US OCC Enforcement Actions
Published OCC enforcement actions involving institutions, companies, and individuals.
Source availability
Available for screening
6,071 source records are available in the current dataset.
Records can overlap across lists; this is not a count of unique people or organizations.
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- Our refresh schedule
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Data overview
OCC Enforcement Actions is published by Office of the Comptroller of the Currency.
The available version contains 6,071 source records before any name search.
The entity-type breakdown is 3,361 people and 2,710 organizations.
- Source records
- 6,071
- Publicly browsable records
- 6,071
- Entity types present
- 2
Record types and how to read these counts
Records by entity type
- People
- 3,361
- Organizations
- 2,710
- Other / unspecified
- 0
What these numbers mean
Counts describe this source’s current available records, before any name search. Records can overlap within and across lists. They are not counts of unique entities.
Publicly browsable records are the portion available in the public directory. A record’s presence does not by itself establish an active sanction.
Organizations include companies and other bodies. Other / unspecified means the source record has no more specific supported type.
What this source covers
The official export includes action types, start dates, termination dates, document references, amounts, and subject matters. It includes historical and terminated actions and is not guaranteed comprehensive. Certain pre-December 23, 2022 prohibition notifications are excluded by the publisher, and older OTS actions are in a separate archive.
Distinguish the action from its current effect
An enforcement action is not automatically a financial sanction or an ongoing prohibition. Consult the original order and current OCC search for its scope, modification, and termination. Exact termination dates end current screening eligibility; missing or N/A dates remain explicitly uncertain. Inconsistent publisher dates are preserved and flagged.
- Read the stated action type and procedural status.
- Check the decision, dates and later amendments.
- Keep different orders about the same named party distinct.
Public source records
- Kessler, LisaOffice of the Comptroller of the Currency records “Prohibition/Removal Orders” for Kessler, Lisa. The recorded action date is 7 Feb 2014.PersonOCC Enforcement Actions
- Miceli, Jerry F.Office of the Comptroller of the Currency records “Civil Money Penalty (CMP)” for Miceli, Jerry F.. The recorded action date is 13 Mar 2013.PersonOCC Enforcement Actions
- McFarland, Timothy J.Office of the Comptroller of the Currency records “Civil Money Penalty (CMP)” for McFarland, Timothy J.. The recorded action date is 14 Jul 1993.PersonOCC Enforcement Actions
- United Credit National BankOffice of the Comptroller of the Currency records “Cease-and-Desist Order (C&D) or Personal Cease-and-Desist Order (PC&D)” for United Credit National Bank. The recorded action date is 25 Feb 2000. This source entry is excluded from current screening matches.OrganizationOCC Enforcement Actions
- Hobgood, DarrellOffice of the Comptroller of the Currency records “Cease-and-Desist Order (C&D) or Personal Cease-and-Desist Order (PC&D)” for Hobgood, Darrell. The recorded action date is 28 Sep 2004.PersonOCC Enforcement Actions
- First National Bank Of GlenwoodOffice of the Comptroller of the Currency records “Civil Money Penalty (CMP)” for First National Bank Of Glenwood. The recorded action date is 28 Apr 1994.OrganizationOCC Enforcement Actions
- First National Bank of PicayuneOffice of the Comptroller of the Currency records “Civil Money Penalty (CMP)” for First National Bank of Picayune. The recorded action date is 20 May 2013.OrganizationOCC Enforcement Actions
- Wells Fargo Bank, National AssociationOffice of the Comptroller of the Currency records “Cease-and-Desist Order (C&D) or Personal Cease-and-Desist Order (PC&D)” for Wells Fargo Bank, National Association. The recorded action date is 6 Sep 2016. This source entry is excluded from current screening matches.OrganizationOCC Enforcement Actions
- Olsen, WilliamOffice of the Comptroller of the Currency records “Civil Money Penalty (CMP)” for Olsen, William. The recorded action date is 28 Jan 2019.PersonOCC Enforcement Actions
- The State National Bank Of GarfieldOffice of the Comptroller of the Currency records “Cease-and-Desist Order (C&D) or Personal Cease-and-Desist Order (PC&D)” for The State National Bank Of Garfield. The recorded action date is 17 Jul 1995. This source entry is excluded from current screening matches.OrganizationOCC Enforcement Actions
- Smith, Carol HarrisonOffice of the Comptroller of the Currency records “Civil Money Penalty (CMP)” for Smith, Carol Harrison. The recorded action date is 13 Apr 2007.PersonOCC Enforcement Actions
- Kasper, John B.Office of the Comptroller of the Currency records “Civil Money Penalty (CMP)” for Kasper, John B.. The recorded action date is 26 Jul 1993.PersonOCC Enforcement Actions
- Legacy National BankOffice of the Comptroller of the Currency records “Formal Agreement” for Legacy National Bank. The recorded action date is 24 Apr 2008. This source entry is excluded from current screening matches.OrganizationOCC Enforcement Actions
- Hudson, JohnOffice of the Comptroller of the Currency records “Prohibition/Removal Orders” for Hudson, John. The recorded action date is 27 Nov 1989.PersonOCC Enforcement Actions
- Beaver, ByranOffice of the Comptroller of the Currency records “1829 Prohibition Notification” for Beaver, Byran. The recorded action date is 7 Mar 2024.PersonOCC Enforcement Actions
- Los Alamos National BankOffice of the Comptroller of the Currency records “Formal Agreement” for Los Alamos National Bank. The recorded action date is 26 Jan 2010. This source entry is excluded from current screening matches.OrganizationOCC Enforcement Actions
- Wright, BennieOffice of the Comptroller of the Currency records “Cease-and-Desist Order (C&D) or Personal Cease-and-Desist Order (PC&D)” for Wright, Bennie. The recorded action date is 8 Aug 2012.PersonOCC Enforcement Actions
- The National Bank of StamfordOffice of the Comptroller of the Currency records “Formal Agreement” for The National Bank of Stamford. The recorded action date is 15 Nov 2005. This source entry is excluded from current screening matches.OrganizationOCC Enforcement Actions
- Hill, Gilbert D.Office of the Comptroller of the Currency records “Civil Money Penalty (CMP)” for Hill, Gilbert D.. The recorded action date is 25 Jun 1991.PersonOCC Enforcement Actions
- Doty, J. RichardOffice of the Comptroller of the Currency records “Civil Money Penalty (CMP)” for Doty, J. Richard. The recorded action date is 17 May 1993.PersonOCC Enforcement Actions
- Widman, William L.Office of the Comptroller of the Currency records “Civil Money Penalty (CMP)” for Widman, William L.. The recorded action date is 5 Oct 1992.PersonOCC Enforcement Actions
- Ziegler, CharlesOffice of the Comptroller of the Currency records “Prohibition/Removal Orders” for Ziegler, Charles. The recorded action date is 12 Jan 1994.PersonOCC Enforcement Actions
- Masilla, Thomas A.Office of the Comptroller of the Currency records “Civil Money Penalty (CMP)” for Masilla, Thomas A.. The recorded action date is 18 Aug 1993.PersonOCC Enforcement Actions
- Sun National BankOffice of the Comptroller of the Currency records “Formal Agreement” for Sun National Bank. The recorded action date is 15 Apr 2010. This source entry is excluded from current screening matches.OrganizationOCC Enforcement Actions
- Western Family National BankOffice of the Comptroller of the Currency records “Cease-and-Desist Order (C&D) or Personal Cease-and-Desist Order (PC&D)” for Western Family National Bank. The recorded action date is 15 Mar 1994. This source entry is excluded from current screening matches.OrganizationOCC Enforcement Actions
- Marshall Bank, National AssociationOffice of the Comptroller of the Currency records “Civil Money Penalty (CMP)” for Marshall Bank, National Association. The recorded action date is 9 Nov 2009.OrganizationOCC Enforcement Actions
- Maine National BankOffice of the Comptroller of the Currency records “Cease-and-Desist Order (C&D) or Personal Cease-and-Desist Order (PC&D)” for Maine National Bank. The recorded action date is 4 May 1990. This source entry is excluded from current screening matches.OrganizationOCC Enforcement Actions
- Medlock, JoanneOffice of the Comptroller of the Currency records “Notice of Charges” for Medlock, Joanne. The recorded action date is 11 May 2011. This source entry is excluded from current screening matches.PersonOCC Enforcement Actions
- Leseberg, AndrewOffice of the Comptroller of the Currency records “Prohibition/Removal Orders” for Leseberg, Andrew. The recorded action date is 4 Oct 2023.PersonOCC Enforcement Actions
- Greer, JerryOffice of the Comptroller of the Currency records “Civil Money Penalty (CMP)” for Greer, Jerry. The recorded action date is 17 Jun 2014.PersonOCC Enforcement Actions
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Questions about US OCC Enforcement Actions
Who publishes US OCC Enforcement Actions?
The catalog identifies Office of the Comptroller of the Currency as the publisher in United States. Open the publisher reference. SanctionsKit’s source profile is separate from that publisher’s original records and notices.
Can I select US OCC Enforcement Actions for screening?
The current source snapshot marks US OCC Enforcement Actions as available for screening. Select its source ID, us-occ-enforcement, when your policy requires it. Check availability again when you run a request. This status does not by itself grant public browsing or export rights.
Can I browse current US OCC Enforcement Actions records here?
Current public records from US OCC Enforcement Actions can be browsed here. The current source contains 6,071 records. This counts source records, not distinct people, companies or assets. An empty name search is not a completed screening check.
May I reuse or export US OCC Enforcement Actions records?
Access to US OCC Enforcement Actions does not grant every right to copy, export or redistribute it. Read the source reuse terms and the attribution notice for the version you use. A public record page or working screening integration is not an export permission. Follow the conditions that apply to your intended use.
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Source discovery reference: OpenSanctions source catalog, captured . Import and record counts above come from SanctionsKit.