US OCC Enforcement Actions
Published OCC enforcement actions involving institutions, companies, and individuals.
Source availability
Available for screening
6,071 source records are available in the current dataset.
Records can overlap across lists; this is not a count of unique people or organizations.
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- Our refresh schedule
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Data overview
OCC Enforcement Actions is published by Office of the Comptroller of the Currency.
The available version contains 6,071 source records before any name search.
The entity-type breakdown is 3,361 people and 2,710 organizations.
- Source records
- 6,071
- Publicly browsable records
- 6,071
- Entity types present
- 2
Record types and how to read these counts
Records by entity type
- People
- 3,361
- Organizations
- 2,710
- Other / unspecified
- 0
What these numbers mean
Counts describe this source’s current available records, before any name search. Records can overlap within and across lists. They are not counts of unique entities.
Publicly browsable records are the portion available in the public directory. A record’s presence does not by itself establish an active sanction.
Organizations include companies and other bodies. Other / unspecified means the source record has no more specific supported type.
What this source covers
The official export includes action types, start dates, termination dates, document references, amounts, and subject matters. It includes historical and terminated actions and is not guaranteed comprehensive. Certain pre-December 23, 2022 prohibition notifications are excluded by the publisher, and older OTS actions are in a separate archive.
Distinguish the action from its current effect
An enforcement action is not automatically a financial sanction or an ongoing prohibition. Consult the original order and current OCC search for its scope, modification, and termination. Exact termination dates end current screening eligibility; missing or N/A dates remain explicitly uncertain. Inconsistent publisher dates are preserved and flagged.
- Read the stated action type and procedural status.
- Check the decision, dates and later amendments.
- Keep different orders about the same named party distinct.
Public source records
- Usher, RichardOffice of the Comptroller of the Currency records “Notice of Charges” for Usher, Richard. The recorded action date is 11 Aug 2020. This source entry is excluded from current screening matches.PersonOCC Enforcement Actions
- McCrea, AndreaOffice of the Comptroller of the Currency records “Prohibition/Removal Orders” for McCrea, Andrea. The recorded action date is 18 Jul 2011.PersonOCC Enforcement Actions
- Pialet, WendellOffice of the Comptroller of the Currency records “Prohibition/Removal Orders” for Pialet, Wendell. The recorded action date is 20 Nov 2024.PersonOCC Enforcement Actions
- Nasser, Ezequiel EdmondOffice of the Comptroller of the Currency records “Cease-and-Desist Order (C&D) or Personal Cease-and-Desist Order (PC&D)” for Nasser, Ezequiel Edmond. The recorded action date is 30 Apr 2004.PersonOCC Enforcement Actions
- Lopez, Irene F.Office of the Comptroller of the Currency records “Civil Money Penalty (CMP)” for Lopez, Irene F.. The recorded action date is 27 Jan 1993.PersonOCC Enforcement Actions
- Stefek, JohnOffice of the Comptroller of the Currency records “Civil Money Penalty (CMP)” for Stefek, John. The recorded action date is 20 Apr 1993.PersonOCC Enforcement Actions
- Freedom Bank, N.A.Office of the Comptroller of the Currency records “Cease-and-Desist Order (C&D) or Personal Cease-and-Desist Order (PC&D)” for Freedom Bank, N.A.. The recorded action date is 3 Dec 1991. This source entry is excluded from current screening matches.OrganizationOCC Enforcement Actions
- Chukwuma, Oliver O.Office of the Comptroller of the Currency records “Prohibition/Removal Orders” for Chukwuma, Oliver O.. The recorded action date is 9 Jul 2007.PersonOCC Enforcement Actions
- First Citizens National Bank of Upper Sandusky, TheOffice of the Comptroller of the Currency records “Civil Money Penalty (CMP)” for First Citizens National Bank of Upper Sandusky, The. The recorded action date is 22 Oct 1991.OrganizationOCC Enforcement Actions
- Pitman, E.D.Office of the Comptroller of the Currency records “Civil Money Penalty (CMP)” for Pitman, E.D.. The recorded action date is 5 Oct 1992.PersonOCC Enforcement Actions
- Beeks, James WesleyOffice of the Comptroller of the Currency records “Prohibition/Removal Orders” for Beeks, James Wesley. The recorded action date is 7 Apr 2000.PersonOCC Enforcement Actions
- Galloni, DavidOffice of the Comptroller of the Currency records “Cease-and-Desist Order (C&D) or Personal Cease-and-Desist Order (PC&D)” for Galloni, David. The recorded action date is 13 Oct 2020.PersonOCC Enforcement Actions
- Continental National Bank Of MiamiOffice of the Comptroller of the Currency records “Cease-and-Desist Order (C&D) or Personal Cease-and-Desist Order (PC&D)” for Continental National Bank Of Miami. The recorded action date is 10 Nov 1992. This source entry is excluded from current screening matches.OrganizationOCC Enforcement Actions
- Hall, JaniceOffice of the Comptroller of the Currency records “Civil Money Penalty (CMP)” for Hall, Janice. The recorded action date is 26 Apr 2018.PersonOCC Enforcement Actions
- Maxwell, Aja SimoneOffice of the Comptroller of the Currency records “C&D or PC&D Requiring Restitution” for Maxwell, Aja Simone. The recorded action date is 15 Mar 2004.PersonOCC Enforcement Actions
- Rosemount National BankOffice of the Comptroller of the Currency records “Formal Agreement” for Rosemount National Bank. The recorded action date is 20 Feb 2009. This source entry is excluded from current screening matches.OrganizationOCC Enforcement Actions
- Leatherwood, Clarence "Ed"Office of the Comptroller of the Currency records “Civil Money Penalty (CMP)” for Leatherwood, Clarence "Ed". The recorded action date is 1 Oct 1991.PersonOCC Enforcement Actions
- Liberty FSBOffice of the Comptroller of the Currency records “Prompt Corrective Action (PCA) Directive” for Liberty FSB. The recorded action date is 22 Dec 2010. This source entry is excluded from current screening matches.OrganizationOCC Enforcement Actions
- Jurun, Nicholas L.Office of the Comptroller of the Currency records “Cease-and-Desist Order (C&D) or Personal Cease-and-Desist Order (PC&D)” for Jurun, Nicholas L.. The recorded action date is 14 Feb 2024.PersonOCC Enforcement Actions
- Madeux, RaymondOffice of the Comptroller of the Currency records “Civil Money Penalty (CMP)” for Madeux, Raymond. The recorded action date is 16 Dec 1995.PersonOCC Enforcement Actions
- Ward, HenryOffice of the Comptroller of the Currency records “Prohibition/Removal Orders” for Ward, Henry. The recorded action date is 3 Dec 1991.PersonOCC Enforcement Actions
- McSorley, RoseannOffice of the Comptroller of the Currency records “Civil Money Penalty (CMP)” for McSorley, Roseann. The recorded action date is 28 Oct 2019.PersonOCC Enforcement Actions
- Reyna, Gloria MedinaOffice of the Comptroller of the Currency records “Prohibition/Removal Orders” for Reyna, Gloria Medina. The recorded action date is 25 May 1990.PersonOCC Enforcement Actions
- Liberty National BankOffice of the Comptroller of the Currency records “Cease-and-Desist Order (C&D) or Personal Cease-and-Desist Order (PC&D)” for Liberty National Bank. The recorded action date is 19 Apr 1991. This source entry is excluded from current screening matches.OrganizationOCC Enforcement Actions
- Universal BankOffice of the Comptroller of the Currency records “Cease-and-Desist Order (C&D) or Personal Cease-and-Desist Order (PC&D)” for Universal Bank. The recorded action date is 20 Oct 2011. This source entry is excluded from current screening matches.OrganizationOCC Enforcement Actions
- Flint, Vernon W.Office of the Comptroller of the Currency records “Civil Money Penalty (CMP)” for Flint, Vernon W.. The recorded action date is 27 May 2014.PersonOCC Enforcement Actions
- Community National Bank in MonmouthOffice of the Comptroller of the Currency records “Formal Agreement” for Community National Bank in Monmouth. The recorded action date is 17 Jul 2017. This source entry is excluded from current screening matches.OrganizationOCC Enforcement Actions
- Union Bank of California, National AssociationOffice of the Comptroller of the Currency records “Cease-and-Desist Order (C&D) or Personal Cease-and-Desist Order (PC&D)” for Union Bank of California, National Association. The recorded action date is 14 Sep 2007. This source entry is excluded from current screening matches.OrganizationOCC Enforcement Actions
- Bank One, West Virginia, Williamson, N. A.Office of the Comptroller of the Currency records “Civil Money Penalty (CMP)” for Bank One, West Virginia, Williamson, N. A.. The recorded action date is 18 Feb 1994.OrganizationOCC Enforcement Actions
- Capital One Bank (USA), National AssociationOffice of the Comptroller of the Currency records “Civil Money Penalty (CMP)” for Capital One Bank (USA), National Association. The recorded action date is 17 Jul 2012.OrganizationOCC Enforcement Actions
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Questions about US OCC Enforcement Actions
Who publishes US OCC Enforcement Actions?
The catalog identifies Office of the Comptroller of the Currency as the publisher in United States. Open the publisher reference. SanctionsKit’s source profile is separate from that publisher’s original records and notices.
Can I select US OCC Enforcement Actions for screening?
The current source snapshot marks US OCC Enforcement Actions as available for screening. Select its source ID, us-occ-enforcement, when your policy requires it. Check availability again when you run a request. This status does not by itself grant public browsing or export rights.
Can I browse current US OCC Enforcement Actions records here?
Current public records from US OCC Enforcement Actions can be browsed here. The current source contains 6,071 records. This counts source records, not distinct people, companies or assets. An empty name search is not a completed screening check.
May I reuse or export US OCC Enforcement Actions records?
Access to US OCC Enforcement Actions does not grant every right to copy, export or redistribute it. Read the source reuse terms and the attribution notice for the version you use. A public record page or working screening integration is not an export permission. Follow the conditions that apply to your intended use.
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Source discovery reference: OpenSanctions source catalog, captured . Import and record counts above come from SanctionsKit.