US OCC Enforcement Actions
Published OCC enforcement actions involving institutions, companies, and individuals.
Source availability
Available for screening
6,071 source records are available in the current dataset.
Records can overlap across lists; this is not a count of unique people or organizations.
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- Our refresh schedule
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Data overview
OCC Enforcement Actions is published by Office of the Comptroller of the Currency.
The available version contains 6,071 source records before any name search.
The entity-type breakdown is 3,361 people and 2,710 organizations.
- Source records
- 6,071
- Publicly browsable records
- 6,071
- Entity types present
- 2
Record types and how to read these counts
Records by entity type
- People
- 3,361
- Organizations
- 2,710
- Other / unspecified
- 0
What these numbers mean
Counts describe this source’s current available records, before any name search. Records can overlap within and across lists. They are not counts of unique entities.
Publicly browsable records are the portion available in the public directory. A record’s presence does not by itself establish an active sanction.
Organizations include companies and other bodies. Other / unspecified means the source record has no more specific supported type.
What this source covers
The official export includes action types, start dates, termination dates, document references, amounts, and subject matters. It includes historical and terminated actions and is not guaranteed comprehensive. Certain pre-December 23, 2022 prohibition notifications are excluded by the publisher, and older OTS actions are in a separate archive.
Distinguish the action from its current effect
An enforcement action is not automatically a financial sanction or an ongoing prohibition. Consult the original order and current OCC search for its scope, modification, and termination. Exact termination dates end current screening eligibility; missing or N/A dates remain explicitly uncertain. Inconsistent publisher dates are preserved and flagged.
- Read the stated action type and procedural status.
- Check the decision, dates and later amendments.
- Keep different orders about the same named party distinct.
Public source records
- First Suburban National BankOffice of the Comptroller of the Currency records “Civil Money Penalty (CMP)” for First Suburban National Bank. The recorded action date is 2 Feb 1998.OrganizationOCC Enforcement Actions
- Lasalle National BankOffice of the Comptroller of the Currency records “Securities Enforcement Action” for Lasalle National Bank. The recorded action date is 17 Jan 1992.OrganizationOCC Enforcement Actions
- Commonwealth Bank, FSBOffice of the Comptroller of the Currency records “Formal Agreement” for Commonwealth Bank, FSB. The recorded action date is 8 Jan 2013. This source entry is excluded from current screening matches.OrganizationOCC Enforcement Actions
- Williams, LaterrikaOffice of the Comptroller of the Currency records “Prohibition/Removal Orders” for Williams, Laterrika. The recorded action date is 23 Oct 2007.PersonOCC Enforcement Actions
- Citicorp Trust, N.A.Office of the Comptroller of the Currency records “Civil Money Penalty (CMP)” for Citicorp Trust, N.A.. The recorded action date is 20 Sep 1989.OrganizationOCC Enforcement Actions
- Bmo Harris Bank National AssociationOffice of the Comptroller of the Currency records “GLBA Agreement” for Bmo Harris Bank National Association. The recorded action date is 14 Nov 2013. This source entry is excluded from current screening matches.OrganizationOCC Enforcement Actions
- ServiceLink Holdings, LLCOffice of the Comptroller of the Currency records “Cease-and-Desist Order (C&D) or Personal Cease-and-Desist Order (PC&D)” for ServiceLink Holdings, LLC. The recorded action date is 24 Jan 2017.OrganizationOCC Enforcement Actions
- Salzberg, IsaacOffice of the Comptroller of the Currency records “Civil Money Penalty (CMP)” for Salzberg, Isaac. The recorded action date is 22 Jul 1994.PersonOCC Enforcement Actions
- Ziegler, CharlesOffice of the Comptroller of the Currency records “Civil Money Penalty (CMP)” for Ziegler, Charles. The recorded action date is 12 Jan 1994.PersonOCC Enforcement Actions
- First Federal Community Bank, National AssociationOffice of the Comptroller of the Currency records “Civil Money Penalty (CMP)” for First Federal Community Bank, National Association. The recorded action date is 24 Nov 2015.OrganizationOCC Enforcement Actions
- The Citizens National Bank Of TiptonOffice of the Comptroller of the Currency records “Civil Money Penalty (CMP)” for The Citizens National Bank Of Tipton. The recorded action date is 13 Jul 1990.OrganizationOCC Enforcement Actions
- Bassett, Josiah C.Office of the Comptroller of the Currency records “C&D or PC&D Requiring Restitution” for Bassett, Josiah C.. The recorded action date is 24 May 2004.PersonOCC Enforcement Actions
- Anderson, David D.Office of the Comptroller of the Currency records “Civil Money Penalty (CMP)” for Anderson, David D.. The recorded action date is 1 Mar 1994.PersonOCC Enforcement Actions
- Gateway Bank, F.S.B.Office of the Comptroller of the Currency records “Cease-and-Desist Order (C&D) or Personal Cease-and-Desist Order (PC&D)” for Gateway Bank, F.S.B.. The recorded action date is 24 Apr 2009. This source entry is excluded from current screening matches.OrganizationOCC Enforcement Actions
- Jackson, Robert L.Office of the Comptroller of the Currency records “Prohibition/Removal Orders” for Jackson, Robert L.. The recorded action date is 9 Apr 1996.PersonOCC Enforcement Actions
- Brannan, DavidOffice of the Comptroller of the Currency records “Prohibition/Removal Orders” for Brannan, David. The recorded action date is 3 Dec 1991.PersonOCC Enforcement Actions
- Seaway National Bank Of ChicagoOffice of the Comptroller of the Currency records “Cease-and-Desist Order (C&D) or Personal Cease-and-Desist Order (PC&D)” for Seaway National Bank Of Chicago. The recorded action date is 22 Jan 2002. This source entry is excluded from current screening matches.OrganizationOCC Enforcement Actions
- Milford National Bank And Trust CompanyOffice of the Comptroller of the Currency records “Formal Agreement” for Milford National Bank And Trust Company. The recorded action date is 31 May 1990. This source entry is excluded from current screening matches.OrganizationOCC Enforcement Actions
- Larsh, Steven S.Office of the Comptroller of the Currency records “Civil Money Penalty (CMP)” for Larsh, Steven S.. The recorded action date is 23 Feb 1999.PersonOCC Enforcement Actions
- Bohnen, Joseph M.Office of the Comptroller of the Currency records “Civil Money Penalty (CMP)” for Bohnen, Joseph M.. The recorded action date is 17 Sep 2009.PersonOCC Enforcement Actions
- Morrill, Robert A.Office of the Comptroller of the Currency records “Prohibition/Removal Orders” for Morrill, Robert A.. The recorded action date is 25 Jan 2013.PersonOCC Enforcement Actions
- Great Plains National BankOffice of the Comptroller of the Currency records “Civil Money Penalty (CMP)” for Great Plains National Bank. The recorded action date is 10 May 2010.OrganizationOCC Enforcement Actions
- Petrey, Charles L.Office of the Comptroller of the Currency records “Civil Money Penalty (CMP)” for Petrey, Charles L.. The recorded action date is 19 Apr 1993.PersonOCC Enforcement Actions
- Brannan, Stephen L.Office of the Comptroller of the Currency records “Civil Money Penalty (CMP)” for Brannan, Stephen L.. The recorded action date is 3 Dec 1991.PersonOCC Enforcement Actions
- Fia Card Services, National AssociationOffice of the Comptroller of the Currency records “C&D or PC&D Requiring Restitution” for Fia Card Services, National Association. The recorded action date is 7 Apr 2014.OrganizationOCC Enforcement Actions
- The First National Bank Of PortsmouthOffice of the Comptroller of the Currency records “Formal Agreement” for The First National Bank Of Portsmouth. The recorded action date is 3 Feb 1992. This source entry is excluded from current screening matches.OrganizationOCC Enforcement Actions
- Thoma, Eldon B. "Brac"Office of the Comptroller of the Currency records “Civil Money Penalty (CMP)” for Thoma, Eldon B. "Brac". The recorded action date is 5 Jun 2006.PersonOCC Enforcement Actions
- Weiss, DanielOffice of the Comptroller of the Currency records “Civil Money Penalty (CMP)” for Weiss, Daniel. The recorded action date is 17 Jul 2019.PersonOCC Enforcement Actions
- Oskey, Warren A.Office of the Comptroller of the Currency records “C&D or PC&D Requiring Restitution” for Oskey, Warren A.. The recorded action date is 17 Dec 1996.PersonOCC Enforcement Actions
- Sader, Harold M.Office of the Comptroller of the Currency records “Civil Money Penalty (CMP)” for Sader, Harold M.. The recorded action date is 9 Feb 1994.PersonOCC Enforcement Actions
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Questions about US OCC Enforcement Actions
Who publishes US OCC Enforcement Actions?
The catalog identifies Office of the Comptroller of the Currency as the publisher in United States. Open the publisher reference. SanctionsKit’s source profile is separate from that publisher’s original records and notices.
Can I select US OCC Enforcement Actions for screening?
The current source snapshot marks US OCC Enforcement Actions as available for screening. Select its source ID, us-occ-enforcement, when your policy requires it. Check availability again when you run a request. This status does not by itself grant public browsing or export rights.
Can I browse current US OCC Enforcement Actions records here?
Current public records from US OCC Enforcement Actions can be browsed here. The current source contains 6,071 records. This counts source records, not distinct people, companies or assets. An empty name search is not a completed screening check.
May I reuse or export US OCC Enforcement Actions records?
Access to US OCC Enforcement Actions does not grant every right to copy, export or redistribute it. Read the source reuse terms and the attribution notice for the version you use. A public record page or working screening integration is not an export permission. Follow the conditions that apply to your intended use.
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Source discovery reference: OpenSanctions source catalog, captured . Import and record counts above come from SanctionsKit.