US OCC Enforcement Actions
Published OCC enforcement actions involving institutions, companies, and individuals.
Source availability
Available for screening
6,071 source records are available in the current dataset.
Records can overlap across lists; this is not a count of unique people or organizations.
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- Our refresh schedule
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Data overview
OCC Enforcement Actions is published by Office of the Comptroller of the Currency.
The available version contains 6,071 source records before any name search.
The entity-type breakdown is 3,361 people and 2,710 organizations.
- Source records
- 6,071
- Publicly browsable records
- 6,071
- Entity types present
- 2
Record types and how to read these counts
Records by entity type
- People
- 3,361
- Organizations
- 2,710
- Other / unspecified
- 0
What these numbers mean
Counts describe this source’s current available records, before any name search. Records can overlap within and across lists. They are not counts of unique entities.
Publicly browsable records are the portion available in the public directory. A record’s presence does not by itself establish an active sanction.
Organizations include companies and other bodies. Other / unspecified means the source record has no more specific supported type.
What this source covers
The official export includes action types, start dates, termination dates, document references, amounts, and subject matters. It includes historical and terminated actions and is not guaranteed comprehensive. Certain pre-December 23, 2022 prohibition notifications are excluded by the publisher, and older OTS actions are in a separate archive.
Distinguish the action from its current effect
An enforcement action is not automatically a financial sanction or an ongoing prohibition. Consult the original order and current OCC search for its scope, modification, and termination. Exact termination dates end current screening eligibility; missing or N/A dates remain explicitly uncertain. Inconsistent publisher dates are preserved and flagged.
- Read the stated action type and procedural status.
- Check the decision, dates and later amendments.
- Keep different orders about the same named party distinct.
Public source records
- Gurganus, William AshleyOffice of the Comptroller of the Currency records “Cease-and-Desist Order (C&D) or Personal Cease-and-Desist Order (PC&D)” for Gurganus, William Ashley. The recorded action date is 15 Jun 2009.PersonOCC Enforcement Actions
- Rauschkolb, JamesOffice of the Comptroller of the Currency records “Civil Money Penalty (CMP)” for Rauschkolb, James. The recorded action date is 25 Oct 1991.PersonOCC Enforcement Actions
- Hammond, Gaines W.Office of the Comptroller of the Currency records “Prohibition/Removal Orders” for Hammond, Gaines W.. The recorded action date is 22 Dec 2009.PersonOCC Enforcement Actions
- Brown, Charles D.Office of the Comptroller of the Currency records “Cease-and-Desist Order (C&D) or Personal Cease-and-Desist Order (PC&D)” for Brown, Charles D.. The recorded action date is 29 Aug 2005.PersonOCC Enforcement Actions
- Baresel, LarryOffice of the Comptroller of the Currency records “Prohibition/Removal Orders” for Baresel, Larry. The recorded action date is 27 Nov 1989.PersonOCC Enforcement Actions
- Eilertson, EdwardOffice of the Comptroller of the Currency records “Civil Money Penalty (CMP)” for Eilertson, Edward. The recorded action date is 8 Sep 1989.PersonOCC Enforcement Actions
- Morgan, Craig A.Office of the Comptroller of the Currency records “Civil Money Penalty (CMP)” for Morgan, Craig A.. The recorded action date is 18 Jan 2005.PersonOCC Enforcement Actions
- George, Ernest L.Office of the Comptroller of the Currency records “Prohibition/Removal Orders” for George, Ernest L.. The recorded action date is 27 May 1994.PersonOCC Enforcement Actions
- Brannan, DavidOffice of the Comptroller of the Currency records “Cease-and-Desist Order (C&D) or Personal Cease-and-Desist Order (PC&D)” for Brannan, David. The recorded action date is 3 Dec 1991.PersonOCC Enforcement Actions
- Jones, CathyOffice of the Comptroller of the Currency records “Civil Money Penalty (CMP)” for Jones, Cathy. The recorded action date is 27 Jan 1993.PersonOCC Enforcement Actions
- Barbieri, Richard D.Office of the Comptroller of the Currency records “C&D or PC&D Requiring Restitution” for Barbieri, Richard D.. The recorded action date is 27 Apr 1993.PersonOCC Enforcement Actions
- Brougher, KennethOffice of the Comptroller of the Currency records “Prohibition/Removal Orders” for Brougher, Kenneth. The recorded action date is 24 Jul 2006.PersonOCC Enforcement Actions
- Meyers, Frank C.Office of the Comptroller of the Currency records “Civil Money Penalty (CMP)” for Meyers, Frank C.. The recorded action date is 21 May 1990.PersonOCC Enforcement Actions
- United Bank Of Absarokee, N.A.Office of the Comptroller of the Currency records “Formal Agreement” for United Bank Of Absarokee, N.A.. The recorded action date is 26 Oct 1992. This source entry is excluded from current screening matches.OrganizationOCC Enforcement Actions
- Rod, Gay W.Office of the Comptroller of the Currency records “Civil Money Penalty (CMP)” for Rod, Gay W.. The recorded action date is 21 Dec 2000.PersonOCC Enforcement Actions
- Clark, Carl O.Office of the Comptroller of the Currency records “Civil Money Penalty (CMP)” for Clark, Carl O.. The recorded action date is 26 Sep 2005.PersonOCC Enforcement Actions
- Jones, MiltonOffice of the Comptroller of the Currency records “Civil Money Penalty (CMP)” for Jones, Milton. The recorded action date is 3 Jan 2017.PersonOCC Enforcement Actions
- Nelson, BrettOffice of the Comptroller of the Currency records “Cease-and-Desist Order (C&D) or Personal Cease-and-Desist Order (PC&D)” for Nelson, Brett. The recorded action date is 30 Aug 2010.PersonOCC Enforcement Actions
- Pimental, BienvenidoOffice of the Comptroller of the Currency records “Prohibition/Removal Orders” for Pimental, Bienvenido. The recorded action date is 10 Oct 1996.PersonOCC Enforcement Actions
- O'Connell, Michael A.Office of the Comptroller of the Currency records “Prohibition/Removal Orders” for O'Connell, Michael A.. The recorded action date is 28 Jun 1993.PersonOCC Enforcement Actions
- Beacon FederalOffice of the Comptroller of the Currency records “Formal Agreement” for Beacon Federal. The recorded action date is 12 Jul 2012. This source entry is excluded from current screening matches.OrganizationOCC Enforcement Actions
- Medlock, JoanneOffice of the Comptroller of the Currency records “Prohibition/Removal Orders” for Medlock, Joanne. The recorded action date is 21 Dec 2011.PersonOCC Enforcement Actions
- Augustus, KaylaOffice of the Comptroller of the Currency records “1829 Prohibition Notification” for Augustus, Kayla. The recorded action date is 5 Mar 2026.PersonOCC Enforcement Actions
- Li, RongjianOffice of the Comptroller of the Currency records “1829 Prohibition Notification” for Li, Rongjian. The recorded action date is 12 Mar 2026.PersonOCC Enforcement Actions
- The First National Bank Of Port AlleganyOffice of the Comptroller of the Currency records “Formal Agreement” for The First National Bank Of Port Allegany. The recorded action date is 28 Jan 1998. This source entry is excluded from current screening matches.OrganizationOCC Enforcement Actions
- Walentowicz, Henry C.Office of the Comptroller of the Currency records “Civil Money Penalty (CMP)” for Walentowicz, Henry C.. The recorded action date is 25 Jan 2012.PersonOCC Enforcement Actions
- Miller, MelissaOffice of the Comptroller of the Currency records “Prohibition/Removal Orders” for Miller, Melissa. The recorded action date is 21 Apr 1997.PersonOCC Enforcement Actions
- McKay, CarolOffice of the Comptroller of the Currency records “1829 Prohibition Notification” for McKay, Carol. The recorded action date is 14 Dec 2023.PersonOCC Enforcement Actions
- Wells, James AlanOffice of the Comptroller of the Currency records “Cease-and-Desist Order (C&D) or Personal Cease-and-Desist Order (PC&D)” for Wells, James Alan. The recorded action date is 24 Oct 2013.PersonOCC Enforcement Actions
- Roman, SaraOffice of the Comptroller of the Currency records “Notice of Charges” for Roman, Sara. The recorded action date is 6 Mar 2020. This source entry is excluded from current screening matches.PersonOCC Enforcement Actions
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Questions about US OCC Enforcement Actions
Who publishes US OCC Enforcement Actions?
The catalog identifies Office of the Comptroller of the Currency as the publisher in United States. Open the publisher reference. SanctionsKit’s source profile is separate from that publisher’s original records and notices.
Can I select US OCC Enforcement Actions for screening?
The current source snapshot marks US OCC Enforcement Actions as available for screening. Select its source ID, us-occ-enforcement, when your policy requires it. Check availability again when you run a request. This status does not by itself grant public browsing or export rights.
Can I browse current US OCC Enforcement Actions records here?
Current public records from US OCC Enforcement Actions can be browsed here. The current source contains 6,071 records. This counts source records, not distinct people, companies or assets. An empty name search is not a completed screening check.
May I reuse or export US OCC Enforcement Actions records?
Access to US OCC Enforcement Actions does not grant every right to copy, export or redistribute it. Read the source reuse terms and the attribution notice for the version you use. A public record page or working screening integration is not an export permission. Follow the conditions that apply to your intended use.
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Source discovery reference: OpenSanctions source catalog, captured . Import and record counts above come from SanctionsKit.