its scope, modification, and termination. Exact termination dates end current screening eligibility; missing or N/A dates remain explicitly uncertain. Inconsistent publisher dates are preserved and flagged.
- Read the stated action type and procedural status.
- Check the decision, dates and later amendments.
- Keep different orders about the same named party distinct.
Public source records
- The First National Bank of Santa FeOffice of the Comptroller of the Currency records “Formal Agreement” for The First National Bank of Santa Fe. The recorded action date is 29 Jan 2010. This source entry is excluded from current screening matches.OrganizationOCC Enforcement Actions
- Davis, Judy R.Office of the Comptroller of the Currency records “Civil Money Penalty (CMP)” for Davis, Judy R.. The recorded action date is 5 Jun 2006.PersonOCC Enforcement Actions
- Freeman, ElwoodOffice of the Comptroller of the Currency records “Civil Money Penalty (CMP)” for Freeman, Elwood. The recorded action date is 30 Sep 2013.PersonOCC Enforcement Actions
- One Bank & Trust, National AssociationOffice of the Comptroller of the Currency records “Cease-and-Desist Order (C&D) or Personal Cease-and-Desist Order (PC&D)” for One Bank & Trust, National Association. The recorded action date is 9 Oct 2013. This source entry is excluded from current screening matches.OrganizationOCC Enforcement Actions
- Park National BankOffice of the Comptroller of the Currency records “Cease-and-Desist Order (C&D) or Personal Cease-and-Desist Order (PC&D)” for Park National Bank. The recorded action date is 26 Aug 2009. This source entry is excluded from current screening matches.OrganizationOCC Enforcement Actions
- Summe, Patricia M.Office of the Comptroller of the Currency records “Civil Money Penalty (CMP)” for Summe, Patricia M.. The recorded action date is 8 Jun 2005.PersonOCC Enforcement Actions
- First National Bank In DurantOffice of the Comptroller of the Currency records “Formal Agreement” for First National Bank In Durant. The recorded action date is 30 Jan 1991. This source entry is excluded from current screening matches.OrganizationOCC Enforcement Actions
- Thomure (n/k/a Makler), KathyrnOffice of the Comptroller of the Currency records “Prohibition/Removal Orders” for Thomure (n/k/a Makler), Kathyrn. The recorded action date is 5 Jun 2024.PersonOCC Enforcement Actions
- Quesada, GustavoOffice of the Comptroller of the Currency records “Cease-and-Desist Order (C&D) or Personal Cease-and-Desist Order (PC&D)” for Quesada, Gustavo. The recorded action date is 9 Apr 2007.PersonOCC Enforcement Actions
- First National Bank of West Union, TheOffice of the Comptroller of the Currency records “Formal Agreement” for First National Bank of West Union, The. The recorded action date is 9 Jan 2004. This source entry is excluded from current screening matches.OrganizationOCC Enforcement Actions
- Lakeside National Bank Of Lake CharlesOffice of the Comptroller of the Currency records “Cease-and-Desist Order (C&D) or Personal Cease-and-Desist Order (PC&D)” for Lakeside National Bank Of Lake Charles. The recorded action date is 8 May 1992. This source entry is excluded from current screening matches.OrganizationOCC Enforcement Actions
- Liberty FSBOffice of the Comptroller of the Currency records “Cease-and-Desist Order (C&D) or Personal Cease-and-Desist Order (PC&D)” for Liberty FSB. The recorded action date is 23 Mar 2010. This source entry is excluded from current screening matches.OrganizationOCC Enforcement Actions
- Gawrych, JohnOffice of the Comptroller of the Currency records “C&D or PC&D Requiring Restitution” for Gawrych, John. The recorded action date is 6 Mar 1995.PersonOCC Enforcement Actions
- Washburn, Kevin BrentOffice of the Comptroller of the Currency records “Civil Money Penalty (CMP)” for Washburn, Kevin Brent. The recorded action date is 15 Dec 2003.PersonOCC Enforcement Actions
- Brannan, StephenOffice of the Comptroller of the Currency records “Prohibition/Removal Orders” for Brannan, Stephen. The recorded action date is 3 Dec 1991.PersonOCC Enforcement Actions
- Jordan, JamesOffice of the Comptroller of the Currency records “Cease-and-Desist Order (C&D) or Personal Cease-and-Desist Order (PC&D)” for Jordan, James. The recorded action date is 24 Nov 1999.PersonOCC Enforcement Actions
- Spencer, Barry B.Office of the Comptroller of the Currency records “Civil Money Penalty (CMP)” for Spencer, Barry B.. The recorded action date is 18 Feb 1992.PersonOCC Enforcement Actions
- Turner, Rick D.Office of the Comptroller of the Currency records “Civil Money Penalty (CMP)” for Turner, Rick D.. The recorded action date is 26 Sep 2005.PersonOCC Enforcement Actions
- Kimmel, ColleenOffice of the Comptroller of the Currency records “Cease-and-Desist Order (C&D) or Personal Cease-and-Desist Order (PC&D)” for Kimmel, Colleen. The recorded action date is 8 Feb 2024.PersonOCC Enforcement Actions
- Young, PatrickOffice of the Comptroller of the Currency records “Prohibition/Removal Orders” for Young, Patrick. The recorded action date is 31 Oct 2002.PersonOCC Enforcement Actions
- Flood, ThomasOffice of the Comptroller of the Currency records “Civil Money Penalty (CMP)” for Flood, Thomas. The recorded action date is 7 May 1990.PersonOCC Enforcement Actions
- First National Bank Of HunstvilleOffice of the Comptroller of the Currency records “Cease-and-Desist Order (C&D) or Personal Cease-and-Desist Order (PC&D)” for First National Bank Of Hunstville. The recorded action date is 29 Jun 1990. This source entry is excluded from current screening matches.OrganizationOCC Enforcement Actions
- Roberts, Pace J.Office of the Comptroller of the Currency records “Civil Money Penalty (CMP)” for Roberts, Pace J.. The recorded action date is 10 Jan 1995.PersonOCC Enforcement Actions
- First National Bank Of LisbonOffice of the Comptroller of the Currency records “Formal Agreement” for First National Bank Of Lisbon. The recorded action date is 10 Mar 1993. This source entry is excluded from current screening matches.OrganizationOCC Enforcement Actions
- Stevenson, Sharman R.Office of the Comptroller of the Currency records “Civil Money Penalty (CMP)” for Stevenson, Sharman R.. The recorded action date is 27 May 2014.PersonOCC Enforcement Actions
- Ben Franklin Bank of IllinoisOffice of the Comptroller of the Currency records “Formal Agreement” for Ben Franklin Bank of Illinois. The recorded action date is 5 Feb 2019. This source entry is excluded from current screening matches.OrganizationOCC Enforcement Actions
- Lim, JonathanOffice of the Comptroller of the Currency records “1829 Prohibition Notification” for Lim, Jonathan. The recorded action date is 27 Jul 2026.PersonOCC Enforcement Actions
- Dailey, Robert WilsonOffice of the Comptroller of the Currency records “Prohibition/Removal Orders” for Dailey, Robert Wilson. The recorded action date is 1 Oct 2015.PersonOCC Enforcement Actions
- Magnuson, Richard E.Office of the Comptroller of the Currency records “Civil Money Penalty (CMP)” for Magnuson, Richard E.. The recorded action date is 24 Aug 2010.PersonOCC Enforcement Actions
- McCants, LawrenceOffice of the Comptroller of the Currency records “Civil Money Penalty (CMP)” for McCants, Lawrence. The recorded action date is 3 Jun 2013.PersonOCC Enforcement Actions
Screen customers against the US OCC Enforcement Actions
Start free250 free live screenings • One lifetime allowance • API + dashboard • No credit card
Questions about US OCC Enforcement Actions
Who publishes US OCC Enforcement Actions?
The catalog identifies Office of the Comptroller of the Currency as the publisher in United States. Open the publisher reference. SanctionsKit’s source profile is separate from that publisher’s original records and notices.
Can I select US OCC Enforcement Actions for screening?
The current source snapshot marks US OCC Enforcement Actions as available for screening. Select its source ID, us-occ-enforcement, when your policy requires it. Check availability again when you run a request. This status does not by itself grant public browsing or export rights.
Can I browse current US OCC Enforcement Actions records here?
Current public records from US OCC Enforcement Actions can be browsed here. The current source contains 6,071 records. This counts source records, not distinct people, companies or assets. An empty name search is not a completed screening check.
May I reuse or export US OCC Enforcement Actions records?
Access to US OCC Enforcement Actions does not grant every right to copy, export or redistribute it. Read the source reuse terms and the attribution notice for the version you use. A public record page or working screening integration is not an export permission. Follow the conditions that apply to your intended use.
Continue exploring
Source discovery reference: OpenSanctions source catalog, captured . Import and record counts above come from SanctionsKit.