US OCC Enforcement Actions
Published OCC enforcement actions involving institutions, companies, and individuals.
Source availability
Available for screening
6,071 source records are available in the current dataset.
Records can overlap across lists; this is not a count of unique people or organizations.
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- Our refresh schedule
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Data overview
OCC Enforcement Actions is published by Office of the Comptroller of the Currency.
The available version contains 6,071 source records before any name search.
The entity-type breakdown is 3,361 people and 2,710 organizations.
- Source records
- 6,071
- Publicly browsable records
- 6,071
- Entity types present
- 2
Record types and how to read these counts
Records by entity type
- People
- 3,361
- Organizations
- 2,710
- Other / unspecified
- 0
What these numbers mean
Counts describe this source’s current available records, before any name search. Records can overlap within and across lists. They are not counts of unique entities.
Publicly browsable records are the portion available in the public directory. A record’s presence does not by itself establish an active sanction.
Organizations include companies and other bodies. Other / unspecified means the source record has no more specific supported type.
What this source covers
The official export includes action types, start dates, termination dates, document references, amounts, and subject matters. It includes historical and terminated actions and is not guaranteed comprehensive. Certain pre-December 23, 2022 prohibition notifications are excluded by the publisher, and older OTS actions are in a separate archive.
Distinguish the action from its current effect
An enforcement action is not automatically a financial sanction or an ongoing prohibition. Consult the original order and current OCC search for its scope, modification, and termination. Exact termination dates end current screening eligibility; missing or N/A dates remain explicitly uncertain. Inconsistent publisher dates are preserved and flagged.
- Read the stated action type and procedural status.
- Check the decision, dates and later amendments.
- Keep different orders about the same named party distinct.
Public source records
- High Desert BankOffice of the Comptroller of the Currency records “Cease-and-Desist Order (C&D) or Personal Cease-and-Desist Order (PC&D)” for High Desert Bank. The recorded action date is 16 Jul 2014. This source entry is excluded from current screening matches.OrganizationOCC Enforcement Actions
- Ounesy, Joy S.Office of the Comptroller of the Currency records “Prohibition/Removal Orders” for Ounesy, Joy S.. The recorded action date is 20 Jul 2005.PersonOCC Enforcement Actions
- Waller, Morris I.Office of the Comptroller of the Currency records “Civil Money Penalty (CMP)” for Waller, Morris I.. The recorded action date is 20 Dec 1989.PersonOCC Enforcement Actions
- Community Federal Savings BankOffice of the Comptroller of the Currency records “Cease-and-Desist Order (C&D) or Personal Cease-and-Desist Order (PC&D)” for Community Federal Savings Bank. The recorded action date is 24 Apr 2026.OrganizationOCC Enforcement Actions
- Carcamo, JocelynOffice of the Comptroller of the Currency records “Prohibition/Removal Orders” for Carcamo, Jocelyn. The recorded action date is 25 Jul 1997.PersonOCC Enforcement Actions
- Cohen, RogerOffice of the Comptroller of the Currency records “Civil Money Penalty (CMP)” for Cohen, Roger. The recorded action date is 18 Jun 1991.PersonOCC Enforcement Actions
- Espinosa, MarilyOffice of the Comptroller of the Currency records “Prohibition/Removal Orders” for Espinosa, Marily. The recorded action date is 8 Nov 2023.PersonOCC Enforcement Actions
- First National Bank at DarlingtonOffice of the Comptroller of the Currency records “Cease-and-Desist Order (C&D) or Personal Cease-and-Desist Order (PC&D)” for First National Bank at Darlington. The recorded action date is 7 May 2002. This source entry is excluded from current screening matches.OrganizationOCC Enforcement Actions
- Cumberland Valley National Bank & Trust CompanyOffice of the Comptroller of the Currency records “Formal Agreement” for Cumberland Valley National Bank & Trust Company. The recorded action date is 22 Oct 2001. This source entry is excluded from current screening matches.OrganizationOCC Enforcement Actions
- Guinn, Dotson R.Office of the Comptroller of the Currency records “Prohibition/Removal Orders” for Guinn, Dotson R.. The recorded action date is 16 Aug 1994.PersonOCC Enforcement Actions
- Sangster, ChristopherOffice of the Comptroller of the Currency records “Cease-and-Desist Order (C&D) or Personal Cease-and-Desist Order (PC&D)” for Sangster, Christopher. The recorded action date is 17 May 2021.PersonOCC Enforcement Actions
- Fidelity National BankOffice of the Comptroller of the Currency records “Cease-and-Desist Order (C&D) or Personal Cease-and-Desist Order (PC&D)” for Fidelity National Bank. The recorded action date is 16 Dec 1992. This source entry is excluded from current screening matches.OrganizationOCC Enforcement Actions
- Feskorn, Margaret S.Office of the Comptroller of the Currency records “Cease-and-Desist Order (C&D) or Personal Cease-and-Desist Order (PC&D)” for Feskorn, Margaret S.. The recorded action date is 15 Aug 2007. This source entry is excluded from current screening matches.PersonOCC Enforcement Actions
- Kim, Sunnie S.Office of the Comptroller of the Currency records “Cease-and-Desist Order (C&D) or Personal Cease-and-Desist Order (PC&D)” for Kim, Sunnie S.. The recorded action date is 21 Dec 1994.PersonOCC Enforcement Actions
- American National BankOffice of the Comptroller of the Currency records “Formal Agreement” for American National Bank. The recorded action date is 5 Jan 2012. This source entry is excluded from current screening matches.OrganizationOCC Enforcement Actions
- Kirby, Timothy BOffice of the Comptroller of the Currency records “Civil Money Penalty (CMP)” for Kirby, Timothy B. The recorded action date is 1 Oct 1990.PersonOCC Enforcement Actions
- Rabobank, National AssociationOffice of the Comptroller of the Currency records “Civil Money Penalty (CMP)” for Rabobank, National Association. The recorded action date is 27 Mar 2017.OrganizationOCC Enforcement Actions
- Wiley, Scott T.Office of the Comptroller of the Currency records “Prohibition/Removal Orders” for Wiley, Scott T.. The recorded action date is 8 Mar 1994.PersonOCC Enforcement Actions
- First National Bank Of West Des MoinesOffice of the Comptroller of the Currency records “Formal Agreement” for First National Bank Of West Des Moines. The recorded action date is 30 Mar 1992. This source entry is excluded from current screening matches.OrganizationOCC Enforcement Actions
- The Baraboo National BankOffice of the Comptroller of the Currency records “Cease-and-Desist Order (C&D) or Personal Cease-and-Desist Order (PC&D)” for The Baraboo National Bank. The recorded action date is 9 Jan 2013. This source entry is excluded from current screening matches.OrganizationOCC Enforcement Actions
- Riggs National Bank Of Washington, D.C.Office of the Comptroller of the Currency records “Formal Agreement” for Riggs National Bank Of Washington, D.C.. The recorded action date is 14 May 1993. This source entry is excluded from current screening matches.OrganizationOCC Enforcement Actions
- Mueller, Gary R.Office of the Comptroller of the Currency records “Civil Money Penalty (CMP)” for Mueller, Gary R.. The recorded action date is 19 Aug 1998.PersonOCC Enforcement Actions
- Omni National BankOffice of the Comptroller of the Currency records “Cease-and-Desist Order (C&D) or Personal Cease-and-Desist Order (PC&D)” for Omni National Bank. The recorded action date is 7 Oct 2008. This source entry is excluded from current screening matches.OrganizationOCC Enforcement Actions
- The First National Bank of WynneOffice of the Comptroller of the Currency records “Formal Agreement” for The First National Bank of Wynne. The recorded action date is 6 Oct 2009. This source entry is excluded from current screening matches.OrganizationOCC Enforcement Actions
- Graves, JackelineOffice of the Comptroller of the Currency records “Prohibition/Removal Orders” for Graves, Jackeline. The recorded action date is 4 Feb 2025.PersonOCC Enforcement Actions
- Rivero, MarioOffice of the Comptroller of the Currency records “1829 Prohibition Notification” for Rivero, Mario. The recorded action date is 16 May 2025.PersonOCC Enforcement Actions
- Malone, JanisOffice of the Comptroller of the Currency records “C&D or PC&D Requiring Restitution” for Malone, Janis. The recorded action date is 17 Mar 2009.PersonOCC Enforcement Actions
- Broumas, John G.Office of the Comptroller of the Currency records “Prohibition/Removal Orders” for Broumas, John G.. The recorded action date is 22 Apr 1992.PersonOCC Enforcement Actions
- Gladewater National BankOffice of the Comptroller of the Currency records “Cease-and-Desist Order (C&D) or Personal Cease-and-Desist Order (PC&D)” for Gladewater National Bank. The recorded action date is 12 Dec 1991. This source entry is excluded from current screening matches.OrganizationOCC Enforcement Actions
- Saei, MichaelOffice of the Comptroller of the Currency records “Civil Money Penalty (CMP)” for Saei, Michael. The recorded action date is 10 Apr 2002.PersonOCC Enforcement Actions
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Questions about US OCC Enforcement Actions
Who publishes US OCC Enforcement Actions?
The catalog identifies Office of the Comptroller of the Currency as the publisher in United States. Open the publisher reference. SanctionsKit’s source profile is separate from that publisher’s original records and notices.
Can I select US OCC Enforcement Actions for screening?
The current source snapshot marks US OCC Enforcement Actions as available for screening. Select its source ID, us-occ-enforcement, when your policy requires it. Check availability again when you run a request. This status does not by itself grant public browsing or export rights.
Can I browse current US OCC Enforcement Actions records here?
Current public records from US OCC Enforcement Actions can be browsed here. The current source contains 6,071 records. This counts source records, not distinct people, companies or assets. An empty name search is not a completed screening check.
May I reuse or export US OCC Enforcement Actions records?
Access to US OCC Enforcement Actions does not grant every right to copy, export or redistribute it. Read the source reuse terms and the attribution notice for the version you use. A public record page or working screening integration is not an export permission. Follow the conditions that apply to your intended use.
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Source discovery reference: OpenSanctions source catalog, captured . Import and record counts above come from SanctionsKit.