US OCC Enforcement Actions
Published OCC enforcement actions involving institutions, companies, and individuals.
Source availability
Available for screening
6,071 source records are available in the current dataset.
Records can overlap across lists; this is not a count of unique people or organizations.
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- Our refresh schedule
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Data overview
OCC Enforcement Actions is published by Office of the Comptroller of the Currency.
The available version contains 6,071 source records before any name search.
The entity-type breakdown is 3,361 people and 2,710 organizations.
- Source records
- 6,071
- Publicly browsable records
- 6,071
- Entity types present
- 2
Record types and how to read these counts
Records by entity type
- People
- 3,361
- Organizations
- 2,710
- Other / unspecified
- 0
What these numbers mean
Counts describe this source’s current available records, before any name search. Records can overlap within and across lists. They are not counts of unique entities.
Publicly browsable records are the portion available in the public directory. A record’s presence does not by itself establish an active sanction.
Organizations include companies and other bodies. Other / unspecified means the source record has no more specific supported type.
What this source covers
The official export includes action types, start dates, termination dates, document references, amounts, and subject matters. It includes historical and terminated actions and is not guaranteed comprehensive. Certain pre-December 23, 2022 prohibition notifications are excluded by the publisher, and older OTS actions are in a separate archive.
Distinguish the action from its current effect
An enforcement action is not automatically a financial sanction or an ongoing prohibition. Consult the original order and current OCC search for its scope, modification, and termination. Exact termination dates end current screening eligibility; missing or N/A dates remain explicitly uncertain. Inconsistent publisher dates are preserved and flagged.
- Read the stated action type and procedural status.
- Check the decision, dates and later amendments.
- Keep different orders about the same named party distinct.
Public source records
- Lemaster, AlanOffice of the Comptroller of the Currency records “Prohibition/Removal Orders” for Lemaster, Alan. The recorded action date is 1 Sep 2006.PersonOCC Enforcement Actions
- Benton, AatoshikaOffice of the Comptroller of the Currency records “1829 Prohibition Notification” for Benton, Aatoshika. The recorded action date is 5 Mar 2026.PersonOCC Enforcement Actions
- Markman, JackOffice of the Comptroller of the Currency records “Cease-and-Desist Order (C&D) or Personal Cease-and-Desist Order (PC&D)” for Markman, Jack. The recorded action date is 26 Jul 2001.PersonOCC Enforcement Actions
- Bray, A. PhilipOffice of the Comptroller of the Currency records “Civil Money Penalty (CMP)” for Bray, A. Philip. The recorded action date is 20 Nov 1993.PersonOCC Enforcement Actions
- Elkins, ChrisOffice of the Comptroller of the Currency records “Civil Money Penalty (CMP)” for Elkins, Chris. The recorded action date is 23 Jul 2019.PersonOCC Enforcement Actions
- Harper, FloydOffice of the Comptroller of the Currency records “Civil Money Penalty (CMP)” for Harper, Floyd. The recorded action date is 23 Nov 2010.PersonOCC Enforcement Actions
- Strother, JamesOffice of the Comptroller of the Currency records “Cease-and-Desist Order (C&D) or Personal Cease-and-Desist Order (PC&D)” for Strother, James. The recorded action date is 13 Jan 2021.PersonOCC Enforcement Actions
- Rowe, CynthiaOffice of the Comptroller of the Currency records “Prohibition/Removal Orders” for Rowe, Cynthia. The recorded action date is 13 Feb 2003.PersonOCC Enforcement Actions
- Taylor, J. F.Office of the Comptroller of the Currency records “Civil Money Penalty (CMP)” for Taylor, J. F.. The recorded action date is 25 Jun 1990.PersonOCC Enforcement Actions
- First National Bank of Sumner, TheOffice of the Comptroller of the Currency records “Cease-and-Desist Order (C&D) or Personal Cease-and-Desist Order (PC&D)” for First National Bank of Sumner, The. The recorded action date is 3 Dec 2001. This source entry is excluded from current screening matches.OrganizationOCC Enforcement Actions
- The First National Bank of WellstonOffice of the Comptroller of the Currency records “Civil Money Penalty (CMP)” for The First National Bank of Wellston. The recorded action date is 28 Jan 2011.OrganizationOCC Enforcement Actions
- Bank Of Lodi, N.A.Office of the Comptroller of the Currency records “Formal Agreement” for Bank Of Lodi, N.A.. The recorded action date is 20 Oct 1992. This source entry is excluded from current screening matches.OrganizationOCC Enforcement Actions
- Malta National BankOffice of the Comptroller of the Currency records “Formal Agreement” for Malta National Bank. The recorded action date is 28 Oct 1999. This source entry is excluded from current screening matches.OrganizationOCC Enforcement Actions
- Anchorbank,fsbOffice of the Comptroller of the Currency records “Cease-and-Desist Order (C&D) or Personal Cease-and-Desist Order (PC&D)” for Anchorbank,fsb. The recorded action date is 26 Jun 2009. This source entry is excluded from current screening matches.OrganizationOCC Enforcement Actions
- Richie, Linda J.Office of the Comptroller of the Currency records “Civil Money Penalty (CMP)” for Richie, Linda J.. The recorded action date is 26 Jul 1991.PersonOCC Enforcement Actions
- O'Malley, JamesOffice of the Comptroller of the Currency records “Prohibition/Removal Orders” for O'Malley, James. The recorded action date is 21 Jun 2011.PersonOCC Enforcement Actions
- Dickson, Harold A.Office of the Comptroller of the Currency records “Civil Money Penalty (CMP)” for Dickson, Harold A.. The recorded action date is 16 Dec 2010.PersonOCC Enforcement Actions
- Mayer, JoeOffice of the Comptroller of the Currency records “Civil Money Penalty (CMP)” for Mayer, Joe. The recorded action date is 6 May 1992.PersonOCC Enforcement Actions
- Mountain West Bank, National AssociationOffice of the Comptroller of the Currency records “Cease-and-Desist Order (C&D) or Personal Cease-and-Desist Order (PC&D)” for Mountain West Bank, National Association. The recorded action date is 15 Apr 2010. This source entry is excluded from current screening matches.OrganizationOCC Enforcement Actions
- First National Bank Of HamlitonOffice of the Comptroller of the Currency records “Civil Money Penalty (CMP)” for First National Bank Of Hamliton. The recorded action date is 31 Jul 1990.OrganizationOCC Enforcement Actions
- Kirkland, KarenOffice of the Comptroller of the Currency records “Civil Money Penalty (CMP)” for Kirkland, Karen. The recorded action date is 5 Oct 2017.PersonOCC Enforcement Actions
- Southwestern National BankOffice of the Comptroller of the Currency records “Cease-and-Desist Order (C&D) or Personal Cease-and-Desist Order (PC&D)” for Southwestern National Bank. The recorded action date is 24 Mar 2011. This source entry is excluded from current screening matches.OrganizationOCC Enforcement Actions
- Davis, James C.Office of the Comptroller of the Currency records “Civil Money Penalty (CMP)” for Davis, James C.. The recorded action date is 28 Feb 1994.PersonOCC Enforcement Actions
- Liberty Bank, FSBOffice of the Comptroller of the Currency records “Cease-and-Desist Order (C&D) or Personal Cease-and-Desist Order (PC&D)” for Liberty Bank, FSB. The recorded action date is 14 Jul 2011. This source entry is excluded from current screening matches.OrganizationOCC Enforcement Actions
- Homer National BankOffice of the Comptroller of the Currency records “Cease-and-Desist Order (C&D) or Personal Cease-and-Desist Order (PC&D)” for Homer National Bank. The recorded action date is 3 Oct 1991. This source entry is excluded from current screening matches.OrganizationOCC Enforcement Actions
- Hill, Steven R.Office of the Comptroller of the Currency records “Civil Money Penalty (CMP)” for Hill, Steven R.. The recorded action date is 23 Aug 1990.PersonOCC Enforcement Actions
- Iriondo, JaneOffice of the Comptroller of the Currency records “Prohibition/Removal Orders” for Iriondo, Jane. The recorded action date is 26 Aug 2022.PersonOCC Enforcement Actions
- Dodier, Jose A.Office of the Comptroller of the Currency records “Civil Money Penalty (CMP)” for Dodier, Jose A.. The recorded action date is 8 Apr 1992.PersonOCC Enforcement Actions
- Chow, DavidOffice of the Comptroller of the Currency records “Civil Money Penalty (CMP)” for Chow, David. The recorded action date is 15 Apr 1997.PersonOCC Enforcement Actions
- First National Bank of PennsylvaniaOffice of the Comptroller of the Currency records “Civil Money Penalty (CMP)” for First National Bank of Pennsylvania. The recorded action date is 9 Jun 2015.OrganizationOCC Enforcement Actions
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Questions about US OCC Enforcement Actions
Who publishes US OCC Enforcement Actions?
The catalog identifies Office of the Comptroller of the Currency as the publisher in United States. Open the publisher reference. SanctionsKit’s source profile is separate from that publisher’s original records and notices.
Can I select US OCC Enforcement Actions for screening?
The current source snapshot marks US OCC Enforcement Actions as available for screening. Select its source ID, us-occ-enforcement, when your policy requires it. Check availability again when you run a request. This status does not by itself grant public browsing or export rights.
Can I browse current US OCC Enforcement Actions records here?
Current public records from US OCC Enforcement Actions can be browsed here. The current source contains 6,071 records. This counts source records, not distinct people, companies or assets. An empty name search is not a completed screening check.
May I reuse or export US OCC Enforcement Actions records?
Access to US OCC Enforcement Actions does not grant every right to copy, export or redistribute it. Read the source reuse terms and the attribution notice for the version you use. A public record page or working screening integration is not an export permission. Follow the conditions that apply to your intended use.
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Source discovery reference: OpenSanctions source catalog, captured . Import and record counts above come from SanctionsKit.