US OCC Enforcement Actions
Published OCC enforcement actions involving institutions, companies, and individuals.
Source availability
Available for screening
6,071 source records are available in the current dataset.
Records can overlap across lists; this is not a count of unique people or organizations.
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- Our refresh schedule
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Data overview
OCC Enforcement Actions is published by Office of the Comptroller of the Currency.
The available version contains 6,071 source records before any name search.
The entity-type breakdown is 3,361 people and 2,710 organizations.
- Source records
- 6,071
- Publicly browsable records
- 6,071
- Entity types present
- 2
Record types and how to read these counts
Records by entity type
- People
- 3,361
- Organizations
- 2,710
- Other / unspecified
- 0
What these numbers mean
Counts describe this source’s current available records, before any name search. Records can overlap within and across lists. They are not counts of unique entities.
Publicly browsable records are the portion available in the public directory. A record’s presence does not by itself establish an active sanction.
Organizations include companies and other bodies. Other / unspecified means the source record has no more specific supported type.
What this source covers
The official export includes action types, start dates, termination dates, document references, amounts, and subject matters. It includes historical and terminated actions and is not guaranteed comprehensive. Certain pre-December 23, 2022 prohibition notifications are excluded by the publisher, and older OTS actions are in a separate archive.
Distinguish the action from its current effect
An enforcement action is not automatically a financial sanction or an ongoing prohibition. Consult the original order and current OCC search for its scope, modification, and termination. Exact termination dates end current screening eligibility; missing or N/A dates remain explicitly uncertain. Inconsistent publisher dates are preserved and flagged.
- Read the stated action type and procedural status.
- Check the decision, dates and later amendments.
- Keep different orders about the same named party distinct.
Public source records
- Pacific National BankOffice of the Comptroller of the Currency records “Formal Agreement” for Pacific National Bank. The recorded action date is 20 Aug 1999. This source entry is excluded from current screening matches.OrganizationOCC Enforcement Actions
- First Charter Bank N.A.Office of the Comptroller of the Currency records “Formal Agreement” for First Charter Bank N.A.. The recorded action date is 16 Dec 1993. This source entry is excluded from current screening matches.OrganizationOCC Enforcement Actions
- Boutilier, Vicki L.Office of the Comptroller of the Currency records “Civil Money Penalty (CMP)” for Boutilier, Vicki L.. The recorded action date is 4 Apr 2003.PersonOCC Enforcement Actions
- Arab Bank PLCOffice of the Comptroller of the Currency records “Cease-and-Desist Order (C&D) or Personal Cease-and-Desist Order (PC&D)” for Arab Bank PLC. The recorded action date is 8 Feb 2005. This source entry is excluded from current screening matches.OrganizationOCC Enforcement Actions
- Kemp, Linda D.Office of the Comptroller of the Currency records “Civil Money Penalty (CMP)” for Kemp, Linda D.. The recorded action date is 22 Sep 1992.PersonOCC Enforcement Actions
- Rigione, BruceOffice of the Comptroller of the Currency records “Cease-and-Desist Order (C&D) or Personal Cease-and-Desist Order (PC&D)” for Rigione, Bruce. The recorded action date is 5 Oct 2005.PersonOCC Enforcement Actions
- Locci, MassimilianoOffice of the Comptroller of the Currency records “C&D or PC&D Requiring Restitution” for Locci, Massimiliano. The recorded action date is 8 Dec 1997.PersonOCC Enforcement Actions
- Liberty National BankOffice of the Comptroller of the Currency records “Formal Agreement” for Liberty National Bank. The recorded action date is 7 Jun 1993. This source entry is excluded from current screening matches.OrganizationOCC Enforcement Actions
- Hill, Charles Y.Office of the Comptroller of the Currency records “Prohibition/Removal Orders” for Hill, Charles Y.. The recorded action date is 28 Sep 2004.PersonOCC Enforcement Actions
- McCants, LawrenceOffice of the Comptroller of the Currency records “Cease-and-Desist Order (C&D) or Personal Cease-and-Desist Order (PC&D)” for McCants, Lawrence. The recorded action date is 3 Jun 2013.PersonOCC Enforcement Actions
- Majette, Marcus A.Office of the Comptroller of the Currency records “Prohibition/Removal Orders” for Majette, Marcus A.. The recorded action date is 16 Mar 2018.PersonOCC Enforcement Actions
- Brown, Trenton W.Office of the Comptroller of the Currency records “C&D or PC&D Requiring Restitution” for Brown, Trenton W.. The recorded action date is 7 Feb 2014.PersonOCC Enforcement Actions
- Integra Bank National AssociationOffice of the Comptroller of the Currency records “Civil Money Penalty (CMP)” for Integra Bank National Association. The recorded action date is 26 May 2009.OrganizationOCC Enforcement Actions
- First National Bank of Eagle Lake, TheOffice of the Comptroller of the Currency records “Formal Agreement” for First National Bank of Eagle Lake, The. The recorded action date is 26 Jun 1991. This source entry is excluded from current screening matches.OrganizationOCC Enforcement Actions
- Anderson, Gordon M.Office of the Comptroller of the Currency records “Civil Money Penalty (CMP)” for Anderson, Gordon M.. The recorded action date is 6 Jan 1994.PersonOCC Enforcement Actions
- The First National Bank of LaconOffice of the Comptroller of the Currency records “Formal Agreement” for The First National Bank of Lacon. The recorded action date is 13 Sep 2016. This source entry is excluded from current screening matches.OrganizationOCC Enforcement Actions
- First National Bank of BrookfieldOffice of the Comptroller of the Currency records “Formal Agreement” for First National Bank of Brookfield. The recorded action date is 11 Sep 2008. This source entry is excluded from current screening matches.OrganizationOCC Enforcement Actions
- National Bank Of Southern CaliforniaOffice of the Comptroller of the Currency records “Formal Agreement” for National Bank Of Southern California. The recorded action date is 8 Apr 1992. This source entry is excluded from current screening matches.OrganizationOCC Enforcement Actions
- Home National BankOffice of the Comptroller of the Currency records “Formal Agreement” for Home National Bank. The recorded action date is 29 Jan 1999. This source entry is excluded from current screening matches.OrganizationOCC Enforcement Actions
- Trustmark National BankOffice of the Comptroller of the Currency records “Civil Money Penalty (CMP)” for Trustmark National Bank. The recorded action date is 20 Oct 2021.OrganizationOCC Enforcement Actions
- Glover, Kent D.Office of the Comptroller of the Currency records “Civil Money Penalty (CMP)” for Glover, Kent D.. The recorded action date is 26 May 1994.PersonOCC Enforcement Actions
- Helmig, Charles W.Office of the Comptroller of the Currency records “Cease-and-Desist Order (C&D) or Personal Cease-and-Desist Order (PC&D)” for Helmig, Charles W.. The recorded action date is 9 Jul 2008.PersonOCC Enforcement Actions
- Blakemore, Teresa L.Office of the Comptroller of the Currency records “Prohibition/Removal Orders” for Blakemore, Teresa L.. The recorded action date is 9 Dec 1999.PersonOCC Enforcement Actions
- Boudreaux, RonaldOffice of the Comptroller of the Currency records “Civil Money Penalty (CMP)” for Boudreaux, Ronald. The recorded action date is 1 Dec 1992.PersonOCC Enforcement Actions
- Pinkett, Preston D.Office of the Comptroller of the Currency records “Cease-and-Desist Order (C&D) or Personal Cease-and-Desist Order (PC&D)” for Pinkett, Preston D.. The recorded action date is 18 Aug 2020.PersonOCC Enforcement Actions
- Texana Bank, National AssociationOffice of the Comptroller of the Currency records “Formal Agreement” for Texana Bank, National Association. The recorded action date is 29 Apr 2009. This source entry is excluded from current screening matches.OrganizationOCC Enforcement Actions
- The National Republic Bank Of ChicagoOffice of the Comptroller of the Currency records “Cease-and-Desist Order (C&D) or Personal Cease-and-Desist Order (PC&D)” for The National Republic Bank Of Chicago. The recorded action date is 22 Sep 1992. This source entry is excluded from current screening matches.OrganizationOCC Enforcement Actions
- Feist, Trenton E.Office of the Comptroller of the Currency records “Prohibition/Removal Orders” for Feist, Trenton E.. The recorded action date is 21 Aug 2012.PersonOCC Enforcement Actions
- Walker, Dennis A.Office of the Comptroller of the Currency records “Civil Money Penalty (CMP)” for Walker, Dennis A.. The recorded action date is 27 Nov 2006.PersonOCC Enforcement Actions
- First National Bank of OmahaOffice of the Comptroller of the Currency records “Civil Money Penalty (CMP)” for First National Bank of Omaha. The recorded action date is 18 Aug 2016.OrganizationOCC Enforcement Actions
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Questions about US OCC Enforcement Actions
Who publishes US OCC Enforcement Actions?
The catalog identifies Office of the Comptroller of the Currency as the publisher in United States. Open the publisher reference. SanctionsKit’s source profile is separate from that publisher’s original records and notices.
Can I select US OCC Enforcement Actions for screening?
The current source snapshot marks US OCC Enforcement Actions as available for screening. Select its source ID, us-occ-enforcement, when your policy requires it. Check availability again when you run a request. This status does not by itself grant public browsing or export rights.
Can I browse current US OCC Enforcement Actions records here?
Current public records from US OCC Enforcement Actions can be browsed here. The current source contains 6,071 records. This counts source records, not distinct people, companies or assets. An empty name search is not a completed screening check.
May I reuse or export US OCC Enforcement Actions records?
Access to US OCC Enforcement Actions does not grant every right to copy, export or redistribute it. Read the source reuse terms and the attribution notice for the version you use. A public record page or working screening integration is not an export permission. Follow the conditions that apply to your intended use.
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Source discovery reference: OpenSanctions source catalog, captured . Import and record counts above come from SanctionsKit.