US OCC Enforcement Actions
Published OCC enforcement actions involving institutions, companies, and individuals.
Source availability
Available for screening
6,071 source records are available in the current dataset.
Records can overlap across lists; this is not a count of unique people or organizations.
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- Our refresh schedule
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Data overview
OCC Enforcement Actions is published by Office of the Comptroller of the Currency.
The available version contains 6,071 source records before any name search.
The entity-type breakdown is 3,361 people and 2,710 organizations.
- Source records
- 6,071
- Publicly browsable records
- 6,071
- Entity types present
- 2
Record types and how to read these counts
Records by entity type
- People
- 3,361
- Organizations
- 2,710
- Other / unspecified
- 0
What these numbers mean
Counts describe this source’s current available records, before any name search. Records can overlap within and across lists. They are not counts of unique entities.
Publicly browsable records are the portion available in the public directory. A record’s presence does not by itself establish an active sanction.
Organizations include companies and other bodies. Other / unspecified means the source record has no more specific supported type.
What this source covers
The official export includes action types, start dates, termination dates, document references, amounts, and subject matters. It includes historical and terminated actions and is not guaranteed comprehensive. Certain pre-December 23, 2022 prohibition notifications are excluded by the publisher, and older OTS actions are in a separate archive.
Distinguish the action from its current effect
An enforcement action is not automatically a financial sanction or an ongoing prohibition. Consult the original order and current OCC search for its scope, modification, and termination. Exact termination dates end current screening eligibility; missing or N/A dates remain explicitly uncertain. Inconsistent publisher dates are preserved and flagged.
- Read the stated action type and procedural status.
- Check the decision, dates and later amendments.
- Keep different orders about the same named party distinct.
Public source records
- Sachem Trust National AssociationOffice of the Comptroller of the Currency records “Cease-and-Desist Order (C&D) or Personal Cease-and-Desist Order (PC&D)” for Sachem Trust National Association. The recorded action date is 25 Feb 1997. This source entry is excluded from current screening matches.OrganizationOCC Enforcement Actions
- Vanderpool, RichardOffice of the Comptroller of the Currency records “Civil Money Penalty (CMP)” for Vanderpool, Richard. The recorded action date is 1 Mar 2012.PersonOCC Enforcement Actions
- Dear, MarshallOffice of the Comptroller of the Currency records “C&D or PC&D Requiring Restitution” for Dear, Marshall. The recorded action date is 9 Jun 1995.PersonOCC Enforcement Actions
- East Texas National BankOffice of the Comptroller of the Currency records “Cease-and-Desist Order (C&D) or Personal Cease-and-Desist Order (PC&D)” for East Texas National Bank. The recorded action date is 25 Aug 1998. This source entry is excluded from current screening matches.OrganizationOCC Enforcement Actions
- NBC Bank - Eagle Pass, National AssociationOffice of the Comptroller of the Currency records “Formal Agreement” for NBC Bank - Eagle Pass, National Association. The recorded action date is 9 Dec 1991. This source entry is excluded from current screening matches.OrganizationOCC Enforcement Actions
- Miler, Martin C.Office of the Comptroller of the Currency records “Civil Money Penalty (CMP)” for Miler, Martin C.. The recorded action date is 19 Apr 1993.PersonOCC Enforcement Actions
- Gateway National BankOffice of the Comptroller of the Currency records “Formal Agreement” for Gateway National Bank. The recorded action date is 11 Dec 1989. This source entry is excluded from current screening matches.OrganizationOCC Enforcement Actions
- Knaack, William A.Office of the Comptroller of the Currency records “Civil Money Penalty (CMP)” for Knaack, William A.. The recorded action date is 17 Jul 1991.PersonOCC Enforcement Actions
- Associated Bank, National AssociationOffice of the Comptroller of the Currency records “Civil Money Penalty (CMP)” for Associated Bank, National Association. The recorded action date is 26 Jun 2014.OrganizationOCC Enforcement Actions
- Kostakopoulos, Yasemin K.Office of the Comptroller of the Currency records “Civil Money Penalty (CMP)” for Kostakopoulos, Yasemin K.. The recorded action date is 21 Jan 2016.PersonOCC Enforcement Actions
- First National Bank And Trust Company Of HoldenvilleOffice of the Comptroller of the Currency records “Cease-and-Desist Order (C&D) or Personal Cease-and-Desist Order (PC&D)” for First National Bank And Trust Company Of Holdenville. The recorded action date is 11 Jul 1991. This source entry is excluded from current screening matches.OrganizationOCC Enforcement Actions
- Medina, RuellOffice of the Comptroller of the Currency records “Civil Money Penalty (CMP)” for Medina, Ruell. The recorded action date is 12 May 2022.PersonOCC Enforcement Actions
- Dorman, AmieOffice of the Comptroller of the Currency records “Civil Money Penalty (CMP)” for Dorman, Amie. The recorded action date is 30 Sep 2019.PersonOCC Enforcement Actions
- North American Savings Bank, FSBOffice of the Comptroller of the Currency records “Formal Agreement” for North American Savings Bank, FSB. The recorded action date is 30 Apr 2010. This source entry is excluded from current screening matches.OrganizationOCC Enforcement Actions
- Bierschwale, Clark W.Office of the Comptroller of the Currency records “Civil Money Penalty (CMP)” for Bierschwale, Clark W.. The recorded action date is 27 Apr 2005.PersonOCC Enforcement Actions
- Elkins, ChrisOffice of the Comptroller of the Currency records “Cease-and-Desist Order (C&D) or Personal Cease-and-Desist Order (PC&D)” for Elkins, Chris. The recorded action date is 23 Jul 2019.PersonOCC Enforcement Actions
- Republic National Bank Of MiamiOffice of the Comptroller of the Currency records “Formal Agreement” for Republic National Bank Of Miami. The recorded action date is 8 Apr 1992. This source entry is excluded from current screening matches.OrganizationOCC Enforcement Actions
- Hometown National BankOffice of the Comptroller of the Currency records “Formal Agreement” for Hometown National Bank. The recorded action date is 16 Mar 2005. This source entry is excluded from current screening matches.OrganizationOCC Enforcement Actions
- Century National Bank of OklahomaOffice of the Comptroller of the Currency records “Formal Agreement” for Century National Bank of Oklahoma. The recorded action date is 8 Dec 2005. This source entry is excluded from current screening matches.OrganizationOCC Enforcement Actions
- Firestone, Ronald R.Office of the Comptroller of the Currency records “Civil Money Penalty (CMP)” for Firestone, Ronald R.. The recorded action date is 6 Nov 2001.PersonOCC Enforcement Actions
- Shipp, JohnOffice of the Comptroller of the Currency records “Civil Money Penalty (CMP)” for Shipp, John. The recorded action date is 28 May 2010.PersonOCC Enforcement Actions
- Maymi, Guido U.Office of the Comptroller of the Currency records “Civil Money Penalty (CMP)” for Maymi, Guido U.. The recorded action date is 24 May 1990.PersonOCC Enforcement Actions
- McGlynn, Dennis M.Office of the Comptroller of the Currency records “Civil Money Penalty (CMP)” for McGlynn, Dennis M.. The recorded action date is 26 Jul 2001.PersonOCC Enforcement Actions
- Greer, ReggieOffice of the Comptroller of the Currency records “Civil Money Penalty (CMP)” for Greer, Reggie. The recorded action date is 25 Jun 1993.PersonOCC Enforcement Actions
- Leeseberg, Roger P.Office of the Comptroller of the Currency records “Prohibition/Removal Orders” for Leeseberg, Roger P.. The recorded action date is 6 Jul 1990.PersonOCC Enforcement Actions
- Wettstein, JeffreyOffice of the Comptroller of the Currency records “Cease-and-Desist Order (C&D) or Personal Cease-and-Desist Order (PC&D)” for Wettstein, Jeffrey. The recorded action date is 23 Jun 2020.PersonOCC Enforcement Actions
- Galletti, SebastianoOffice of the Comptroller of the Currency records “Civil Money Penalty (CMP)” for Galletti, Sebastiano. The recorded action date is 7 Oct 1991.PersonOCC Enforcement Actions
- First American Bank Of Gorgia, N.A.Office of the Comptroller of the Currency records “Cease-and-Desist Order (C&D) or Personal Cease-and-Desist Order (PC&D)” for First American Bank Of Gorgia, N.A.. The recorded action date is 4 May 1992. This source entry is excluded from current screening matches.OrganizationOCC Enforcement Actions
- First National Bank USAOffice of the Comptroller of the Currency records “Formal Agreement” for First National Bank USA. The recorded action date is 21 May 2008. This source entry is excluded from current screening matches.OrganizationOCC Enforcement Actions
- Holly, David C.Office of the Comptroller of the Currency records “Civil Money Penalty (CMP)” for Holly, David C.. The recorded action date is 9 Jul 2008.PersonOCC Enforcement Actions
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Questions about US OCC Enforcement Actions
Who publishes US OCC Enforcement Actions?
The catalog identifies Office of the Comptroller of the Currency as the publisher in United States. Open the publisher reference. SanctionsKit’s source profile is separate from that publisher’s original records and notices.
Can I select US OCC Enforcement Actions for screening?
The current source snapshot marks US OCC Enforcement Actions as available for screening. Select its source ID, us-occ-enforcement, when your policy requires it. Check availability again when you run a request. This status does not by itself grant public browsing or export rights.
Can I browse current US OCC Enforcement Actions records here?
Current public records from US OCC Enforcement Actions can be browsed here. The current source contains 6,071 records. This counts source records, not distinct people, companies or assets. An empty name search is not a completed screening check.
May I reuse or export US OCC Enforcement Actions records?
Access to US OCC Enforcement Actions does not grant every right to copy, export or redistribute it. Read the source reuse terms and the attribution notice for the version you use. A public record page or working screening integration is not an export permission. Follow the conditions that apply to your intended use.
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Source discovery reference: OpenSanctions source catalog, captured . Import and record counts above come from SanctionsKit.