US OCC Enforcement Actions
Published OCC enforcement actions involving institutions, companies, and individuals.
Source availability
Available for screening
6,071 source records are available in the current dataset.
Records can overlap across lists; this is not a count of unique people or organizations.
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- Our refresh schedule
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Data overview
OCC Enforcement Actions is published by Office of the Comptroller of the Currency.
The available version contains 6,071 source records before any name search.
The entity-type breakdown is 3,361 people and 2,710 organizations.
- Source records
- 6,071
- Publicly browsable records
- 6,071
- Entity types present
- 2
Record types and how to read these counts
Records by entity type
- People
- 3,361
- Organizations
- 2,710
- Other / unspecified
- 0
What these numbers mean
Counts describe this source’s current available records, before any name search. Records can overlap within and across lists. They are not counts of unique entities.
Publicly browsable records are the portion available in the public directory. A record’s presence does not by itself establish an active sanction.
Organizations include companies and other bodies. Other / unspecified means the source record has no more specific supported type.
What this source covers
The official export includes action types, start dates, termination dates, document references, amounts, and subject matters. It includes historical and terminated actions and is not guaranteed comprehensive. Certain pre-December 23, 2022 prohibition notifications are excluded by the publisher, and older OTS actions are in a separate archive.
Distinguish the action from its current effect
An enforcement action is not automatically a financial sanction or an ongoing prohibition. Consult the original order and current OCC search for its scope, modification, and termination. Exact termination dates end current screening eligibility; missing or N/A dates remain explicitly uncertain. Inconsistent publisher dates are preserved and flagged.
- Read the stated action type and procedural status.
- Check the decision, dates and later amendments.
- Keep different orders about the same named party distinct.
Public source records
- Stillwell, Michael R.Office of the Comptroller of the Currency records “Prohibition/Removal Orders” for Stillwell, Michael R.. The recorded action date is 12 May 2003.PersonOCC Enforcement Actions
- Lisbony, DanielOffice of the Comptroller of the Currency records “C&D or PC&D Requiring Restitution” for Lisbony, Daniel. The recorded action date is 10 Apr 1998.PersonOCC Enforcement Actions
- Hurley, FrancesOffice of the Comptroller of the Currency records “Cease-and-Desist Order (C&D) or Personal Cease-and-Desist Order (PC&D)” for Hurley, Frances. The recorded action date is 24 Nov 1999.PersonOCC Enforcement Actions
- Nixon, James V.Office of the Comptroller of the Currency records “Prohibition/Removal Orders” for Nixon, James V.. The recorded action date is 15 Jun 2009.PersonOCC Enforcement Actions
- Yesh, Kathy A.Office of the Comptroller of the Currency records “Cease-and-Desist Order (C&D) or Personal Cease-and-Desist Order (PC&D)” for Yesh, Kathy A.. The recorded action date is 3 Dec 2007.PersonOCC Enforcement Actions
- Gold Country National BankOffice of the Comptroller of the Currency records “Formal Agreement” for Gold Country National Bank. The recorded action date is 7 Sep 2000. This source entry is excluded from current screening matches.OrganizationOCC Enforcement Actions
- Godfrey, WesleyOffice of the Comptroller of the Currency records “Civil Money Penalty (CMP)” for Godfrey, Wesley. The recorded action date is 14 Dec 1992.PersonOCC Enforcement Actions
- Home National BankOffice of the Comptroller of the Currency records “Cease-and-Desist Order (C&D) or Personal Cease-and-Desist Order (PC&D)” for Home National Bank. The recorded action date is 30 Apr 2001. This source entry is excluded from current screening matches.OrganizationOCC Enforcement Actions
- Galloway, James D.Office of the Comptroller of the Currency records “Civil Money Penalty (CMP)” for Galloway, James D.. The recorded action date is 4 May 1992.PersonOCC Enforcement Actions
- Young, LarryOffice of the Comptroller of the Currency records “Civil Money Penalty (CMP)” for Young, Larry. The recorded action date is 1 Oct 1990.PersonOCC Enforcement Actions
- Jacobs, John M.R.Office of the Comptroller of the Currency records “Prohibition/Removal Orders” for Jacobs, John M.R.. The recorded action date is 19 Jan 2007.PersonOCC Enforcement Actions
- McKinney, Donald K.Office of the Comptroller of the Currency records “Prohibition/Removal Orders” for McKinney, Donald K.. The recorded action date is 13 May 2005.PersonOCC Enforcement Actions
- Banco Do Estado Do ParanaOffice of the Comptroller of the Currency records “Civil Money Penalty (CMP)” for Banco Do Estado Do Parana. The recorded action date is 24 May 2000.OrganizationOCC Enforcement Actions
- Ryan, JohnOffice of the Comptroller of the Currency records “Civil Money Penalty (CMP)” for Ryan, John. The recorded action date is 28 Jul 2022.PersonOCC Enforcement Actions
- Home National BankOffice of the Comptroller of the Currency records “Formal Agreement” for Home National Bank. The recorded action date is 18 Jun 2008. This source entry is excluded from current screening matches.OrganizationOCC Enforcement Actions
- Leasburg, Vincent H.Office of the Comptroller of the Currency records “Civil Money Penalty (CMP)” for Leasburg, Vincent H.. The recorded action date is 26 Sep 2005.PersonOCC Enforcement Actions
- UBS AG Miami BranchOffice of the Comptroller of the Currency records “Cease-and-Desist Order (C&D) or Personal Cease-and-Desist Order (PC&D)” for UBS AG Miami Branch. The recorded action date is 31 May 2018. This source entry is excluded from current screening matches.OrganizationOCC Enforcement Actions
- Sickels, Vicki W.Office of the Comptroller of the Currency records “Prohibition/Removal Orders” for Sickels, Vicki W.. The recorded action date is 19 Nov 2009.PersonOCC Enforcement Actions
- Vineyard National BankOffice of the Comptroller of the Currency records “Formal Agreement” for Vineyard National Bank. The recorded action date is 5 Mar 1996. This source entry is excluded from current screening matches.OrganizationOCC Enforcement Actions
- Reader, Norman H.Office of the Comptroller of the Currency records “Civil Money Penalty (CMP)” for Reader, Norman H.. The recorded action date is 10 Jul 1992.PersonOCC Enforcement Actions
- First National Bank of NevadaOffice of the Comptroller of the Currency records “Cease-and-Desist Order (C&D) or Personal Cease-and-Desist Order (PC&D)” for First National Bank of Nevada. The recorded action date is 4 Jun 2008. This source entry is excluded from current screening matches.OrganizationOCC Enforcement Actions
- Maddox, Dewayne ShannonOffice of the Comptroller of the Currency records “Prohibition/Removal Orders” for Maddox, Dewayne Shannon. The recorded action date is 3 Mar 2016.PersonOCC Enforcement Actions
- Kuehne, Ernest W.Office of the Comptroller of the Currency records “Civil Money Penalty (CMP)” for Kuehne, Ernest W.. The recorded action date is 1 Dec 1992.PersonOCC Enforcement Actions
- Valley Capital Bank, National AssociationOffice of the Comptroller of the Currency records “Cease-and-Desist Order (C&D) or Personal Cease-and-Desist Order (PC&D)” for Valley Capital Bank, National Association. The recorded action date is 16 Oct 2008. This source entry is excluded from current screening matches.OrganizationOCC Enforcement Actions
- Bodkin, L. JosephOffice of the Comptroller of the Currency records “Prohibition/Removal Orders” for Bodkin, L. Joseph. The recorded action date is 26 Aug 1994.PersonOCC Enforcement Actions
- Kroesen, CurtisOffice of the Comptroller of the Currency records “Prohibition/Removal Orders” for Kroesen, Curtis. The recorded action date is 30 May 2012.PersonOCC Enforcement Actions
- Ho, StevenOffice of the Comptroller of the Currency records “Prohibition/Removal Orders” for Ho, Steven. The recorded action date is 18 May 2026.PersonOCC Enforcement Actions
- Soper, John E.Office of the Comptroller of the Currency records “Civil Money Penalty (CMP)” for Soper, John E.. The recorded action date is 3 Jan 2014.PersonOCC Enforcement Actions
- Brown, EdwinOffice of the Comptroller of the Currency records “Civil Money Penalty (CMP)” for Brown, Edwin. The recorded action date is 14 Nov 1990.PersonOCC Enforcement Actions
- First National Bank in PawhuskaOffice of the Comptroller of the Currency records “Cease-and-Desist Order (C&D) or Personal Cease-and-Desist Order (PC&D)” for First National Bank in Pawhuska. The recorded action date is 22 Oct 2009. This source entry is excluded from current screening matches.OrganizationOCC Enforcement Actions
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Questions about US OCC Enforcement Actions
Who publishes US OCC Enforcement Actions?
The catalog identifies Office of the Comptroller of the Currency as the publisher in United States. Open the publisher reference. SanctionsKit’s source profile is separate from that publisher’s original records and notices.
Can I select US OCC Enforcement Actions for screening?
The current source snapshot marks US OCC Enforcement Actions as available for screening. Select its source ID, us-occ-enforcement, when your policy requires it. Check availability again when you run a request. This status does not by itself grant public browsing or export rights.
Can I browse current US OCC Enforcement Actions records here?
Current public records from US OCC Enforcement Actions can be browsed here. The current source contains 6,071 records. This counts source records, not distinct people, companies or assets. An empty name search is not a completed screening check.
May I reuse or export US OCC Enforcement Actions records?
Access to US OCC Enforcement Actions does not grant every right to copy, export or redistribute it. Read the source reuse terms and the attribution notice for the version you use. A public record page or working screening integration is not an export permission. Follow the conditions that apply to your intended use.
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Source discovery reference: OpenSanctions source catalog, captured . Import and record counts above come from SanctionsKit.