US OCC Enforcement Actions
Published OCC enforcement actions involving institutions, companies, and individuals.
Source availability
Available for screening
6,071 source records are available in the current dataset.
Records can overlap across lists; this is not a count of unique people or organizations.
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- Our refresh schedule
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Data overview
OCC Enforcement Actions is published by Office of the Comptroller of the Currency.
The available version contains 6,071 source records before any name search.
The entity-type breakdown is 3,361 people and 2,710 organizations.
- Source records
- 6,071
- Publicly browsable records
- 6,071
- Entity types present
- 2
Record types and how to read these counts
Records by entity type
- People
- 3,361
- Organizations
- 2,710
- Other / unspecified
- 0
What these numbers mean
Counts describe this source’s current available records, before any name search. Records can overlap within and across lists. They are not counts of unique entities.
Publicly browsable records are the portion available in the public directory. A record’s presence does not by itself establish an active sanction.
Organizations include companies and other bodies. Other / unspecified means the source record has no more specific supported type.
What this source covers
The official export includes action types, start dates, termination dates, document references, amounts, and subject matters. It includes historical and terminated actions and is not guaranteed comprehensive. Certain pre-December 23, 2022 prohibition notifications are excluded by the publisher, and older OTS actions are in a separate archive.
Distinguish the action from its current effect
An enforcement action is not automatically a financial sanction or an ongoing prohibition. Consult the original order and current OCC search for its scope, modification, and termination. Exact termination dates end current screening eligibility; missing or N/A dates remain explicitly uncertain. Inconsistent publisher dates are preserved and flagged.
- Read the stated action type and procedural status.
- Check the decision, dates and later amendments.
- Keep different orders about the same named party distinct.
Public source records
- Honesdale National BankOffice of the Comptroller of the Currency records “Formal Agreement” for Honesdale National Bank. The recorded action date is 1 Jul 1992. This source entry is excluded from current screening matches.OrganizationOCC Enforcement Actions
- Forrest City Bank, National AssociationOffice of the Comptroller of the Currency records “Cease-and-Desist Order (C&D) or Personal Cease-and-Desist Order (PC&D)” for Forrest City Bank, National Association. The recorded action date is 25 Apr 2011. This source entry is excluded from current screening matches.OrganizationOCC Enforcement Actions
- Tsai, DavidOffice of the Comptroller of the Currency records “Civil Money Penalty (CMP)” for Tsai, David. The recorded action date is 20 Mar 1997.PersonOCC Enforcement Actions
- Southwest National BankOffice of the Comptroller of the Currency records “Cease-and-Desist Order (C&D) or Personal Cease-and-Desist Order (PC&D)” for Southwest National Bank. The recorded action date is 30 Oct 1990. This source entry is excluded from current screening matches.OrganizationOCC Enforcement Actions
- Barnes, Joseph G.Office of the Comptroller of the Currency records “Cease-and-Desist Order (C&D) or Personal Cease-and-Desist Order (PC&D)” for Barnes, Joseph G.. The recorded action date is 9 Aug 2012.PersonOCC Enforcement Actions
- U.S. Bank National AssociationOffice of the Comptroller of the Currency records “Cease-and-Desist Order (C&D) or Personal Cease-and-Desist Order (PC&D)” for U.S. Bank National Association. The recorded action date is 16 Jun 2015. This source entry is excluded from current screening matches.OrganizationOCC Enforcement Actions
- The First National Bank of WayneOffice of the Comptroller of the Currency records “Cease-and-Desist Order (C&D) or Personal Cease-and-Desist Order (PC&D)” for The First National Bank of Wayne. The recorded action date is 8 Dec 2010. This source entry is excluded from current screening matches.OrganizationOCC Enforcement Actions
- The First National Bank Of RowenaOffice of the Comptroller of the Currency records “Formal Agreement” for The First National Bank Of Rowena. The recorded action date is 9 Mar 1992. This source entry is excluded from current screening matches.OrganizationOCC Enforcement Actions
- HSBC Bank USA, National AssociationOffice of the Comptroller of the Currency records “Cease-and-Desist Order (C&D) or Personal Cease-and-Desist Order (PC&D)” for HSBC Bank USA, National Association. The recorded action date is 13 Apr 2011. This source entry is excluded from current screening matches.OrganizationOCC Enforcement Actions
- McNaughton, Earl FordOffice of the Comptroller of the Currency records “Prohibition/Removal Orders” for McNaughton, Earl Ford. The recorded action date is 22 Apr 2008.PersonOCC Enforcement Actions
- Roberts, DanielOffice of the Comptroller of the Currency records “Cease-and-Desist Order (C&D) or Personal Cease-and-Desist Order (PC&D)” for Roberts, Daniel. The recorded action date is 27 Jun 2012.PersonOCC Enforcement Actions
- Peoples National BankOffice of the Comptroller of the Currency records “Formal Agreement” for Peoples National Bank. The recorded action date is 9 Nov 1992. This source entry is excluded from current screening matches.OrganizationOCC Enforcement Actions
- McCarthy, Lynn L.Office of the Comptroller of the Currency records “Prohibition/Removal Orders” for McCarthy, Lynn L.. The recorded action date is 14 Nov 1995.PersonOCC Enforcement Actions
- First National Bank of GriffinOffice of the Comptroller of the Currency records “Formal Agreement” for First National Bank of Griffin. The recorded action date is 14 Oct 2008. This source entry is excluded from current screening matches.OrganizationOCC Enforcement Actions
- Home National BankOffice of the Comptroller of the Currency records “Civil Money Penalty (CMP)” for Home National Bank. The recorded action date is 6 Nov 2000.OrganizationOCC Enforcement Actions
- Newborn, TyroneOffice of the Comptroller of the Currency records “Prohibition/Removal Orders” for Newborn, Tyrone. The recorded action date is 19 Jul 2001.PersonOCC Enforcement Actions
- Hudgins, George D.Office of the Comptroller of the Currency records “Civil Money Penalty (CMP)” for Hudgins, George D.. The recorded action date is 19 Nov 1992.PersonOCC Enforcement Actions
- Dowdell, Kirk N.Office of the Comptroller of the Currency records “Cease-and-Desist Order (C&D) or Personal Cease-and-Desist Order (PC&D)” for Dowdell, Kirk N.. The recorded action date is 20 Sep 2016.PersonOCC Enforcement Actions
- First National Bank Of StamfordOffice of the Comptroller of the Currency records “Cease-and-Desist Order (C&D) or Personal Cease-and-Desist Order (PC&D)” for First National Bank Of Stamford. The recorded action date is 17 Jul 1991. This source entry is excluded from current screening matches.OrganizationOCC Enforcement Actions
- The Boatmen's National Bank Of St. LouisOffice of the Comptroller of the Currency records “Civil Money Penalty (CMP)” for The Boatmen's National Bank Of St. Louis. The recorded action date is 17 Jan 1992.OrganizationOCC Enforcement Actions
- McBee, Jim D.Office of the Comptroller of the Currency records “Civil Money Penalty (CMP)” for McBee, Jim D.. The recorded action date is 22 Dec 1993.PersonOCC Enforcement Actions
- Sturman, HerbertOffice of the Comptroller of the Currency records “Civil Money Penalty (CMP)” for Sturman, Herbert. The recorded action date is 22 Jul 1994.PersonOCC Enforcement Actions
- Cannon, AlinaOffice of the Comptroller of the Currency records “Cease-and-Desist Order (C&D) or Personal Cease-and-Desist Order (PC&D)” for Cannon, Alina. The recorded action date is 24 Apr 2003. This source entry is excluded from current screening matches.PersonOCC Enforcement Actions
- JPMorgan Bank and Trust Company, National AssociationOffice of the Comptroller of the Currency records “C&D or PC&D Requiring Restitution” for JPMorgan Bank and Trust Company, National Association. The recorded action date is 18 Sep 2013.OrganizationOCC Enforcement Actions
- Inter Savings Bank, FSBOffice of the Comptroller of the Currency records “Cease-and-Desist Order (C&D) or Personal Cease-and-Desist Order (PC&D)” for Inter Savings Bank, FSB. The recorded action date is 19 Jun 2009. This source entry is excluded from current screening matches.OrganizationOCC Enforcement Actions
- Knoerzer, John S.Office of the Comptroller of the Currency records “Prohibition/Removal Orders” for Knoerzer, John S.. The recorded action date is 20 Apr 1993.PersonOCC Enforcement Actions
- U.S. Bank National AssociationOffice of the Comptroller of the Currency records “Cease-and-Desist Order (C&D) or Personal Cease-and-Desist Order (PC&D)” for U.S. Bank National Association. The recorded action date is 13 Apr 2011. This source entry is excluded from current screening matches.OrganizationOCC Enforcement Actions
- Schlanser, FredOffice of the Comptroller of the Currency records “Civil Money Penalty (CMP)” for Schlanser, Fred. The recorded action date is 27 Oct 2010.PersonOCC Enforcement Actions
- Ferguson, Jeffrey ScottOffice of the Comptroller of the Currency records “Prohibition/Removal Orders” for Ferguson, Jeffrey Scott. The recorded action date is 3 Jan 2018.PersonOCC Enforcement Actions
- Organista, ChristopherOffice of the Comptroller of the Currency records “Prohibition/Removal Orders” for Organista, Christopher. The recorded action date is 17 Sep 2026.PersonOCC Enforcement Actions
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Questions about US OCC Enforcement Actions
Who publishes US OCC Enforcement Actions?
The catalog identifies Office of the Comptroller of the Currency as the publisher in United States. Open the publisher reference. SanctionsKit’s source profile is separate from that publisher’s original records and notices.
Can I select US OCC Enforcement Actions for screening?
The current source snapshot marks US OCC Enforcement Actions as available for screening. Select its source ID, us-occ-enforcement, when your policy requires it. Check availability again when you run a request. This status does not by itself grant public browsing or export rights.
Can I browse current US OCC Enforcement Actions records here?
Current public records from US OCC Enforcement Actions can be browsed here. The current source contains 6,071 records. This counts source records, not distinct people, companies or assets. An empty name search is not a completed screening check.
May I reuse or export US OCC Enforcement Actions records?
Access to US OCC Enforcement Actions does not grant every right to copy, export or redistribute it. Read the source reuse terms and the attribution notice for the version you use. A public record page or working screening integration is not an export permission. Follow the conditions that apply to your intended use.
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Source discovery reference: OpenSanctions source catalog, captured . Import and record counts above come from SanctionsKit.