US OCC Enforcement Actions
Published OCC enforcement actions involving institutions, companies, and individuals.
Source availability
Available for screening
6,071 source records are available in the current dataset.
Records can overlap across lists; this is not a count of unique people or organizations.
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- Our refresh schedule
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Data overview
OCC Enforcement Actions is published by Office of the Comptroller of the Currency.
The available version contains 6,071 source records before any name search.
The entity-type breakdown is 3,361 people and 2,710 organizations.
- Source records
- 6,071
- Publicly browsable records
- 6,071
- Entity types present
- 2
Record types and how to read these counts
Records by entity type
- People
- 3,361
- Organizations
- 2,710
- Other / unspecified
- 0
What these numbers mean
Counts describe this source’s current available records, before any name search. Records can overlap within and across lists. They are not counts of unique entities.
Publicly browsable records are the portion available in the public directory. A record’s presence does not by itself establish an active sanction.
Organizations include companies and other bodies. Other / unspecified means the source record has no more specific supported type.
What this source covers
The official export includes action types, start dates, termination dates, document references, amounts, and subject matters. It includes historical and terminated actions and is not guaranteed comprehensive. Certain pre-December 23, 2022 prohibition notifications are excluded by the publisher, and older OTS actions are in a separate archive.
Distinguish the action from its current effect
An enforcement action is not automatically a financial sanction or an ongoing prohibition. Consult the original order and current OCC search for its scope, modification, and termination. Exact termination dates end current screening eligibility; missing or N/A dates remain explicitly uncertain. Inconsistent publisher dates are preserved and flagged.
- Read the stated action type and procedural status.
- Check the decision, dates and later amendments.
- Keep different orders about the same named party distinct.
Public source records
- Citibank, N.A.Office of the Comptroller of the Currency records “Securities Enforcement Action” for Citibank, N.A.. The recorded action date is 24 Jun 1992. This source entry is excluded from current screening matches.OrganizationOCC Enforcement Actions
- Rozenblum, Horacio BernardoOffice of the Comptroller of the Currency records “Civil Money Penalty (CMP)” for Rozenblum, Horacio Bernardo. The recorded action date is 30 Jan 1998.PersonOCC Enforcement Actions
- Lossia, Darren A.Office of the Comptroller of the Currency records “Prohibition/Removal Orders” for Lossia, Darren A.. The recorded action date is 14 Dec 2001.PersonOCC Enforcement Actions
- First National BankOffice of the Comptroller of the Currency records “Formal Agreement” for First National Bank. The recorded action date is 7 Jun 2013. This source entry is excluded from current screening matches.OrganizationOCC Enforcement Actions
- United Americas Bank, National AssociationOffice of the Comptroller of the Currency records “Cease-and-Desist Order (C&D) or Personal Cease-and-Desist Order (PC&D)” for United Americas Bank, National Association. The recorded action date is 7 Oct 2010. This source entry is excluded from current screening matches.OrganizationOCC Enforcement Actions
- Heritage Bank, National AssociationOffice of the Comptroller of the Currency records “Cease-and-Desist Order (C&D) or Personal Cease-and-Desist Order (PC&D)” for Heritage Bank, National Association. The recorded action date is 2 Apr 2024. This source entry is excluded from current screening matches.OrganizationOCC Enforcement Actions
- First National Bank of WyomingOffice of the Comptroller of the Currency records “Cease-and-Desist Order (C&D) or Personal Cease-and-Desist Order (PC&D)” for First National Bank of Wyoming. The recorded action date is 15 Dec 2009. This source entry is excluded from current screening matches.OrganizationOCC Enforcement Actions
- Norris, CarrollOffice of the Comptroller of the Currency records “Civil Money Penalty (CMP)” for Norris, Carroll. The recorded action date is 12 May 2004.PersonOCC Enforcement Actions
- Jones, JasmineOffice of the Comptroller of the Currency records “1829 Prohibition Notification” for Jones, Jasmine. The recorded action date is 12 Mar 2025.PersonOCC Enforcement Actions
- Mission Valley Bank National AssociationOffice of the Comptroller of the Currency records “Cease-and-Desist Order (C&D) or Personal Cease-and-Desist Order (PC&D)” for Mission Valley Bank National Association. The recorded action date is 9 Apr 1991. This source entry is excluded from current screening matches.OrganizationOCC Enforcement Actions
- Lee, James T.Office of the Comptroller of the Currency records “Civil Money Penalty (CMP)” for Lee, James T.. The recorded action date is 27 May 2003.PersonOCC Enforcement Actions
- Zwick, Charles J.Office of the Comptroller of the Currency records “Cease-and-Desist Order (C&D) or Personal Cease-and-Desist Order (PC&D)” for Zwick, Charles J.. The recorded action date is 17 May 1991. This source entry is excluded from current screening matches.PersonOCC Enforcement Actions
- Jefferson National BankOffice of the Comptroller of the Currency records “Cease-and-Desist Order (C&D) or Personal Cease-and-Desist Order (PC&D)” for Jefferson National Bank. The recorded action date is 2 Dec 1992. This source entry is excluded from current screening matches.OrganizationOCC Enforcement Actions
- Bernstein, SheldonOffice of the Comptroller of the Currency records “Civil Money Penalty (CMP)” for Bernstein, Sheldon. The recorded action date is 26 Jan 1998.PersonOCC Enforcement Actions
- Fong, BrianOffice of the Comptroller of the Currency records “1829 Prohibition Notification” for Fong, Brian. The recorded action date is 20 Dec 2023.PersonOCC Enforcement Actions
- Wing Lung Bank LimitedOffice of the Comptroller of the Currency records “Cease-and-Desist Order (C&D) or Personal Cease-and-Desist Order (PC&D)” for Wing Lung Bank Limited. The recorded action date is 17 Nov 2005. This source entry is excluded from current screening matches.OrganizationOCC Enforcement Actions
- Coyle, JamieOffice of the Comptroller of the Currency records “Prohibition/Removal Orders” for Coyle, Jamie. The recorded action date is 16 Feb 2023.PersonOCC Enforcement Actions
- Van Valer, Richard C.Office of the Comptroller of the Currency records “Civil Money Penalty (CMP)” for Van Valer, Richard C.. The recorded action date is 11 Apr 1994.PersonOCC Enforcement Actions
- First Exchange Bank Of Little Rock, National AssociationOffice of the Comptroller of the Currency records “Cease-and-Desist Order (C&D) or Personal Cease-and-Desist Order (PC&D)” for First Exchange Bank Of Little Rock, National Association. The recorded action date is 22 May 1991. This source entry is excluded from current screening matches.OrganizationOCC Enforcement Actions
- First Niagara Bank, National AssociationOffice of the Comptroller of the Currency records “Civil Money Penalty (CMP)” for First Niagara Bank, National Association. The recorded action date is 25 Jul 2016.OrganizationOCC Enforcement Actions
- Eyman, CatherineOffice of the Comptroller of the Currency records “Prohibition/Removal Orders” for Eyman, Catherine. The recorded action date is 6 May 2021.PersonOCC Enforcement Actions
- Jones-Cotton, PriscillaOffice of the Comptroller of the Currency records “Prohibition/Removal Orders” for Jones-Cotton, Priscilla. The recorded action date is 30 May 2024.PersonOCC Enforcement Actions
- Parker, John A.Office of the Comptroller of the Currency records “Civil Money Penalty (CMP)” for Parker, John A.. The recorded action date is 21 Dec 2000.PersonOCC Enforcement Actions
- Hedrick, Donald E.Office of the Comptroller of the Currency records “Civil Money Penalty (CMP)” for Hedrick, Donald E.. The recorded action date is 14 Oct 1992.PersonOCC Enforcement Actions
- Wheeler, EricOffice of the Comptroller of the Currency records “Prohibition/Removal Orders” for Wheeler, Eric. The recorded action date is 30 Aug 2010.PersonOCC Enforcement Actions
- Greenberg Traurig LLPOffice of the Comptroller of the Currency records “Civil Money Penalty (CMP)” for Greenberg Traurig LLP. The recorded action date is 31 Oct 2006.OrganizationOCC Enforcement Actions
- Liberty National BankOffice of the Comptroller of the Currency records “Formal Agreement” for Liberty National Bank. The recorded action date is 27 Dec 2007. This source entry is excluded from current screening matches.OrganizationOCC Enforcement Actions
- The First National Bank of TalladegaOffice of the Comptroller of the Currency records “Formal Agreement” for The First National Bank of Talladega. The recorded action date is 16 Mar 2012. This source entry is excluded from current screening matches.OrganizationOCC Enforcement Actions
- Bowden, Clifford "Hugh"Office of the Comptroller of the Currency records “Prohibition/Removal Orders” for Bowden, Clifford "Hugh". The recorded action date is 23 Apr 2009.PersonOCC Enforcement Actions
- Jump, Ralph E.Office of the Comptroller of the Currency records “Civil Money Penalty (CMP)” for Jump, Ralph E.. The recorded action date is 8 Jun 2005.PersonOCC Enforcement Actions
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Questions about US OCC Enforcement Actions
Who publishes US OCC Enforcement Actions?
The catalog identifies Office of the Comptroller of the Currency as the publisher in United States. Open the publisher reference. SanctionsKit’s source profile is separate from that publisher’s original records and notices.
Can I select US OCC Enforcement Actions for screening?
The current source snapshot marks US OCC Enforcement Actions as available for screening. Select its source ID, us-occ-enforcement, when your policy requires it. Check availability again when you run a request. This status does not by itself grant public browsing or export rights.
Can I browse current US OCC Enforcement Actions records here?
Current public records from US OCC Enforcement Actions can be browsed here. The current source contains 6,071 records. This counts source records, not distinct people, companies or assets. An empty name search is not a completed screening check.
May I reuse or export US OCC Enforcement Actions records?
Access to US OCC Enforcement Actions does not grant every right to copy, export or redistribute it. Read the source reuse terms and the attribution notice for the version you use. A public record page or working screening integration is not an export permission. Follow the conditions that apply to your intended use.
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Source discovery reference: OpenSanctions source catalog, captured . Import and record counts above come from SanctionsKit.