US OCC Enforcement Actions
Published OCC enforcement actions involving institutions, companies, and individuals.
Source availability
Available for screening
6,071 source records are available in the current dataset.
Records can overlap across lists; this is not a count of unique people or organizations.
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- Our refresh schedule
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Data overview
OCC Enforcement Actions is published by Office of the Comptroller of the Currency.
The available version contains 6,071 source records before any name search.
The entity-type breakdown is 3,361 people and 2,710 organizations.
- Source records
- 6,071
- Publicly browsable records
- 6,071
- Entity types present
- 2
Record types and how to read these counts
Records by entity type
- People
- 3,361
- Organizations
- 2,710
- Other / unspecified
- 0
What these numbers mean
Counts describe this source’s current available records, before any name search. Records can overlap within and across lists. They are not counts of unique entities.
Publicly browsable records are the portion available in the public directory. A record’s presence does not by itself establish an active sanction.
Organizations include companies and other bodies. Other / unspecified means the source record has no more specific supported type.
What this source covers
The official export includes action types, start dates, termination dates, document references, amounts, and subject matters. It includes historical and terminated actions and is not guaranteed comprehensive. Certain pre-December 23, 2022 prohibition notifications are excluded by the publisher, and older OTS actions are in a separate archive.
Distinguish the action from its current effect
An enforcement action is not automatically a financial sanction or an ongoing prohibition. Consult the original order and current OCC search for its scope, modification, and termination. Exact termination dates end current screening eligibility; missing or N/A dates remain explicitly uncertain. Inconsistent publisher dates are preserved and flagged.
- Read the stated action type and procedural status.
- Check the decision, dates and later amendments.
- Keep different orders about the same named party distinct.
Public source records
- Thomas-Nicholson, Dyann R.Office of the Comptroller of the Currency records “Prohibition/Removal Orders” for Thomas-Nicholson, Dyann R.. The recorded action date is 29 Sep 2004.PersonOCC Enforcement Actions
- Priority BankOffice of the Comptroller of the Currency records “Notice of Charges” for Priority Bank. The recorded action date is 9 May 2012. This source entry is excluded from current screening matches.OrganizationOCC Enforcement Actions
- Alaska First Bank & Trust, National AssociationOffice of the Comptroller of the Currency records “Formal Agreement” for Alaska First Bank & Trust, National Association. The recorded action date is 2 Feb 2006. This source entry is excluded from current screening matches.OrganizationOCC Enforcement Actions
- Bank Of Florida, National AssociationOffice of the Comptroller of the Currency records “Formal Agreement” for Bank Of Florida, National Association. The recorded action date is 25 Apr 1991. This source entry is excluded from current screening matches.OrganizationOCC Enforcement Actions
- Texas National Bank Of JacksonvilleOffice of the Comptroller of the Currency records “Cease-and-Desist Order (C&D) or Personal Cease-and-Desist Order (PC&D)” for Texas National Bank Of Jacksonville. The recorded action date is 10 Jan 1990. This source entry is excluded from current screening matches.OrganizationOCC Enforcement Actions
- Lew, Dr. MarginOffice of the Comptroller of the Currency records “Civil Money Penalty (CMP)” for Lew, Dr. Margin. The recorded action date is 18 Dec 1996.PersonOCC Enforcement Actions
- Aikens, NatashaOffice of the Comptroller of the Currency records “Prohibition/Removal Orders” for Aikens, Natasha. The recorded action date is 27 Aug 2024.PersonOCC Enforcement Actions
- States, AlanOffice of the Comptroller of the Currency records “Civil Money Penalty (CMP)” for States, Alan. The recorded action date is 7 Feb 2012.PersonOCC Enforcement Actions
- First American National Bank Of NashvilleOffice of the Comptroller of the Currency records “Civil Money Penalty (CMP)” for First American National Bank Of Nashville. The recorded action date is 17 Jan 1992.OrganizationOCC Enforcement Actions
- Corbitt, CecilOffice of the Comptroller of the Currency records “Civil Money Penalty (CMP)” for Corbitt, Cecil. The recorded action date is 18 Jun 1991.PersonOCC Enforcement Actions
- Park Avenue Bank, National Association, TheOffice of the Comptroller of the Currency records “Cease-and-Desist Order (C&D) or Personal Cease-and-Desist Order (PC&D)” for Park Avenue Bank, National Association, The. The recorded action date is 1 Dec 1989. This source entry is excluded from current screening matches.OrganizationOCC Enforcement Actions
- Soper, John E.Office of the Comptroller of the Currency records “Cease-and-Desist Order (C&D) or Personal Cease-and-Desist Order (PC&D)” for Soper, John E.. The recorded action date is 3 Jan 2014.PersonOCC Enforcement Actions
- Wells Fargo Bank, National AssociationOffice of the Comptroller of the Currency records “Civil Money Penalty (CMP)” for Wells Fargo Bank, National Association. The recorded action date is 29 Sep 2016.OrganizationOCC Enforcement Actions
- First National Bank of Baldwin CountyOffice of the Comptroller of the Currency records “Formal Agreement” for First National Bank of Baldwin County. The recorded action date is 18 Sep 2008. This source entry is excluded from current screening matches.OrganizationOCC Enforcement Actions
- Pankey, HeatherOffice of the Comptroller of the Currency records “1829 Prohibition Notification” for Pankey, Heather. The recorded action date is 27 Jul 2026.PersonOCC Enforcement Actions
- Marine National Bank Of NaplesOffice of the Comptroller of the Currency records “Formal Agreement” for Marine National Bank Of Naples. The recorded action date is 10 Sep 2001. This source entry is excluded from current screening matches.OrganizationOCC Enforcement Actions
- Lauder, W.B.Office of the Comptroller of the Currency records “Civil Money Penalty (CMP)” for Lauder, W.B.. The recorded action date is 27 Jan 1993.PersonOCC Enforcement Actions
- Cortez, David R.Office of the Comptroller of the Currency records “C&D or PC&D Requiring Restitution” for Cortez, David R.. The recorded action date is 8 Apr 1992. This source entry is excluded from current screening matches.PersonOCC Enforcement Actions
- Schueler, William A.Office of the Comptroller of the Currency records “Prohibition/Removal Orders” for Schueler, William A.. The recorded action date is 17 Aug 1995.PersonOCC Enforcement Actions
- George, William H.Office of the Comptroller of the Currency records “Prohibition/Removal Orders” for George, William H.. The recorded action date is 18 May 1998. This source entry is excluded from current screening matches.PersonOCC Enforcement Actions
- MUFG Bank, Ltd. Primary NY BranchOffice of the Comptroller of the Currency records “Cease-and-Desist Order (C&D) or Personal Cease-and-Desist Order (PC&D)” for MUFG Bank, Ltd. Primary NY Branch. The recorded action date is 9 Nov 2017. This source entry is excluded from current screening matches.OrganizationOCC Enforcement Actions
- Bass, JohnOffice of the Comptroller of the Currency records “Prohibition/Removal Orders” for Bass, John. The recorded action date is 11 Jul 1991.PersonOCC Enforcement Actions
- Moody National Bank Of GalvestonOffice of the Comptroller of the Currency records “Civil Money Penalty (CMP)” for Moody National Bank Of Galveston. The recorded action date is 21 May 1990.OrganizationOCC Enforcement Actions
- Associated Bank, National AssociationOffice of the Comptroller of the Currency records “Cease-and-Desist Order (C&D) or Personal Cease-and-Desist Order (PC&D)” for Associated Bank, National Association. The recorded action date is 23 Feb 2012. This source entry is excluded from current screening matches.OrganizationOCC Enforcement Actions
- Indian River National BankOffice of the Comptroller of the Currency records “Civil Money Penalty (CMP)” for Indian River National Bank. The recorded action date is 22 Aug 2005.OrganizationOCC Enforcement Actions
- Traweek, RobertOffice of the Comptroller of the Currency records “Civil Money Penalty (CMP)” for Traweek, Robert. The recorded action date is 3 Dec 1991.PersonOCC Enforcement Actions
- Henderson, Cynthia F.Office of the Comptroller of the Currency records “Prohibition/Removal Orders” for Henderson, Cynthia F.. The recorded action date is 23 Nov 2009.PersonOCC Enforcement Actions
- Harrison, William T.Office of the Comptroller of the Currency records “Civil Money Penalty (CMP)” for Harrison, William T.. The recorded action date is 13 Apr 2007.PersonOCC Enforcement Actions
- Carey, AmandaOffice of the Comptroller of the Currency records “Prohibition/Removal Orders” for Carey, Amanda. The recorded action date is 27 Oct 2016.PersonOCC Enforcement Actions
- McDonough, BrookeOffice of the Comptroller of the Currency records “1829 Prohibition Notification” for McDonough, Brooke. The recorded action date is 1 Sep 2026.PersonOCC Enforcement Actions
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Questions about US OCC Enforcement Actions
Who publishes US OCC Enforcement Actions?
The catalog identifies Office of the Comptroller of the Currency as the publisher in United States. Open the publisher reference. SanctionsKit’s source profile is separate from that publisher’s original records and notices.
Can I select US OCC Enforcement Actions for screening?
The current source snapshot marks US OCC Enforcement Actions as available for screening. Select its source ID, us-occ-enforcement, when your policy requires it. Check availability again when you run a request. This status does not by itself grant public browsing or export rights.
Can I browse current US OCC Enforcement Actions records here?
Current public records from US OCC Enforcement Actions can be browsed here. The current source contains 6,071 records. This counts source records, not distinct people, companies or assets. An empty name search is not a completed screening check.
May I reuse or export US OCC Enforcement Actions records?
Access to US OCC Enforcement Actions does not grant every right to copy, export or redistribute it. Read the source reuse terms and the attribution notice for the version you use. A public record page or working screening integration is not an export permission. Follow the conditions that apply to your intended use.
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Source discovery reference: OpenSanctions source catalog, captured . Import and record counts above come from SanctionsKit.