US OCC Enforcement Actions
Published OCC enforcement actions involving institutions, companies, and individuals.
Source availability
Available for screening
6,071 source records are available in the current dataset.
Records can overlap across lists; this is not a count of unique people or organizations.
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- Our refresh schedule
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Data overview
OCC Enforcement Actions is published by Office of the Comptroller of the Currency.
The available version contains 6,071 source records before any name search.
The entity-type breakdown is 3,361 people and 2,710 organizations.
- Source records
- 6,071
- Publicly browsable records
- 6,071
- Entity types present
- 2
Record types and how to read these counts
Records by entity type
- People
- 3,361
- Organizations
- 2,710
- Other / unspecified
- 0
What these numbers mean
Counts describe this source’s current available records, before any name search. Records can overlap within and across lists. They are not counts of unique entities.
Publicly browsable records are the portion available in the public directory. A record’s presence does not by itself establish an active sanction.
Organizations include companies and other bodies. Other / unspecified means the source record has no more specific supported type.
What this source covers
The official export includes action types, start dates, termination dates, document references, amounts, and subject matters. It includes historical and terminated actions and is not guaranteed comprehensive. Certain pre-December 23, 2022 prohibition notifications are excluded by the publisher, and older OTS actions are in a separate archive.
Distinguish the action from its current effect
An enforcement action is not automatically a financial sanction or an ongoing prohibition. Consult the original order and current OCC search for its scope, modification, and termination. Exact termination dates end current screening eligibility; missing or N/A dates remain explicitly uncertain. Inconsistent publisher dates are preserved and flagged.
- Read the stated action type and procedural status.
- Check the decision, dates and later amendments.
- Keep different orders about the same named party distinct.
Public source records
- The First National Bank of DanvilleOffice of the Comptroller of the Currency records “Prompt Corrective Action (PCA) Directive” for The First National Bank of Danville. The recorded action date is 4 Jun 2009. This source entry is excluded from current screening matches.OrganizationOCC Enforcement Actions
- Hansen, H.R.Office of the Comptroller of the Currency records “Civil Money Penalty (CMP)” for Hansen, H.R.. The recorded action date is 27 Nov 1989.PersonOCC Enforcement Actions
- First National Bank Of North CountyOffice of the Comptroller of the Currency records “Formal Agreement” for First National Bank Of North County. The recorded action date is 18 Nov 1992. This source entry is excluded from current screening matches.OrganizationOCC Enforcement Actions
- Harwood, Fred LeroyOffice of the Comptroller of the Currency records “Prohibition/Removal Orders” for Harwood, Fred Leroy. The recorded action date is 9 May 1990.PersonOCC Enforcement Actions
- Olsen, WilliamOffice of the Comptroller of the Currency records “Prohibition/Removal Orders” for Olsen, William. The recorded action date is 28 Jan 2019.PersonOCC Enforcement Actions
- Commerce Bank, National AssociationOffice of the Comptroller of the Currency records “Civil Money Penalty (CMP)” for Commerce Bank, National Association. The recorded action date is 17 Jan 1992.OrganizationOCC Enforcement Actions
- Lifestore BankOffice of the Comptroller of the Currency records “Formal Agreement” for Lifestore Bank. The recorded action date is 4 May 2012. This source entry is excluded from current screening matches.OrganizationOCC Enforcement Actions
- Midlantic National BankOffice of the Comptroller of the Currency records “Formal Agreement” for Midlantic National Bank. The recorded action date is 22 Jul 1991. This source entry is excluded from current screening matches.OrganizationOCC Enforcement Actions
- Vasa, WilliamOffice of the Comptroller of the Currency records “Prohibition/Removal Orders” for Vasa, William. The recorded action date is 10 Oct 1995.PersonOCC Enforcement Actions
- Heartland National BankOffice of the Comptroller of the Currency records “Formal Agreement” for Heartland National Bank. The recorded action date is 14 Apr 2011. This source entry is excluded from current screening matches.OrganizationOCC Enforcement Actions
- Bjorklund, CraigOffice of the Comptroller of the Currency records “C&D or PC&D Requiring Restitution” for Bjorklund, Craig. The recorded action date is 26 Oct 2016.PersonOCC Enforcement Actions
- Patriot National BankOffice of the Comptroller of the Currency records “Formal Agreement” for Patriot National Bank. The recorded action date is 9 Feb 2009. This source entry is excluded from current screening matches.OrganizationOCC Enforcement Actions
- Pearson, RobertOffice of the Comptroller of the Currency records “Civil Money Penalty (CMP)” for Pearson, Robert. The recorded action date is 5 Jul 1991.PersonOCC Enforcement Actions
- Price, MartinOffice of the Comptroller of the Currency records “Civil Money Penalty (CMP)” for Price, Martin. The recorded action date is 18 Mar 2002.PersonOCC Enforcement Actions
- Verhotz, David F.Office of the Comptroller of the Currency records “Prohibition/Removal Orders” for Verhotz, David F.. The recorded action date is 20 Apr 2007.PersonOCC Enforcement Actions
- Herrick, JaneOffice of the Comptroller of the Currency records “Civil Money Penalty (CMP)” for Herrick, Jane. The recorded action date is 26 Mar 1990.PersonOCC Enforcement Actions
- AB & T National BankOffice of the Comptroller of the Currency records “Formal Agreement” for AB & T National Bank. The recorded action date is 27 Jul 2006. This source entry is excluded from current screening matches.OrganizationOCC Enforcement Actions
- First National BankOffice of the Comptroller of the Currency records “Formal Agreement” for First National Bank. The recorded action date is 28 Aug 2002. This source entry is excluded from current screening matches.OrganizationOCC Enforcement Actions
- Dufur, Alan D.Office of the Comptroller of the Currency records “Civil Money Penalty (CMP)” for Dufur, Alan D.. The recorded action date is 12 Aug 1998.PersonOCC Enforcement Actions
- Suburban National BankOffice of the Comptroller of the Currency records “Cease-and-Desist Order (C&D) or Personal Cease-and-Desist Order (PC&D)” for Suburban National Bank. The recorded action date is 11 Oct 1990. This source entry is excluded from current screening matches.OrganizationOCC Enforcement Actions
- Murphy, Phillip D.Office of the Comptroller of the Currency records “Prohibition/Removal Orders” for Murphy, Phillip D.. The recorded action date is 20 Jan 2015.PersonOCC Enforcement Actions
- Sangster, ChristopherOffice of the Comptroller of the Currency records “Prohibition/Removal Orders” for Sangster, Christopher. The recorded action date is 17 May 2021.PersonOCC Enforcement Actions
- Maryland Bank and Trust Company, National AssociationOffice of the Comptroller of the Currency records “Formal Agreement” for Maryland Bank and Trust Company, National Association. The recorded action date is 10 Feb 2006. This source entry is excluded from current screening matches.OrganizationOCC Enforcement Actions
- Ceresoli, DonaldOffice of the Comptroller of the Currency records “Civil Money Penalty (CMP)” for Ceresoli, Donald. The recorded action date is 11 Nov 1993.PersonOCC Enforcement Actions
- Slavie Federal Savings BankOffice of the Comptroller of the Currency records “Cease-and-Desist Order (C&D) or Personal Cease-and-Desist Order (PC&D)” for Slavie Federal Savings Bank. The recorded action date is 7 Jan 2014. This source entry is excluded from current screening matches.OrganizationOCC Enforcement Actions
- The Lake Bank, National AssociationOffice of the Comptroller of the Currency records “Cease-and-Desist Order (C&D) or Personal Cease-and-Desist Order (PC&D)” for The Lake Bank, National Association. The recorded action date is 15 Mar 2004. This source entry is excluded from current screening matches.OrganizationOCC Enforcement Actions
- Justice, William R.Office of the Comptroller of the Currency records “Prohibition/Removal Orders” for Justice, William R.. The recorded action date is 18 Oct 2007.PersonOCC Enforcement Actions
- Kolodzie, LouisOffice of the Comptroller of the Currency records “Civil Money Penalty (CMP)” for Kolodzie, Louis. The recorded action date is 12 Sep 1990.PersonOCC Enforcement Actions
- JPMorgan Bank and Trust Company, National AssociationOffice of the Comptroller of the Currency records “Civil Money Penalty (CMP)” for JPMorgan Bank and Trust Company, National Association. The recorded action date is 7 Jan 2014.OrganizationOCC Enforcement Actions
- The First National Bank of BrewsterOffice of the Comptroller of the Currency records “Cease-and-Desist Order (C&D) or Personal Cease-and-Desist Order (PC&D)” for The First National Bank of Brewster. The recorded action date is 25 Aug 2005. This source entry is excluded from current screening matches.OrganizationOCC Enforcement Actions
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Questions about US OCC Enforcement Actions
Who publishes US OCC Enforcement Actions?
The catalog identifies Office of the Comptroller of the Currency as the publisher in United States. Open the publisher reference. SanctionsKit’s source profile is separate from that publisher’s original records and notices.
Can I select US OCC Enforcement Actions for screening?
The current source snapshot marks US OCC Enforcement Actions as available for screening. Select its source ID, us-occ-enforcement, when your policy requires it. Check availability again when you run a request. This status does not by itself grant public browsing or export rights.
Can I browse current US OCC Enforcement Actions records here?
Current public records from US OCC Enforcement Actions can be browsed here. The current source contains 6,071 records. This counts source records, not distinct people, companies or assets. An empty name search is not a completed screening check.
May I reuse or export US OCC Enforcement Actions records?
Access to US OCC Enforcement Actions does not grant every right to copy, export or redistribute it. Read the source reuse terms and the attribution notice for the version you use. A public record page or working screening integration is not an export permission. Follow the conditions that apply to your intended use.
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Source discovery reference: OpenSanctions source catalog, captured . Import and record counts above come from SanctionsKit.