US OCC Enforcement Actions
Published OCC enforcement actions involving institutions, companies, and individuals.
Source availability
Available for screening
6,071 source records are available in the current dataset.
Records can overlap across lists; this is not a count of unique people or organizations.
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- Our refresh schedule
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Data overview
OCC Enforcement Actions is published by Office of the Comptroller of the Currency.
The available version contains 6,071 source records before any name search.
The entity-type breakdown is 3,361 people and 2,710 organizations.
- Source records
- 6,071
- Publicly browsable records
- 6,071
- Entity types present
- 2
Record types and how to read these counts
Records by entity type
- People
- 3,361
- Organizations
- 2,710
- Other / unspecified
- 0
What these numbers mean
Counts describe this source’s current available records, before any name search. Records can overlap within and across lists. They are not counts of unique entities.
Publicly browsable records are the portion available in the public directory. A record’s presence does not by itself establish an active sanction.
Organizations include companies and other bodies. Other / unspecified means the source record has no more specific supported type.
What this source covers
The official export includes action types, start dates, termination dates, document references, amounts, and subject matters. It includes historical and terminated actions and is not guaranteed comprehensive. Certain pre-December 23, 2022 prohibition notifications are excluded by the publisher, and older OTS actions are in a separate archive.
Distinguish the action from its current effect
An enforcement action is not automatically a financial sanction or an ongoing prohibition. Consult the original order and current OCC search for its scope, modification, and termination. Exact termination dates end current screening eligibility; missing or N/A dates remain explicitly uncertain. Inconsistent publisher dates are preserved and flagged.
- Read the stated action type and procedural status.
- Check the decision, dates and later amendments.
- Keep different orders about the same named party distinct.
Public source records
- Calton, Melissa I.Office of the Comptroller of the Currency records “Prohibition/Removal Orders” for Calton, Melissa I.. The recorded action date is 13 Oct 2004.PersonOCC Enforcement Actions
- First Suburban National BankOffice of the Comptroller of the Currency records “Capital Directive” for First Suburban National Bank. The recorded action date is 12 Aug 2009. This source entry is excluded from current screening matches.OrganizationOCC Enforcement Actions
- American L & SAOffice of the Comptroller of the Currency records “Formal Agreement” for American L & SA. The recorded action date is 14 Jul 2010. This source entry is excluded from current screening matches.OrganizationOCC Enforcement Actions
- Greer, LannyOffice of the Comptroller of the Currency records “Cease-and-Desist Order (C&D) or Personal Cease-and-Desist Order (PC&D)” for Greer, Lanny. The recorded action date is 17 Jun 2014.PersonOCC Enforcement Actions
- First National BankOffice of the Comptroller of the Currency records “Cease-and-Desist Order (C&D) or Personal Cease-and-Desist Order (PC&D)” for First National Bank. The recorded action date is 28 Sep 2009. This source entry is excluded from current screening matches.OrganizationOCC Enforcement Actions
- Rankin, TravisOffice of the Comptroller of the Currency records “Prohibition/Removal Orders” for Rankin, Travis. The recorded action date is 9 Jul 1991.PersonOCC Enforcement Actions
- The First National Bank of ArvadaOffice of the Comptroller of the Currency records “Civil Money Penalty (CMP)” for The First National Bank of Arvada. The recorded action date is 11 Oct 2005.OrganizationOCC Enforcement Actions
- Nejaime, NormanOffice of the Comptroller of the Currency records “C&D or PC&D Requiring Restitution” for Nejaime, Norman. The recorded action date is 15 Dec 1995.PersonOCC Enforcement Actions
- Hardyman, MarkOffice of the Comptroller of the Currency records “Prohibition/Removal Orders” for Hardyman, Mark. The recorded action date is 26 Jan 2006.PersonOCC Enforcement Actions
- Park, Hyon ManOffice of the Comptroller of the Currency records “Civil Money Penalty (CMP)” for Park, Hyon Man. The recorded action date is 21 Oct 1993.PersonOCC Enforcement Actions
- American Express National BankOffice of the Comptroller of the Currency records “Civil Money Penalty (CMP)” for American Express National Bank. The recorded action date is 24 Jul 2023.OrganizationOCC Enforcement Actions
- Seligman, ScottOffice of the Comptroller of the Currency records “Prohibition/Removal Orders” for Seligman, Scott. The recorded action date is 25 Mar 2024.PersonOCC Enforcement Actions
- Penner, JosephOffice of the Comptroller of the Currency records “Civil Money Penalty (CMP)” for Penner, Joseph. The recorded action date is 3 Jan 1991.PersonOCC Enforcement Actions
- Thomason, MatthewOffice of the Comptroller of the Currency records “Notice of Charges” for Thomason, Matthew. The recorded action date is 11 Apr 2019. This source entry is excluded from current screening matches.PersonOCC Enforcement Actions
- Seacoast National BankOffice of the Comptroller of the Currency records “Civil Money Penalty (CMP)” for Seacoast National Bank. The recorded action date is 25 Jul 2006.OrganizationOCC Enforcement Actions
- First Pacific National BankOffice of the Comptroller of the Currency records “Formal Agreement” for First Pacific National Bank. The recorded action date is 22 Dec 1992. This source entry is excluded from current screening matches.OrganizationOCC Enforcement Actions
- Mesa National BankOffice of the Comptroller of the Currency records “Civil Money Penalty (CMP)” for Mesa National Bank. The recorded action date is 6 Mar 1992.OrganizationOCC Enforcement Actions
- United Bank Of Monaco, N.AOffice of the Comptroller of the Currency records “Civil Money Penalty (CMP)” for United Bank Of Monaco, N.A. The recorded action date is 18 Jul 1990.OrganizationOCC Enforcement Actions
- Saigon National BankOffice of the Comptroller of the Currency records “Formal Agreement” for Saigon National Bank. The recorded action date is 13 May 2010. This source entry is excluded from current screening matches.OrganizationOCC Enforcement Actions
- First National Bank Of GrantsOffice of the Comptroller of the Currency records “Civil Money Penalty (CMP)” for First National Bank Of Grants. The recorded action date is 13 Dec 1990.OrganizationOCC Enforcement Actions
- Gronlie, DebraOffice of the Comptroller of the Currency records “Prohibition/Removal Orders” for Gronlie, Debra. The recorded action date is 6 Jun 2000.PersonOCC Enforcement Actions
- Russell, O.C.Office of the Comptroller of the Currency records “Civil Money Penalty (CMP)” for Russell, O.C.. The recorded action date is 6 May 1993.PersonOCC Enforcement Actions
- Alabama Trust Bank, National AssociationOffice of the Comptroller of the Currency records “Formal Agreement” for Alabama Trust Bank, National Association. The recorded action date is 5 Jun 2009. This source entry is excluded from current screening matches.OrganizationOCC Enforcement Actions
- Wallace, Sheryl L.Office of the Comptroller of the Currency records “C&D or PC&D Requiring Restitution” for Wallace, Sheryl L.. The recorded action date is 23 Sep 2002.PersonOCC Enforcement Actions
- Malone, DaceyOffice of the Comptroller of the Currency records “Civil Money Penalty (CMP)” for Malone, Dacey. The recorded action date is 29 Nov 2018.PersonOCC Enforcement Actions
- Porkkonen, ArnoldOffice of the Comptroller of the Currency records “Civil Money Penalty (CMP)” for Porkkonen, Arnold. The recorded action date is 26 Feb 1990.PersonOCC Enforcement Actions
- Stevenson, Kevin W.Office of the Comptroller of the Currency records “C&D or PC&D Requiring Restitution” for Stevenson, Kevin W.. The recorded action date is 23 Mar 2016.PersonOCC Enforcement Actions
- Citizens First National BankOffice of the Comptroller of the Currency records “Cease-and-Desist Order (C&D) or Personal Cease-and-Desist Order (PC&D)” for Citizens First National Bank. The recorded action date is 16 Oct 1990. This source entry is excluded from current screening matches.OrganizationOCC Enforcement Actions
- Kimball, John G.Office of the Comptroller of the Currency records “Civil Money Penalty (CMP)” for Kimball, John G.. The recorded action date is 5 Oct 2009.PersonOCC Enforcement Actions
- Olaiz, Pamela I.Office of the Comptroller of the Currency records “Prohibition/Removal Orders” for Olaiz, Pamela I.. The recorded action date is 24 Aug 2004.PersonOCC Enforcement Actions
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Questions about US OCC Enforcement Actions
Who publishes US OCC Enforcement Actions?
The catalog identifies Office of the Comptroller of the Currency as the publisher in United States. Open the publisher reference. SanctionsKit’s source profile is separate from that publisher’s original records and notices.
Can I select US OCC Enforcement Actions for screening?
The current source snapshot marks US OCC Enforcement Actions as available for screening. Select its source ID, us-occ-enforcement, when your policy requires it. Check availability again when you run a request. This status does not by itself grant public browsing or export rights.
Can I browse current US OCC Enforcement Actions records here?
Current public records from US OCC Enforcement Actions can be browsed here. The current source contains 6,071 records. This counts source records, not distinct people, companies or assets. An empty name search is not a completed screening check.
May I reuse or export US OCC Enforcement Actions records?
Access to US OCC Enforcement Actions does not grant every right to copy, export or redistribute it. Read the source reuse terms and the attribution notice for the version you use. A public record page or working screening integration is not an export permission. Follow the conditions that apply to your intended use.
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Source discovery reference: OpenSanctions source catalog, captured . Import and record counts above come from SanctionsKit.