US OCC Enforcement Actions
Published OCC enforcement actions involving institutions, companies, and individuals.
Source availability
Available for screening
6,071 source records are available in the current dataset.
Records can overlap across lists; this is not a count of unique people or organizations.
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- Our refresh schedule
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Data overview
OCC Enforcement Actions is published by Office of the Comptroller of the Currency.
The available version contains 6,071 source records before any name search.
The entity-type breakdown is 3,361 people and 2,710 organizations.
- Source records
- 6,071
- Publicly browsable records
- 6,071
- Entity types present
- 2
Record types and how to read these counts
Records by entity type
- People
- 3,361
- Organizations
- 2,710
- Other / unspecified
- 0
What these numbers mean
Counts describe this source’s current available records, before any name search. Records can overlap within and across lists. They are not counts of unique entities.
Publicly browsable records are the portion available in the public directory. A record’s presence does not by itself establish an active sanction.
Organizations include companies and other bodies. Other / unspecified means the source record has no more specific supported type.
What this source covers
The official export includes action types, start dates, termination dates, document references, amounts, and subject matters. It includes historical and terminated actions and is not guaranteed comprehensive. Certain pre-December 23, 2022 prohibition notifications are excluded by the publisher, and older OTS actions are in a separate archive.
Distinguish the action from its current effect
An enforcement action is not automatically a financial sanction or an ongoing prohibition. Consult the original order and current OCC search for its scope, modification, and termination. Exact termination dates end current screening eligibility; missing or N/A dates remain explicitly uncertain. Inconsistent publisher dates are preserved and flagged.
- Read the stated action type and procedural status.
- Check the decision, dates and later amendments.
- Keep different orders about the same named party distinct.
Public source records
- Pedersen, RichardOffice of the Comptroller of the Currency records “Civil Money Penalty (CMP)” for Pedersen, Richard. The recorded action date is 13 Dec 2018.PersonOCC Enforcement Actions
- Corbin, Barry L.Office of the Comptroller of the Currency records “C&D or PC&D Requiring Restitution” for Corbin, Barry L.. The recorded action date is 3 Jan 2007.PersonOCC Enforcement Actions
- Culbertson, Lloyd K.Office of the Comptroller of the Currency records “Civil Money Penalty (CMP)” for Culbertson, Lloyd K.. The recorded action date is 8 Oct 2004.PersonOCC Enforcement Actions
- Bankmeridian, National AssociationOffice of the Comptroller of the Currency records “Formal Agreement” for Bankmeridian, National Association. The recorded action date is 22 Jan 2010. This source entry is excluded from current screening matches.OrganizationOCC Enforcement Actions
- Murphy, Timothy G.Office of the Comptroller of the Currency records “Civil Money Penalty (CMP)” for Murphy, Timothy G.. The recorded action date is 24 Jun 1999.PersonOCC Enforcement Actions
- City National BankOffice of the Comptroller of the Currency records “Cease-and-Desist Order (C&D) or Personal Cease-and-Desist Order (PC&D)” for City National Bank. The recorded action date is 23 Feb 2005. This source entry is excluded from current screening matches.OrganizationOCC Enforcement Actions
- Western National Bank Of Colorado SpringsOffice of the Comptroller of the Currency records “Formal Agreement” for Western National Bank Of Colorado Springs. The recorded action date is 24 Sep 1991. This source entry is excluded from current screening matches.OrganizationOCC Enforcement Actions
- Franklin National Bank of VirginiaOffice of the Comptroller of the Currency records “Formal Agreement” for Franklin National Bank of Virginia. The recorded action date is 11 Jul 1991. This source entry is excluded from current screening matches.OrganizationOCC Enforcement Actions
- Taffe, ShantelOffice of the Comptroller of the Currency records “Prohibition/Removal Orders” for Taffe, Shantel. The recorded action date is 18 Aug 2020.PersonOCC Enforcement Actions
- Fritz, TonyOffice of the Comptroller of the Currency records “Cease-and-Desist Order (C&D) or Personal Cease-and-Desist Order (PC&D)” for Fritz, Tony. The recorded action date is 22 Aug 2022.PersonOCC Enforcement Actions
- Hogg, JonOffice of the Comptroller of the Currency records “Civil Money Penalty (CMP)” for Hogg, Jon. The recorded action date is 24 Jun 2004.PersonOCC Enforcement Actions
- Gibraltar Private Bank & Trust Co.Office of the Comptroller of the Currency records “Cease-and-Desist Order (C&D) or Personal Cease-and-Desist Order (PC&D)” for Gibraltar Private Bank & Trust Co.. The recorded action date is 16 Oct 2014. This source entry is excluded from current screening matches.OrganizationOCC Enforcement Actions
- Canyon National BankOffice of the Comptroller of the Currency records “Capital Directive” for Canyon National Bank. The recorded action date is 13 Oct 2010. This source entry is excluded from current screening matches.OrganizationOCC Enforcement Actions
- The First National Bank of LaytonOffice of the Comptroller of the Currency records “Formal Agreement” for The First National Bank of Layton. The recorded action date is 13 Aug 2008. This source entry is excluded from current screening matches.OrganizationOCC Enforcement Actions
- Wiley, Scott T.Office of the Comptroller of the Currency records “Civil Money Penalty (CMP)” for Wiley, Scott T.. The recorded action date is 8 Mar 1994.PersonOCC Enforcement Actions
- First National Bank of The Mid-CitiesOffice of the Comptroller of the Currency records “Formal Agreement” for First National Bank of The Mid-Cities. The recorded action date is 16 Aug 2006. This source entry is excluded from current screening matches.OrganizationOCC Enforcement Actions
- Treasury BankOffice of the Comptroller of the Currency records “Formal Agreement” for Treasury Bank. The recorded action date is 3 Oct 1999. This source entry is excluded from current screening matches.OrganizationOCC Enforcement Actions
- Stull, BrianOffice of the Comptroller of the Currency records “Prohibition/Removal Orders” for Stull, Brian. The recorded action date is 7 Jun 2004.PersonOCC Enforcement Actions
- World Trade Bank, National AssociationOffice of the Comptroller of the Currency records “Cease-and-Desist Order (C&D) or Personal Cease-and-Desist Order (PC&D)” for World Trade Bank, National Association. The recorded action date is 14 May 1992. This source entry is excluded from current screening matches.OrganizationOCC Enforcement Actions
- First FS & LAOffice of the Comptroller of the Currency records “Civil Money Penalty (CMP)” for First FS & LA. The recorded action date is 31 Oct 2017.OrganizationOCC Enforcement Actions
- Jurun, Nicholas L.Office of the Comptroller of the Currency records “Civil Money Penalty (CMP)” for Jurun, Nicholas L.. The recorded action date is 14 Feb 2024.PersonOCC Enforcement Actions
- Gardner, BonnieOffice of the Comptroller of the Currency records “Prohibition/Removal Orders” for Gardner, Bonnie. The recorded action date is 16 Sep 2002.PersonOCC Enforcement Actions
- Adams, StephenOffice of the Comptroller of the Currency records “Prohibition/Removal Orders” for Adams, Stephen. The recorded action date is 5 Feb 2024.PersonOCC Enforcement Actions
- Diaz, KelvinOffice of the Comptroller of the Currency records “Prohibition/Removal Orders” for Diaz, Kelvin. The recorded action date is 11 May 2007.PersonOCC Enforcement Actions
- Bank One, Texas, N.A.Office of the Comptroller of the Currency records “Securities Enforcement Action” for Bank One, Texas, N.A.. The recorded action date is 24 Jan 1992.OrganizationOCC Enforcement Actions
- Brown, Trenton W.Office of the Comptroller of the Currency records “Cease-and-Desist Order (C&D) or Personal Cease-and-Desist Order (PC&D)” for Brown, Trenton W.. The recorded action date is 7 Feb 2014.PersonOCC Enforcement Actions
- The Farmers National Bank of DanvilleOffice of the Comptroller of the Currency records “Civil Money Penalty (CMP)” for The Farmers National Bank of Danville. The recorded action date is 18 Jan 2006.OrganizationOCC Enforcement Actions
- Garza, Marcelino D.Office of the Comptroller of the Currency records “Prohibition/Removal Orders” for Garza, Marcelino D.. The recorded action date is 20 Aug 2001.PersonOCC Enforcement Actions
- Hoffmann, Robert A.Office of the Comptroller of the Currency records “Civil Money Penalty (CMP)” for Hoffmann, Robert A.. The recorded action date is 21 Aug 2000.PersonOCC Enforcement Actions
- Greathouse, CarlyleOffice of the Comptroller of the Currency records “Civil Money Penalty (CMP)” for Greathouse, Carlyle. The recorded action date is 10 Nov 1992.PersonOCC Enforcement Actions
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Questions about US OCC Enforcement Actions
Who publishes US OCC Enforcement Actions?
The catalog identifies Office of the Comptroller of the Currency as the publisher in United States. Open the publisher reference. SanctionsKit’s source profile is separate from that publisher’s original records and notices.
Can I select US OCC Enforcement Actions for screening?
The current source snapshot marks US OCC Enforcement Actions as available for screening. Select its source ID, us-occ-enforcement, when your policy requires it. Check availability again when you run a request. This status does not by itself grant public browsing or export rights.
Can I browse current US OCC Enforcement Actions records here?
Current public records from US OCC Enforcement Actions can be browsed here. The current source contains 6,071 records. This counts source records, not distinct people, companies or assets. An empty name search is not a completed screening check.
May I reuse or export US OCC Enforcement Actions records?
Access to US OCC Enforcement Actions does not grant every right to copy, export or redistribute it. Read the source reuse terms and the attribution notice for the version you use. A public record page or working screening integration is not an export permission. Follow the conditions that apply to your intended use.
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Source discovery reference: OpenSanctions source catalog, captured . Import and record counts above come from SanctionsKit.